Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dermira, Inc. See All Filings	D	2017-12-15 19:35:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001557883 Filed Document 0001557883-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 19:35:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dance Biopharm Holdings, Inc. See All Filings	D	2017-12-15 19:15:15 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Aegis Capital Corp CIK Number 0001650840 Filed Document 0001650840-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-15 19:15:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yapstone Holdings, Inc. See All Filings	D	2017-12-15 19:14:40 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001259904 Filed Document 0001259904-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-15 19:14:40 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cirrina Studios, LLC See All Filings	D	2017-12-15 19:12:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001725438 Filed Document 0001725437-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 19:12:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Allakos Inc. See All Filings	D	2017-12-15 19:06:14 UTC
Amount To Be Raised $100,141,456 Associated Brokers / Dealers N/A CIK Number 0001564824 Filed Document 0001564824-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 19:06:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cirrina Animation, LLC See All Filings	D	2017-12-15 18:50:29 UTC
Amount To Be Raised $1,000,019 Associated Brokers / Dealers N/A CIK Number 0001725437 Filed Document 0001725437-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 18:50:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BLOCKSTACK TOKEN LLC See All Filings	D	2017-12-15 18:48:17 UTC
Amount To Be Raised $11,748,240 Associated Brokers / Dealers N/A CIK Number 0001719379 Filed Document 0001719379-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-12-15 18:48:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Blockstack Token Fund QP, LP See All Filings	D	2017-12-15 18:40:37 UTC
Amount To Be Raised $20,258,481 Associated Brokers / Dealers N/A CIK Number 0001723917 Filed Document 0001723917-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-15 18:40:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z LOAN & INVESTMENT INC See All Filings	D	2017-12-15 18:33:52 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001355900 Filed Document 0001355900-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-15 18:33:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Millie's Ice Cream Truck, LLC See All Filings	C	2017-12-15 18:16:46 UTC
Financial Interest No. Filing Platform Honeycomb Portal LLC Offering Amount $50,000 CIK Number 0001723348 Filed Document 0001723348-17-000001 Accepted Date 2017-12-15 18:16:46 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State PENNSYLVANIA
Cairos International Fund, LP See All Filings	D	2017-12-15 18:13:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725395 Filed Document 0001725395-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 18:13:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flow Capital Partners, LP See All Filings	D	2017-12-15 18:11:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725393 Filed Document 0001725393-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 18:11:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sabia Credit Offshore Ltd. See All Filings	D	2017-12-15 18:02:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724683 Filed Document 0001579140-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 18:02:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Restaurant Revolution Technologies, Inc. See All Filings	D	2017-12-15 17:58:39 UTC
Amount To Be Raised $2,153,342 Associated Brokers / Dealers N/A CIK Number 0001525531 Filed Document 0001525531-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:58:39 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
McGervey Capital Dividend Equity Fund, LP See All Filings	D/A	2017-12-15 17:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579140 Filed Document 0001579140-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:52:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Stock Fund, LLC See All Filings	D/A	2017-12-15 17:32:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606667 Filed Document 0001606667-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:32:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Otava, Inc. See All Filings	D	2017-12-15 17:29:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001725457 Filed Document 0001725457-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:29:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
AQR Risk-Managed BuyWrite Master Account, L.P. See All Filings	D/A	2017-12-15 17:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670863 Filed Document 0001539368-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:28:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Ultimate Parent Corp. See All Filings	D/A	2017-12-15 17:28:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645070 Filed Document 0000895345-17-000365 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:28:23 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ore Genesis Fund, LP See All Filings	D	2017-12-15 17:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722742 Filed Document 0001722742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:27:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
EvaMedia Corp See All Filings	D	2017-12-15 17:19:47 UTC
Amount To Be Raised $212,621 Associated Brokers / Dealers N/A CIK Number 0001634413 Filed Document 0001493152-17-014674 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:19:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Keyo, Inc. See All Filings	D	2017-12-15 17:17:07 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001643773 Filed Document 0001643773-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:17:07 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Brookfield Strategic Real Estate Partners III-A L.P. See All Filings	D	2017-12-15 17:17:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, UBS Switzerland AG, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001723599 Filed Document 0001723597-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:17:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Style Premia AlphaPort Fund, L.P. See All Filings	D/A	2017-12-15 17:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618151 Filed Document 0001539368-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:16:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP AMERICAN LEATHER, LLC See All Filings	D	2017-12-15 17:16:03 UTC
Amount To Be Raised $74,437 Associated Brokers / Dealers N/A CIK Number 0001555048 Filed Document 0001405086-17-000247 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:16:03 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DIAMOND GIRLS EXPLORATION LLC See All Filings	D	2017-12-15 17:15:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001725080 Filed Document 0001725080-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:15:37 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
SuperdopeTV, Inc. See All Filings	C/A	2017-12-15 17:15:23 UTC
Financial Interest The intermediary will receive a number of shares of Series Seed Preferred Stock of the issuer that is equal to 2% (two percent) of the total number of shares of Series Seed Preferred Stock sold by the issuer in in the Offering. Filing Platform First Democracy VC Offering Amount $570,000 CIK Number 0001718518 Filed Document 0001718518-17-000005 Accepted Date 2017-12-15 17:15:23 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Common Stock State CALIFORNIA
Starlight U.S. Multi-Family (No. 1) Value-Add REIT Inc. See All Filings	D	2017-12-15 17:15:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Christopher Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001709645 Filed Document 0001162677-17-000079 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:15:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Heritage Insurance Holdings, Inc. See All Filings	D	2017-12-15 17:14:39 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001598665 Filed Document 0001209191-17-066012 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:14:39 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
Treasury Holdings LLC See All Filings	D/A	2017-12-15 17:14:27 UTC
Amount To Be Raised $4,393,666 Associated Brokers / Dealers N/A CIK Number 0001403467 Filed Document 0001403467-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:14:27 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Rio One Georgia (No. 1) REIT LLC See All Filings	D	2017-12-15 17:13:48 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Christopher Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001723600 Filed Document 0001162677-17-000078 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:13:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Rio One Colorado (No. 1) REIT LLC See All Filings	D	2017-12-15 17:12:41 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Christopher Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001723601 Filed Document 0001162677-17-000077 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:12:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ENSODATA, INC. See All Filings	D	2017-12-15 17:12:04 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001672144 Filed Document 0001672144-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:12:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Centre Special Enterprise Zone Co See All Filings	D	2017-12-15 17:10:47 UTC
Amount To Be Raised $19,790,000 Associated Brokers / Dealers N/A CIK Number 0001725208 Filed Document 0001725208-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:10:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Wooly, Inc. See All Filings	D	2017-12-15 17:10:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001722769 Filed Document 0001722769-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:10:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
AQR Offshore Multi-Strategy Fund X, L.P. See All Filings	D/A	2017-12-15 17:08:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616867 Filed Document 0001539368-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:08:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovation X Holdings QP, LLC (Slack Series I) See All Filings	D	2017-12-15 17:07:59 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001725316 Filed Document 0000905718-17-001028 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:07:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIPHERLOC Corp See All Filings	D/A	2017-12-15 17:05:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0001493152-17-014665 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:05:25 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Apollo USRE Granite REIT LLC See All Filings	D	2017-12-15 17:04:20 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001724943 Filed Document 0000950142-17-002217 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:04:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Coinvest REIT (HP Industrial Platform) LLC See All Filings	D	2017-12-15 17:03:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001724956 Filed Document 0000950142-17-002216 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:03:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Low Volatility Equity Fund, LLC See All Filings	D/A	2017-12-15 17:02:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684910 Filed Document 0001684910-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:02:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Best Food Trucks, Inc. See All Filings	D	2017-12-15 17:01:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001719326 Filed Document 0001719326-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-15 17:01:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Carlease, Inc. See All Filings	D	2017-12-15 16:58:15 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001724954 Filed Document 0001724954-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 16:58:15 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Style Premia Offshore Fund Ltd. See All Filings	D/A	2017-12-15 16:55:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595467 Filed Document 0001539368-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 16:55:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Responsible Emerging Markets Equity ESG Fund, LLC See All Filings	D/A	2017-12-15 16:53:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708934 Filed Document 0001708934-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 16:53:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIGFINITE INC. See All Filings	D	2017-12-15 16:53:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678204 Filed Document 0001678204-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 16:53:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCHHMM I, LLC See All Filings	D	2017-12-15 16:50:35 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001725067 Filed Document 0001580695-17-000591 Exclusions or Exemptions 506b Accepted Date 2017-12-15 16:50:35 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Akoustis Technologies, Inc. See All Filings	D/A	2017-12-15 16:49:01 UTC
Amount To Be Raised $14,524,504 Associated Brokers / Dealers Drexel Hamilton, LLC, Joseph Gunnar & Co., LLC, Katalyst Securities, LLC, and Benjamin Jerold I, LLC CIK Number 0001584754 Filed Document 0001615774-17-007376 Exclusions or Exemptions 506b Accepted Date 2017-12-15 16:49:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Carlease, Inc. See All Filings	D	2017-12-15 16:43:22 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001724954 Filed Document 0001724954-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 16:43:22 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Macro Fund, L.P. See All Filings	D/A	2017-12-15 16:42:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539368 Filed Document 0001539368-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 16:42:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund