Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CryptoGlobal Inc. See All Filings	D	2017-11-02 15:48:41 UTC
Amount To Be Raised $2,365,000 Associated Brokers / Dealers N/A CIK Number 0001721363 Filed Document 0001062993-17-004628 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:48:41 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ZALICO VARIABLE SERIES II SEPARATE ACCOUNT See All Filings	D/A	2017-11-02 15:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Insurance Services Investment Advisors CIK Number 0001167611 Filed Document 0001167611-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-02 15:43:17 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Yan Engines LLC See All Filings	D	2017-11-02 15:36:43 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers N/A CIK Number 0001721434 Filed Document 0001721434-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:36:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Argo AI Holdings, LLC See All Filings	D	2017-11-02 15:35:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720467 Filed Document 0001140361-17-040736 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:35:46 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Oakley CP Co-Investment L.P. See All Filings	D	2017-11-02 15:21:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721634 Filed Document 0001721634-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:21:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chalkstream Korea Fund International, L.P. See All Filings	D/A	2017-11-02 15:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - and - CIK Number 0001647133 Filed Document 0001676468-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:19:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAN FRANCISCO SELF STORAGE III LLC See All Filings	D	2017-11-02 15:16:23 UTC
Amount To Be Raised $5,174,000 Associated Brokers / Dealers none CIK Number 0001099493 Filed Document 0001099493-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-11-02 15:16:23 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Waters Club Holdings Inc. See All Filings	D	2017-11-02 15:13:10 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers Oberon Securities LLC CIK Number 0001691747 Filed Document 0001691747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 15:13:10 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Techstars Toronto 2018 LP See All Filings	D	2017-11-02 14:58:14 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001721309 Filed Document 0001721309-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:58:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medicinal Genomics Corp See All Filings	D/A	2017-11-02 14:55:38 UTC
Amount To Be Raised $5,003,160 Associated Brokers / Dealers N/A CIK Number 0001498636 Filed Document 0001498636-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:55:38 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Breathe Technologies, Inc. See All Filings	D	2017-11-02 14:53:43 UTC
Amount To Be Raised $25,000,001 Associated Brokers / Dealers N/A CIK Number 0001701956 Filed Document 0001140361-17-040722 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:53:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Selectabis Fox Field, LLC See All Filings	D	2017-11-02 14:40:57 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001721643 Filed Document 0001721643-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:40:57 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Theorem Advisors Fund LLC See All Filings	D/A	2017-11-02 14:37:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664555 Filed Document 0001709496-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:37:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chalkstream Korea Master Fund, L.P. See All Filings	D/A	2017-11-02 14:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - and - CIK Number 0001676468 Filed Document 0001676468-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:32:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hybridyne Power Systems See All Filings	D	2017-11-02 14:30:28 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001721554 Filed Document 0001721554-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-02 14:30:28 UTC Type of Offering D Industry Energy Conservation Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
1325 Investors, L.L.C. See All Filings	D	2017-11-02 14:27:25 UTC
Amount To Be Raised $615,110 Associated Brokers / Dealers N/A CIK Number 0001721345 Filed Document 0001721345-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:27:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integris Ventures - TC II, LLC See All Filings	D	2017-11-02 14:23:23 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001720738 Filed Document 0001720738-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:23:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sports Virtual Training Systems Inc. See All Filings	D	2017-11-02 14:18:59 UTC
Amount To Be Raised $1,650,015 Associated Brokers / Dealers N/A CIK Number 0001721319 Filed Document 0001104659-17-065509 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:18:59 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TITAN MEDICAL INC See All Filings	D	2017-11-02 14:02:35 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0000840551 Filed Document 0001062993-17-004621 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:02:35 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TITAN MEDICAL INC See All Filings	D	2017-11-02 14:00:34 UTC
Amount To Be Raised $1,860,020 Associated Brokers / Dealers N/A CIK Number 0000840551 Filed Document 0001062993-17-004620 Exclusions or Exemptions 506b Accepted Date 2017-11-02 14:00:34 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Sublette GTL, LLC See All Filings	D	2017-11-02 13:56:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001721617 Filed Document 0001721617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:56:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
IL Villaggio at San Luis Obispo, LLC See All Filings	D	2017-11-02 13:52:52 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:52:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Cendana Kendall, LP See All Filings	D/A	2017-11-02 13:51:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001688635 Filed Document 0001688635-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:51:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDTREE THERAPEUTICS INC /DE/ See All Filings	D	2017-11-02 13:49:35 UTC
Amount To Be Raised $10,307,632 Associated Brokers / Dealers N/A CIK Number 0000946486 Filed Document 0000946486-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:49:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Marker Follow-On Fund, LP See All Filings	D	2017-11-02 13:46:36 UTC
Amount To Be Raised $29,943,190 Associated Brokers / Dealers N/A CIK Number 0001720699 Filed Document 0001720699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:46:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHERIBUNDI, INC. See All Filings	D/A	2017-11-02 13:43:13 UTC
Amount To Be Raised $9,610,785 Associated Brokers / Dealers N/A CIK Number 0001432835 Filed Document 0001432835-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:43:13 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
930-DSIC 4, LLC See All Filings	D/A	2017-11-02 13:42:13 UTC
Amount To Be Raised $58,068,589 Associated Brokers / Dealers N/A CIK Number 0001658568 Filed Document 0000950172-17-000092 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:42:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonegate Diversified Digital Asset Fund, Ltd. See All Filings	D	2017-11-02 13:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721530 Filed Document 0001721530-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-02 13:36:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEP Legacy C, LLC See All Filings	D	2017-11-02 13:33:23 UTC
Amount To Be Raised $2,089,935 Associated Brokers / Dealers N/A CIK Number 0001499460 Filed Document 0001499460-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:33:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COOK & BYNUM CAPITAL, LLC See All Filings	D/A	2017-11-02 13:18:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387688 Filed Document 0001387688-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:18:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
LCV Digital Currency II, LLC See All Filings	D	2017-11-02 13:17:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001587706 Filed Document 0001587706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:17:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Stratus Silver Lining, Inc. See All Filings	D	2017-11-02 13:16:50 UTC
Amount To Be Raised $3,641,000 Associated Brokers / Dealers N/A CIK Number 0001721584 Filed Document 0001721584-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:16:50 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tierra Del Oro LLC See All Filings	D	2017-11-02 13:10:12 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001721574 Filed Document 0001721574-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:10:12 UTC Type of Offering D Industry Residential Principal Place of Business NEW MEXICO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BEP Legacy A, LLC See All Filings	D	2017-11-02 13:08:59 UTC
Amount To Be Raised $2,283,908 Associated Brokers / Dealers N/A CIK Number 0001488625 Filed Document 0001488625-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:08:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sephira GEM Absolute Return Fund Ltd See All Filings	D	2017-11-02 13:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718746 Filed Document 0000943663-17-000227 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:06:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liquid Science Holdings, LLC See All Filings	D	2017-11-02 13:03:50 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001702565 Filed Document 0001702565-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-02 13:03:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Forest Hill Strategic Value Fund, L.P. See All Filings	D/A	2017-11-02 12:54:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001591749 Filed Document 0001315863-17-000850 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:54:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Windsor Boys Racing, LLC See All Filings	D	2017-11-02 12:48:48 UTC
Amount To Be Raised $317,000 Associated Brokers / Dealers N/A CIK Number 0001721524 Filed Document 0001721524-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:48:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
March Capital Bay Area Opportunity Fund II, LP See All Filings	D/A	2017-11-02 12:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658505 Filed Document 0001658505-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:47:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND XXXI LLC See All Filings	D	2017-11-02 12:43:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001714939 Filed Document 0001714939-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:43:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Micron Waste Technologies Inc. See All Filings	D	2017-11-02 12:31:55 UTC
Amount To Be Raised $224,392 Associated Brokers / Dealers N/A CIK Number 0001521248 Filed Document 0001183740-17-000226 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:31:55 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Syfoglomad Ltd Feeder Fund LP See All Filings	D/A	2017-11-02 12:31:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659036 Filed Document 0001659036-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:31:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHERIBUNDI, INC. See All Filings	D/A	2017-11-02 12:27:41 UTC
Amount To Be Raised $9,610,785 Associated Brokers / Dealers N/A CIK Number 0001432835 Filed Document 0001432835-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:27:41 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Project Applecart LLC See All Filings	D/A	2017-11-02 12:25:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717867 Filed Document 0001717867-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:25:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MVP ES Fund XXXVII LLC See All Filings	D	2017-11-02 12:18:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001721615 Filed Document 0001721615-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:18:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
HELM Boots USA, Inc. See All Filings	D/A	2017-11-02 12:18:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001721260 Filed Document 0001014108-17-000178 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:18:08 UTC Type of Offering D/A Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Play Impossible Corporation See All Filings	C	2017-11-02 12:16:16 UTC
Financial Interest The intermediary will receive a number of units of Crowd SAFE that is equal to 2.0% (two percent) of the total number of units of Crowd SAFE sold by the issuer in in the Offering. Filing Platform First Democracy VC Offering Amount $107,000 CIK Number 0001664526 Filed Document 0001664526-17-000007 Accepted Date 2017-11-02 12:16:16 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State WASHINGTON
Cayuga Venture Fund V, LP See All Filings	D/A	2017-11-02 12:14:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659318 Filed Document 0001659318-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:14:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altos Woowa, L.P. See All Filings	D	2017-11-02 12:09:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720476 Filed Document 0001720476-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:09:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Alternative Credit Fund LP See All Filings	D/A	2017-11-02 12:03:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682747 Filed Document 0000943663-17-000226 Exclusions or Exemptions 506b Accepted Date 2017-11-02 12:03:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund