Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Retail Portfolio DST See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $14,380,928 Associated Brokers / Dealers Corbin S. Thomas, Ryan P. Joyce, Joseph H. Langlois, III, David B. Levinson, Donald S. Meredith, Nathaniel M. Kuhn, Robert M. Cheney, Roger J. Conde, Raymond W. Harrison, Brian A. Peardon, William J. Connaker, Daniel P. Raupp, Jim A. Lund, Allen G. Yee, John W. Posey, Roger T. Tadsen, Joseph A. Graziano, Robert R. Tweed, Ronald M. Selik, Jon Paul Cirelli, Christopher R. Rubano, Jeffrey B. Baker, Larry M. Pence, Kathryn L. Young, Jeffrey A. Kiesnoski, Robert J. Binkele, Angela M. Farrante, George R. Howard, III, David A. Russon, Daniel R. Jeppson, Jeffrey L. Davis, and Larry R. Law CIK Number 0001624853 Filed Document 0001624853-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Philadelphia Financial Life Assurance Co Separate Account VA 128 See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001636677 Filed Document 0001636677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AELIUS HEALTHCARE INNOVATIONS FUND, LP See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001643409 Filed Document 0001643409-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AIR MEDIA, INC. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001601128 Filed Document 0001601128-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Davis Partnership, LP See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440291 Filed Document 0001440291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Malden Capital Fund, LP See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Malden Capital Management, LLC CIK Number 0001643299 Filed Document 0001643299-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woofbert, Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001640650 Filed Document 0000905718-15-000522 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub QWR LLC See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $259,344 Associated Brokers / Dealers N/A CIK Number 0001642707 Filed Document 0001642707-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyxor/PSAM WorldArb Fund Ltd. See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001469980 Filed Document 0001140361-15-022519 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Cognate Nutritionals, Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001549556 Filed Document 0001549556-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Meural Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001622142 Filed Document 0001622142-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ICloak Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001643707 Filed Document 0001643707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
COMVEST CAPITAL III INTERNATIONAL, L.P. See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Paxstone Capital LLP and EDGELINE CAPITAL, LLC CIK Number 0001594598 Filed Document 0001594598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tone Mobile LLC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001644374 Filed Document 0001144204-15-036214 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GMI-LAKE MARY 125, LP See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $6,110,084 Associated Brokers / Dealers Curt Ladd, Joseph A Ondris, Marc Seeherman, and Lawrence A Breen CIK Number 0001637256 Filed Document 0001637256-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COMVEST CAPITAL III INTERNATIONAL (CAYMAN), L.P. See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers PAXSTONE CAPITAL LLP and EDGELINE CAPITAL, LLC CIK Number 0001594599 Filed Document 0001594599-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Berkeley Research Group LLC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494926 Filed Document 0001494926-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Urban Storage Fund, LP See All Filings	D/A	2015-06-01 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001578682 Filed Document 0001578682-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
AuthClub Inc See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001643722 Filed Document 0001643722-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
F-PMAB, LLC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $2,010,656 Associated Brokers / Dealers N/A CIK Number 0001611463 Filed Document 0001140361-15-022590 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Balboa Retail Fund I, L.P. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $281,000,000 Associated Brokers / Dealers N/A CIK Number 0001644035 Filed Document 0001644035-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Albany Road-Atlanta Diversified Investor LLC See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers N/A CIK Number 0001642953 Filed Document 0001642953-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Applied Silver, Inc. See All Filings	D	2015-06-01 00:00:00 UTC
Amount To Be Raised $3,489,211 Associated Brokers / Dealers N/A CIK Number 0001564202 Filed Document 0001564202-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
GroupGifting.com, Inc. See All Filings	D	2015-05-31 00:00:00 UTC
Amount To Be Raised $2,016,518 Associated Brokers / Dealers N/A CIK Number 0001568752 Filed Document 0001144204-15-035087 Exclusions or Exemptions 506b Accepted Date 2015-05-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIGHROADS INC See All Filings	D	2015-05-30 00:00:00 UTC
Amount To Be Raised $5,016,640 Associated Brokers / Dealers N/A CIK Number 0001348027 Filed Document 0001348027-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SHIFT-Brand Holdco, LLC See All Filings	D	2015-05-30 00:00:00 UTC
Amount To Be Raised $36,159,516 Associated Brokers / Dealers N/A CIK Number 0001644288 Filed Document 0001644288-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Demand Energy Networks Inc. See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001637358 Filed Document 0001637358-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Italist I Fund, a series of Wefunds LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $142,600 Associated Brokers / Dealers N/A CIK Number 0001641848 Filed Document 0001641848-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Predictify.me, Inc. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001629582 Filed Document 0001629582-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
BUENA VISTA OFFSHORE FUND HG, LTD See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361139 Filed Document 0001361139-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Event Driven Managers plc See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001459779 Filed Document 0001140361-15-022253 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LabStyle Innovations Corp. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $461,673 Associated Brokers / Dealers Newport Coast Securities, Inc. CIK Number 0001533998 Filed Document 0001144204-15-034801 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Starve Ups Fund I, LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001643650 Filed Document 0001643650-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
HER Technologies, Inc. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001555904 Filed Document 0000909143-15-000035 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Keypoint Real Estate Opportunity Hedge Fund, LP See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001522547 Filed Document 0001522547-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Romaine Empire, LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001643355 Filed Document 0001643355-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NANOSPHERE INC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $4,070,000 Associated Brokers / Dealers N/A CIK Number 0001105184 Filed Document 0001105184-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Buena Vista Asian Opportunities Offshore Fund, Ltd. See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517325 Filed Document 0001517325-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levy Partners II, LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001643748 Filed Document 0001643748-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ZPower, LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001516426 Filed Document 0001516426-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Navigator Nelson Investors LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001643597 Filed Document 0001643597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Orchard View Capital Partners LP See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643631 Filed Document 0001013594-15-000344 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Control Mobile Inc. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $220,956 Associated Brokers / Dealers N/A CIK Number 0001643864 Filed Document 0001140361-15-023047 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Nextronex Inc. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593699 Filed Document 0001593699-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Van Eck Energy Equity Portfolio See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643672 Filed Document 0001643672-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CannaVEST Corp. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $6,630,000 Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001510964 Filed Document 0001510964-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
1248 South Vineyard Street, LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $2,260,000 Associated Brokers / Dealers N/A CIK Number 0001642880 Filed Document 0001642880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Equity Long/Short Managers II LLC See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001291578 Filed Document 0001140361-15-022246 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Opportunities III LLC See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001430350 Filed Document 0001140361-15-022239 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UIP Tilden Invest, LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $1,493,208 Associated Brokers / Dealers N/A CIK Number 0001640971 Filed Document 0001640971-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity