Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SMIB1, LLC See All Filings	D	2017-11-14 13:26:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001722601 Filed Document 0001722601-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:26:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NEW MOUNTAIN VANTAGE (CAYMAN), LTD. See All Filings	D/A	2017-11-14 13:23:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KPG Capital Partners, LLC CIK Number 0001445819 Filed Document 0000950142-17-002025 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:23:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW MOUNTAIN VANTAGE, L.P. See All Filings	D/A	2017-11-14 13:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349525 Filed Document 0000950142-17-002024 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:23:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW MOUNTAIN VANTAGE LO, L.P. See All Filings	D/A	2017-11-14 13:22:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445818 Filed Document 0000950142-17-002023 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:22:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eFormed Partners, LLC See All Filings	D	2017-11-14 13:22:13 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001678900 Filed Document 0001678900-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:22:13 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
ABACI CAPITAL, L.P. See All Filings	D	2017-11-14 13:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541441 Filed Document 0001541441-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:16:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
La Jolla Blvd Townhomes, LLC See All Filings	D	2017-11-14 13:15:03 UTC
Amount To Be Raised $2,629,000 Associated Brokers / Dealers N/A CIK Number 0001720295 Filed Document 0001720295-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:15:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CBRE Asia Value Partners IV See All Filings	D/A	2017-11-14 13:12:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676775 Filed Document 0001676775-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:12:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seamless Guadalupe, Ltd. See All Filings	D	2017-11-14 13:08:44 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers N/A CIK Number 0001722627 Filed Document 0001722627-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 13:08:44 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Solera National Bancorp, Inc. See All Filings	1-A/A	2017-11-14 12:59:26 UTC
Amount To Be Raised $9,884,693 Associated Brokers / Dealers N/A CIK Number 0001357231 Filed Document 0001104659-17-068403 Accepted Date 2017-11-14 12:59:26 UTC Type of Offering 1-A/A Industry NATIONAL COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business COLORADO Revenue or Assets -$1 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Ferox Investments ICAV - Chinook Global Convertible Bond Fund See All Filings	D/A	2017-11-14 12:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690078 Filed Document 0000945621-17-000406 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:57:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ottawa Avenue Fund 2018, LP See All Filings	D	2017-11-14 12:44:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722273 Filed Document 0001722273-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:44:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1130 Howard Advisors, LLC See All Filings	D	2017-11-14 12:38:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001722366 Filed Document 0001722366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:38:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Boulder Bathhouse LLC See All Filings	D	2017-11-14 12:26:39 UTC
Amount To Be Raised $1,213,551 Associated Brokers / Dealers N/A CIK Number 0001722351 Filed Document 0001722351-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:26:39 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
MP Concentrated Fund I, LLC See All Filings	D/A	2017-11-14 12:24:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475645 Filed Document 0001475645-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:24:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Real Estate Investment Fund, LLC See All Filings	D/A	2017-11-14 12:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHERRY TREE & ASSOCIATES, MATRIX CAPITAL GROUP, INC, and CAPFINANCIAL SECURITIES, LLC CIK Number 0001379462 Filed Document 0001379462-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:22:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zentegrity, LLC See All Filings	D/A	2017-11-14 12:20:07 UTC
Amount To Be Raised $940,000 Associated Brokers / Dealers N/A CIK Number 0001684492 Filed Document 0001684492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:20:07 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Good Bad Ugly LLC See All Filings	D/A	2017-11-14 12:19:17 UTC
Amount To Be Raised $2,018,900 Associated Brokers / Dealers N/A CIK Number 0001666847 Filed Document 0001666847-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:19:17 UTC Type of Offering D/A Industry Restaurants Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Impactvision, Inc. See All Filings	D	2017-11-14 12:17:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001722583 Filed Document 0001722583-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:17:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
1212 Development Corp See All Filings	1-A/A	2017-11-14 12:17:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001705510 Filed Document 0001721868-17-000042 Accepted Date 2017-11-14 12:17:43 UTC Type of Offering 1-A/A Industry HOTELS & MOTELS Offering Tier Tier2 Principal Place of Business NEVADA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Spikes llc See All Filings	D	2017-11-14 12:11:33 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Not Applicable CIK Number 0001722624 Filed Document 0001722624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:11:33 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
899 EAST MAIN STREET, LLC See All Filings	D	2017-11-14 12:09:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers MONTGOMERY DEVELOPMENT, LLC CIK Number 0001722405 Filed Document 0001722405-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:09:35 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Epic Optix, Inc. See All Filings	D	2017-11-14 12:07:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717787 Filed Document 0001717787-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:07:40 UTC Type of Offering D Industry Business Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ImmusanT, Inc. See All Filings	D	2017-11-14 12:00:46 UTC
Amount To Be Raised $39,875,000 Associated Brokers / Dealers N/A CIK Number 0001538991 Filed Document 0001538991-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 12:00:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Trejos Jefferson See All Filings	D	2017-11-14 11:59:37 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers none CIK Number 0001719189 Filed Document 0001719189-17-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2017-11-14 11:59:37 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BBH Wealth Strategies, LLC - REMS Group Series See All Filings	D/A	2017-11-14 11:54:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627807 Filed Document 0001627807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:54:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEOF II Coinvestment B, L.P. See All Filings	D/A	2017-11-14 11:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656560 Filed Document 0001140361-17-042469 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:52:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Sentry Baby Products, LLC See All Filings	C	2017-11-14 11:51:41 UTC
Financial Interest n/a Filing Platform GrowthFountain Capital LLC Offering Amount $107,000 CIK Number 0001721517 Filed Document 0001721517-17-000001 Accepted Date 2017-11-14 11:51:41 UTC Type of Offering C Security Offered Amount 100 Security Offered Type Common Stock State COLORADO
AQR GRPT EL Offshore Fund Ltd. See All Filings	D/A	2017-11-14 11:51:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616043 Filed Document 0001479873-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:51:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TALON EASTGATE, LLC See All Filings	D	2017-11-14 11:50:57 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001722497 Filed Document 0001722497-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:50:57 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Multi-Strategy Portfolio The Duffield Family Foundation DBA Maddie's Fund, Ltd. See All Filings	D/A	2017-11-14 11:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001561805 Filed Document 0001718092-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEOF II Coinvestment, L.P. See All Filings	D/A	2017-11-14 11:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656545 Filed Document 0001140361-17-042466 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:47:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Koppenberg Macro Commodity Fund LLC See All Filings	D/A	2017-11-14 11:45:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001561710 Filed Document 0001718092-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:45:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wynthrope Forrest, LLC See All Filings	D/A	2017-11-14 11:44:40 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001720326 Filed Document 0001719413-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:44:40 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CEMOF II Coinvestment, L.P. See All Filings	D/A	2017-11-14 11:43:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656543 Filed Document 0001140361-17-042459 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:43:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Jana Offshore Partners Ltd See All Filings	D/A	2017-11-14 11:42:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001591195 Filed Document 0001718092-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:42:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CGP Coinvestment, L.P. See All Filings	D/A	2017-11-14 11:40:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656563 Filed Document 0001140361-17-042455 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:40:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Egerton Capital Partners LLC See All Filings	D/A	2017-11-14 11:37:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001561702 Filed Document 0001718092-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:37:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Color Genomics, Inc. See All Filings	D/A	2017-11-14 11:35:50 UTC
Amount To Be Raised $101,600,359 Associated Brokers / Dealers N/A CIK Number 0001683327 Filed Document 0001683327-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:35:50 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Dymon Asia Macro (US) Fund LLC See All Filings	D/A	2017-11-14 11:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001591193 Filed Document 0001718092-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:35:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Co-Investment Opportunities Fund, L.P. - Lyft Portfolio See All Filings	D	2017-11-14 11:34:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721395 Filed Document 0001721395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:34:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Corsair Capital Partners Flagship Fund LLC See All Filings	D/A	2017-11-14 11:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001561700 Filed Document 0001718092-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR International Equity Integrated Alpha Fund, L.P. See All Filings	D/A	2017-11-14 11:31:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655909 Filed Document 0001479873-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:31:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zype Inc See All Filings	D	2017-11-14 11:31:22 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001674166 Filed Document 0001193805-17-003474 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:31:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Conatus Capital Ltd See All Filings	D/A	2017-11-14 11:29:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001658238 Filed Document 0001718092-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:29:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEDDER STREET ASIA ABSOLUTE RETURN FUND LTD. See All Filings	D	2017-11-14 11:25:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stratton Capital Management, Ltd. and Boomerang Capital LLC CIK Number 0001678635 Filed Document 0000919574-17-007977 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:25:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP EL Fund, LP See All Filings	D/A	2017-11-14 11:24:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525196 Filed Document 0001479873-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:24:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Fund XII, LP See All Filings	D/A	2017-11-14 11:22:14 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Roam Capital, Inc. and DeBere Group Limited CIK Number 0001711032 Filed Document 0001711032-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:22:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Fund II, L.P. See All Filings	D/A	2017-11-14 11:17:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479873 Filed Document 0001479873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:17:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Atreaus Ltd See All Filings	D/A	2017-11-14 11:17:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001658236 Filed Document 0001718092-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-14 11:17:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund