Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Acadian Global Equity Fund See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001405788 Filed Document 0001583880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Akahi Fund II LP See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356727 Filed Document 0000935836-15-000307 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001552912 Filed Document 0000902664-15-002747 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Hargray Capital Holdings LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643797 Filed Document 0001181431-15-008005 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Quarry Trail Investments, LLC See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised $12,275,000 Associated Brokers / Dealers NMS Capital Securities, LLC CIK Number 0001643888 Filed Document 0001643888-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
VP Parent Holdings, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $73,131,738 Associated Brokers / Dealers N/A CIK Number 0001644353 Filed Document 0001644353-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Teladoc, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477449 Filed Document 0001477449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Insightra Medical, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $2,837,500 Associated Brokers / Dealers N/A CIK Number 0001606764 Filed Document 0001606764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FLUOROPHARMA MEDICAL, INC. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Merriman Capital, Inc. CIK Number 0001402785 Filed Document 0001415889-15-002006 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Currant, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001644316 Filed Document 0001644316-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Allovue, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001608594 Filed Document 0001608594-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Garelick Capital Partners QP Feeder Fund (Cayman), LTD. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581049 Filed Document 0001581049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New West Genetics LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001644254 Filed Document 0001644254-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Milne Spirit Works LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644299 Filed Document 0001644299-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
MobSoc Media LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001580295 Filed Document 0001580295-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Coastal Investment Partners, L.P. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468078 Filed Document 0001468078-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrueFacet, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $4,789,935 Associated Brokers / Dealers N/A CIK Number 0001643408 Filed Document 0000905718-15-000527 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCR Mortgage Partners VII, L.P. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001644075 Filed Document 0001644075-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Orange Chef Co See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592389 Filed Document 0001592389-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CALICO RESOURCES CORP. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $45,925 Associated Brokers / Dealers N/A CIK Number 0001486286 Filed Document 0001062993-15-003306 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mobiveil, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001570975 Filed Document 0001570975-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AirLift Investments, LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001644140 Filed Document 0001644140-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SL CAPITAL SOF II LP See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised $291,054,000 Associated Brokers / Dealers STANDARD LIFE INVESTMENTS SECURITIES LLC CIK Number 0001622021 Filed Document 0001622021-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEMSSTOCK FUND LP See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611102 Filed Document 0001611102-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BH Bradley 2015, LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001644325 Filed Document 0001644325-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
INVEST FORWARD, INC. See All Filings	D/A	2015-06-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001609595 Filed Document 0000947871-15-000428 Exclusions or Exemptions 506b Accepted Date 2015-06-06 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Nomful, Inc. See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001643878 Filed Document 0001643878-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
DAVIDSON KEMPNER PARTNERS See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000928549 Filed Document 0000902664-15-002752 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lakeside Class A, LLC See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001633569 Filed Document 0001633569-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FabFitFun, Inc. See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised $3,502,440 Associated Brokers / Dealers N/A CIK Number 0001643768 Filed Document 0000950138-15-000396 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Herring Creek Offshore Fund, Ltd. See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575767 Filed Document 0000919574-15-004784 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SPACE PENCIL INC See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised $11,300,001 Associated Brokers / Dealers N/A CIK Number 0001436557 Filed Document 0001436557-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spear Point Condor LP See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643760 Filed Document 0001643760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vinli, Inc. See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001643925 Filed Document 0001643925-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LOWELL CAPITAL FUND, LP See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364287 Filed Document 0001364287-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PETCURE PARTNERSHIP - PHOENIX, LLC See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001644249 Filed Document 0001644249-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Palo Alto Advanced Life Sciences Fund, L.P. See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001503176 Filed Document 0001503176-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairbridge Vorbeck, LLC See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001643210 Filed Document 0001643210-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
TPG Real Estate Equity II, L.P. See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643853 Filed Document 0001643853-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AB100 Offshore Ltd. See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609469 Filed Document 0001609469-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protea Biosciences Group, Inc. See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001335103 Filed Document 0001144204-15-035842 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
White River, LP See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Regal Securities, Inc. and CFA Financial, LLC CIK Number 0001637211 Filed Document 0001140361-15-023314 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELEMENTIS PLC See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised $19,213,565 Associated Brokers / Dealers N/A CIK Number 0001271140 Filed Document 0001271140-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Highbridge Principal Strategies Credit Opportunities Fund, L.P. See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001525361 Filed Document 0000899140-15-000468 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Castlelake IV, L.P. See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644150 Filed Document 0001315863-15-000508 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEAMBOAT STATION, LLLP See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001640223 Filed Document 0001640223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Reterro, Inc. See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001642529 Filed Document 0001642392-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Surf City Sandwich, Inc. See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001644197 Filed Document 0001644197-15-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
STRATUSCORE, INC. See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001570704 Filed Document 0001570704-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt