Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Easy Metrics Inc. See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $1,662,385 Associated Brokers / Dealers N/A CIK Number 0001586658 Filed Document 0001586658-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Teneology, Inc. See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629302 Filed Document 0001140361-15-023897 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Taylor Woods Fund Ltd. See All Filings	D/A	2015-06-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511969 Filed Document 0000919574-15-004818 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eqis Holdings, Inc. See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001643348 Filed Document 0000945111-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Plae, Inc. See All Filings	D/A	2015-06-09 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001580257 Filed Document 0001580257-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SALEM 2X FUND LP See All Filings	D/A	2015-06-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429811 Filed Document 0001429811-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tribute Pharmaceuticals Canada Inc. See All Filings	D/A	2015-06-09 00:00:00 UTC
Amount To Be Raised $807,744 Associated Brokers / Dealers N/A CIK Number 0001159019 Filed Document 0001354488-15-002892 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
CARDIA, INC. See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $250,005 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001074459 Filed Document 0001074459-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cushing Renaissance Opportunity Fund, LP See All Filings	D/A	2015-06-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578714 Filed Document 0001315863-15-000514 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaming Nation Inc. See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $4,926,722 Associated Brokers / Dealers N/A CIK Number 0001644957 Filed Document 0001062993-15-003368 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MCI Secured Income Fund, LLC See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Emerson Equity, LLC CIK Number 0001644095 Filed Document 0001644095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Apellis Pharmaceuticals, Inc. See All Filings	D/A	2015-06-09 00:00:00 UTC
Amount To Be Raised $17,732,150 Associated Brokers / Dealers N/A CIK Number 0001492422 Filed Document 0001629970-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Integral Spine Solutions, Inc. See All Filings	D/A	2015-06-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001599290 Filed Document 0001599290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CRM SOFTWARE, INC. See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001557115 Filed Document 0001181431-15-008330 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LiquidAlts H2O Force 10 Fund See All Filings	D/A	2015-06-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Deutsche Bank AG, Deutsche Bank Securities Inc., and Deutsche Bank Trust Company Americas CIK Number 0001610016 Filed Document 0001610016-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corbel Structured Equity Partners, L.P. See All Filings	D/A	2015-06-09 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers None CIK Number 0001594425 Filed Document 0001140361-15-023740 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #48 See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001640110 Filed Document 0001640110-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Pakible I Fund, a series of Wefunds LLC See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $224,600 Associated Brokers / Dealers N/A CIK Number 0001644547 Filed Document 0001644547-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crosswind Venture Fund, L.P. See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001644599 Filed Document 0001644599-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Wisdom Homes of America, Inc. See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001281198 Filed Document 0001614671-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Doblet I Fund, a series of Wefunds LLC See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $71,000 Associated Brokers / Dealers N/A CIK Number 0001644537 Filed Document 0001644537-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpha Capture Offshore Fund Ltd. See All Filings	D/A	2015-06-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610307 Filed Document 0000902664-15-002760 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Capture Onshore Fund L.P. See All Filings	D/A	2015-06-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610302 Filed Document 0000902664-15-002758 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Michigan Endoscopy Center at Providence Park, LLC See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644790 Filed Document 0001644790-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Cegid Group S.A. See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $899,883 Associated Brokers / Dealers N/A CIK Number 0001643965 Filed Document 0001192482-15-000239 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
Baby Barista Co See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001643014 Filed Document 0001140361-15-023670 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ATEL Portsmouth Growth Capital Fund, LLC See All Filings	D	2015-06-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Raymond L. Lent CIK Number 0001637895 Filed Document 0001140361-15-023891 Exclusions or Exemptions 506b Accepted Date 2015-06-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ana Partners LP See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496173 Filed Document 0000919574-15-004796 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Guardian 8 Holdings See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Merriman Capital, Inc. and Freedom Investors Corp CIK Number 0001429592 Filed Document 0001429592-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kelso Investment Associates IX, L.P. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, WENDY MAN YEE WONG, WENDY MAN YEE WONG, SIMON PAUL DUNN, SIMON PAUL DUNN, Mark Mason, Mark Mason, Mohammed Afkhami, and Not Applicable CIK Number 0001624195 Filed Document 0001181431-15-007984 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celsion CORP See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $5,070,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000749647 Filed Document 0000749647-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Global Event Partners LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644549 Filed Document 0001140361-15-023871 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
SynGen Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001547876 Filed Document 0001547876-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Padloc Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001644134 Filed Document 0001644134-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CHCP Value Fund, L.P. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520143 Filed Document 0001520143-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PanTher Therapeutics, LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644045 Filed Document 0001644045-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
REGIONAL HEALTHPLUS LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $838,260 Associated Brokers / Dealers N/A CIK Number 0001000884 Filed Document 0001000884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ACT II PARTNERS, L.P. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silvercrest Asset Management Group LLC, EBG, Inc., and Probitas Funds Group, LLC CIK Number 0001175435 Filed Document 0000902664-15-002745 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sophos Partners, L.P. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605630 Filed Document 0000935836-15-000304 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellspring Holding Corp See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $253,323 Associated Brokers / Dealers N/A CIK Number 0001644370 Filed Document 0001644370-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CF-GLG Global Equity Strategy Portfolio, LLC See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001609984 Filed Document 0001609984-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprout Pharmaceuticals, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $50,000,008 Associated Brokers / Dealers N/A CIK Number 0001545211 Filed Document 0001545211-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Wishbone Pet Products Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001557668 Filed Document 0001493152-15-002422 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
TechMediaNetwork, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $135,000,466 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001458512 Filed Document 0001458512-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Rancho Cordova Retail Center, L.L.C. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $16,654,163 Associated Brokers / Dealers Inland Securities Corporation CIK Number 0001640163 Filed Document 0000950138-15-000404 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Massar Macro Commodity Fund, L.P. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640609 Filed Document 0001640609-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mic Network Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $16,999,996 Associated Brokers / Dealers N/A CIK Number 0001542617 Filed Document 0001542617-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cernostics, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $3,653,604 Associated Brokers / Dealers N/A CIK Number 0001474724 Filed Document 0001474724-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GroundMetrics, Inc. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001538878 Filed Document 0001538878-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ASEAN China Investment Fund (US) III L.P. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001644882 Filed Document 0001644882-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity