Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AIP Select Mortgage Fund LP See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001543808 Filed Document 0000945621-15-000201 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intensity Therapeutics, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001567264 Filed Document 0001644708-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Spotify Technology S.A. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001639920 Filed Document 0001104659-15-044991 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
ZENIMAX MEDIA INC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $1,200,517 Associated Brokers / Dealers N/A CIK Number 0001092835 Filed Document 0001092835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Kanyos Bio, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $6,009,268 Associated Brokers / Dealers N/A CIK Number 0001644743 Filed Document 0001644743-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broad Pine Liberty Investor Fund LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644654 Filed Document 0001644654-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Next One's On Me, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $2,966,775 Associated Brokers / Dealers N/A CIK Number 0001540822 Filed Document 0001540822-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Coller International Partners VII, L.P. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643532 Filed Document 0001643532-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urgent Care Centers of New England, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001552416 Filed Document 0001552416-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CWS GREENWAY LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers MARCUS LAM and TREVOR DALLAS CIK Number 0001645034 Filed Document 0001645035-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
InteriorCrowd, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $12,000 Associated Brokers / Dealers None CIK Number 0001644954 Filed Document 0001644954-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Stratos Genomics Inc. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised $29,999,975 Associated Brokers / Dealers N/A CIK Number 0001501187 Filed Document 0001501187-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Soluble Systems LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001419632 Filed Document 0001419632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Silverado Southlake, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645072 Filed Document 0001181431-15-008298 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Generate SPV Equity LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001646450 Filed Document 0001646450-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GCA Credit Opportunities Offshore Plan Assets Fund, Ltd. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dynasty Securities, LLC, Perkins Fund Marketing LLC, and Papamarkou Wellner & Co. Inc. CIK Number 0001541134 Filed Document 0000919574-15-004904 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sensible Organics, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001529689 Filed Document 0001529689-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Shopster, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers None CIK Number 0001645055 Filed Document 0001645055-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Beyond Zero, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001617590 Filed Document 0001617590-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised $11,075,827 Associated Brokers / Dealers Rhonda Miller, Michael Leonard, Douglas Coughlin, and Douglas Braff CIK Number 0001135856 Filed Document 0001135856-15-000191 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BluePearl Holdings, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001436117 Filed Document 0001209191-15-052663 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bolt Threads, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $32,385,012 Associated Brokers / Dealers N/A CIK Number 0001607387 Filed Document 0001607387-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AZG-LL WHH24 Holdings LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001644964 Filed Document 0001644964-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alphadyne Investment Strategies Fund, Ltd. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457617 Filed Document 0000919574-15-004888 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Securitized Products Master Fund Ltd. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537954 Filed Document 0001537954-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Maze Focus Fund, LP See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers More than 5 CIK Number 0001612081 Filed Document 0001095449-15-000090 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Interamerican Fixed Income Fund, Ltd. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644822 Filed Document 0001644822-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LKCM PRIVATE DISCIPLINE INTERNATIONAL L P See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370307 Filed Document 0001370307-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Interamerican Fixed Income Fund, L.P. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644851 Filed Document 0001644851-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crimson Fund-3, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001644707 Filed Document 0001644706-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Prologis, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $202,095,000 Associated Brokers / Dealers N/A CIK Number 0001045609 Filed Document 0001209191-15-053193 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Greater Michigan Lithotripsy, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $931,000 Associated Brokers / Dealers N/A CIK Number 0001360647 Filed Document 0001360647-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PROCESSUNITY, INC. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001284066 Filed Document 0001284066-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Boost Global Trend Fund, LP See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574288 Filed Document 0001574288-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
American Aerospace Technologies, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Albert Pizzica CIK Number 0001644371 Filed Document 0001644371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Vigeo Therapeutics, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644338 Filed Document 0001644338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gin Game Ltd Liability Co See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001644789 Filed Document 0001644789-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Novak Financial Inc See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644438 Filed Document 0001644438-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised $48,550,914 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-15-000190 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zero Gravity Solutions, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers GREAT POINT CAPITAL, LLC and LIVINGSTON SECURITIES, LLC CIK Number 0001574186 Filed Document 0001574186-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kanyos Bio, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $10,399,876 Associated Brokers / Dealers N/A CIK Number 0001644743 Filed Document 0001644743-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Visante, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $71,250 Associated Brokers / Dealers N/A CIK Number 0001588042 Filed Document 0001588042-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO RAE Fundamental Global Fund LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644762 Filed Document 0001644762-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SK 267 West 87th Investors, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $4,075,000 Associated Brokers / Dealers N/A CIK Number 0001644988 Filed Document 0001644988-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Universa Black Swan Protection Protocol XIV L.P. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595295 Filed Document 0000935836-15-000325 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Fixed Income Fund L.P. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445602 Filed Document 0001445602-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAM BLAIR GLOBAL OPPORTUNITY FUND, LLC See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001472164 Filed Document 0001382963-15-000033 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Investments Institutional Group Small Cap Value Fund See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001609845 Filed Document 0001609845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
PINNACLE OPPORTUNITY FUND, L.P. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001108885 Filed Document 0000919574-15-004890 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silverado Southlake, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $2,979,600 Associated Brokers / Dealers N/A CIK Number 0001645072 Filed Document 0001181431-15-008307 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity