Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LONG FOCUS CAPITAL OFFSHORE, LTD. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613054 Filed Document 0001613054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Hemingway Joint Venture See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,094,800 Associated Brokers / Dealers NA CIK Number 0001660232 Filed Document 0001660232-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
HudCo Real Estate IV (International), L.P. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $11,300,000 Associated Brokers / Dealers N/A CIK Number 0001658487 Filed Document 0001658487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Shell 1000, LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001659960 Filed Document 0001659960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
TXT Investors PE, LP See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659117 Filed Document 0001659117-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CRC Resources Fund II LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nova Fund Advisors CIK Number 0001622088 Filed Document 0001622089-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Multi-Strategy Fund VII, L.P. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606465 Filed Document 0001606465-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AxInfra US LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564272 Filed Document 0001564272-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OPCM Absolute Return L P See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001377649 Filed Document 0000935836-15-000598 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueLine Grid, Inc. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $5,126,463 Associated Brokers / Dealers N/A CIK Number 0001580125 Filed Document 0001580125-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR GLOBAL ASSET ALLOCATION INSTITUTIONAL FUND IV LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401283 Filed Document 0001454208-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Huston Minerals Partners LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $3,891,766 Associated Brokers / Dealers N/A CIK Number 0001659936 Filed Document 0001659936-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
REGENT CAPITAL CORP See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001620259 Filed Document 0001140361-15-043801 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Commonfund Hedged Equity Co See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001410322 Filed Document 0001410322-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niki Westminster, LP See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001660187 Filed Document 0001660187-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
440 ADAMS STREET, LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659775 Filed Document 0001659775-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PURE BIOSCIENCE, INC. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001006028-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
North Carolina Title Center LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $30,275 Associated Brokers / Dealers N/A CIK Number 0001330633 Filed Document 0001330633-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pro Star Capital, LP See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001660179 Filed Document 0001660179-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Six Train Productions Ltd Liability Co See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591378 Filed Document 0001591378-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BW PRIVATE INVESTORS OFFSHORE, LTD. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001440620 Filed Document 0001315863-15-000963 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arvensis Quantitative Hedged Equity Fund, LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565018 Filed Document 0001565018-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aetna Partners Diversified Fund LLC See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MAFG RIA Services, Inc., Cambridge Investment Research, Inc., Capital Guardian, LLC, Advisory Group Equity Services Ltd., Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC CIK Number 0001314522 Filed Document 0001314522-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Kellbenx Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001515776 Filed Document 0001140361-15-043786 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
APPLIED DNA SCIENCES INC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000744452 Filed Document 0001192482-15-000436 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
KinoDyn, Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $349,999 Associated Brokers / Dealers N/A CIK Number 0001611029 Filed Document 0001611029-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DigiPath,Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001502966 Filed Document 0001659900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Day 4, LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001658434 Filed Document 0001658434-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ACTAVALON, INC. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $1,587,765 Associated Brokers / Dealers N/A CIK Number 0001594641 Filed Document 0001594641-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ALLIN CORP See All Filings	D	2015-12-04 09:27:16 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001020391 Filed Document 0001020391-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 09:27:16 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Jeffrey Nesseth CIK Number 0001633523 Filed Document 0001633523-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Carlyle Asia Structured Credit Opportunities Fund, L.P. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Alistithmar Capital CIK Number 0001626618 Filed Document 0001626618-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panorama Partners Offshore, Ltd. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592374 Filed Document 0001592374-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
East Bridge Capital Offshore Fund Ltd. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579866 Filed Document 0001534830-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Jeffrey Senglaub CIK Number 0001633523 Filed Document 0001633523-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $11,944,794 Associated Brokers / Dealers Richard Devita CIK Number 0001135856 Filed Document 0001135856-15-000318 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HLT Holdings, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $42,060,000 Associated Brokers / Dealers N/A CIK Number 0001660239 Filed Document 0001144204-15-069827 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harmonus Inc See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $657,040 Associated Brokers / Dealers N/A CIK Number 0001660001 Filed Document 0001660001-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Terlingua Fund 1, LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563658 Filed Document 0001563658-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saturn Care, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001659972 Filed Document 0001659972-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
FEATHR, INC. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $2,096,987 Associated Brokers / Dealers N/A CIK Number 0001571757 Filed Document 0001571757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $65,006,070 Associated Brokers / Dealers Andrew Arigo CIK Number 0001135856 Filed Document 0001135856-15-000320 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sanibel Resort Holdings, LLC See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $12,340,800 Associated Brokers / Dealers JRL Capital Corporation, Kalos Capital, Inc., Triloma Securities, LLC, The Strategic Financial Alliance, Inc., and United Planners Financial Services CIK Number 0001655852 Filed Document 0001655852-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SYNQY Corp See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001562499 Filed Document 0001562499-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEWPORT REALTY TRUST, INC. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $12,125,369 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001634006 Filed Document 0001634006-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Trufa Inc. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers N/A CIK Number 0001594684 Filed Document 0001594684-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRAIN TUNNELGENIX TECHNOLOGIES CORP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001489454 Filed Document 0001144204-15-070418 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VICUNA CAPITAL I, L.P. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001071851 Filed Document 0000919574-15-008527 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RP MTS Associates Member, L.L.C. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001660084 Filed Document 0001660084-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Capital Fund, LP - Series 3 See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,936,000 Associated Brokers / Dealers N/A CIK Number 0001660021 Filed Document 0001660021-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund