Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AQR RC SMALL CAP CORE FUND LP See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413963 Filed Document 0001413961-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAve, LLC See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001660798 Filed Document 0001615594-15-000135 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CHEROKEE FINANCIAL LLC See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers Cantone Research, Inc. CIK Number 0001569009 Filed Document 0001569009-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NYC English LLC See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001636612 Filed Document 0001636612-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Dover Street IX L.P. See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, and Not Applicable CIK Number 0001660742 Filed Document 0001660742-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BRCGP Real Estate, LP See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $6,025,000 Associated Brokers / Dealers N/A CIK Number 0001660413 Filed Document 0001660409-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OAKTREE VALUE OPPORTUNITIES (CAYMAN) FUND, LTD. See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443588 Filed Document 0001443588-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLD RESERVE INC See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $57,057,717 Associated Brokers / Dealers N/A CIK Number 0001072725 Filed Document 0001072725-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Chinatown Duplex Ltd Liability Co See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001660760 Filed Document 0001660760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Pymetrics, Inc. See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001585942 Filed Document 0001585942-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Multi-Strategy Fund Inc. See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590904 Filed Document 0000945621-15-000323 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Social Property Impact Holdings LP See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627544 Filed Document 0000945621-15-000330 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ikarian Healthcare Fund, L.P. See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656436 Filed Document 0001656436-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
YG Enhanced Fund, LP See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660753 Filed Document 0000919574-15-008650 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SALTBOX PARTNERS FUND LP See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384289 Filed Document 0001625257-15-000093 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARLO SKYE, Inc. See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001660815 Filed Document 0001660815-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Life Ventures I, LP See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001657807 Filed Document 0001657807-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DEME Offshore Fund, Ltd. See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437888 Filed Document 0000919574-15-008662 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund V, LLC See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised $1,652,311 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CMWA Private Equity 2015 LLC See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647823 Filed Document 0001647823-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Total Return Credit Fund 2019 L.P. See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590899 Filed Document 0000945621-15-000328 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo U.S. Real Estate Fund II L.P. See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001626101 Filed Document 0000950142-15-002590 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lee Summer, LP See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548209 Filed Document 0001548209-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Journey Brands, LLC See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $1,000,001 Associated Brokers / Dealers N/A CIK Number 0001660533 Filed Document 0001660533-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
645 Ventures, L.P. See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603971 Filed Document 0001603971-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DASH FINANCIAL HOLDINGS, LLC See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627129 Filed Document 0001627129-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Middle East Equity Fund See All Filings	D/A	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603168 Filed Document 0001603168-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQT Real Estate I (No.2) Limited Partnership See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001661028 Filed Document 0001661028-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
EQT Ventures (No.1) SCSp See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660654 Filed Document 0001660654-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
EQT Ventures (No.2) SCSp See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660662 Filed Document 0001660662-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
CRE8 CAPITAL FUND I, LLC See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001660833 Filed Document 0001660833-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tethis, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,513,998 Associated Brokers / Dealers N/A CIK Number 0001568320 Filed Document 0001568320-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pigeonly, Inc. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001580960 Filed Document 0001580960-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MLM US Focused Equity Fund, LLC See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001461674 Filed Document 0001461674-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
OCM CONVERTIBLE TRUST See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461251 Filed Document 0001461251-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Higginbotham Insurance Agency, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001412101 Filed Document 0001412101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Frontier Market Opportunities Fund, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523292 Filed Document 0001523292-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NXTHERA INC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $8,264,260 Associated Brokers / Dealers N/A CIK Number 0001436280 Filed Document 0001209191-15-084499 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Senseye, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001656387 Filed Document 0001656387-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sagil Latin American Opportunities Fund LP See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Seedchange Execution Services Inc. CIK Number 0001479173 Filed Document 0000902664-15-004467 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pergament Multi-Strategy Opportunities, LP See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464874 Filed Document 0001448051-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor Alphadyne SPC See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483575 Filed Document 0001483575-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verengo, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001509200 Filed Document 0001140361-15-044233 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CADIAN FUND LP See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420604 Filed Document 0000919574-15-008628 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE NON-U.S. CONVERTIBLE FUND, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000946224 Filed Document 0000946224-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Radcliffe Unlevered Ultra Short Duration Fund, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660381 Filed Document 0000919574-15-008630 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE HIGH INCOME CONVERTIBLE FUND II, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219635 Filed Document 0001219635-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rollins 600 RI, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001660856 Filed Document 0001660856-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AQR Multi-Strategy Fund XII, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657793 Filed Document 0001657793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Israel Secondary Fund II, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660103 Filed Document 0001660103-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund