Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RMI Loan Pool 1, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001665510 Filed Document 0001665510-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Batu Biologics, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612629 Filed Document 0001612629-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hydro Conduit Energy, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001665254 Filed Document 0001665254-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
JIREH PROPERTIES Corp See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001576520 Filed Document 0001576520-16-000007 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TAPNSELL INC. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001665468 Filed Document 0001665468-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alco Manufacturing Holding Corp See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525332 Filed Document 0001525332-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DML Fund LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001665512 Filed Document 0001665512-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kippy's, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Fundme Securities, LLC CIK Number 0001664098 Filed Document 0001664098-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CARLSON WIRELESS TECHNOLOGIES INC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001136440 Filed Document 0000908662-16-000441 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BAYBERRY WEST PARTNERS L P See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000878083 Filed Document 0000878083-16-000007 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCG Hedged Equity Fund, Ltd. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542515 Filed Document 0001144204-16-078339 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E. J. Nickerson Co See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric J Nickerson CIK Number 0001665557 Filed Document 0001665557-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Nectar7, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001665233 Filed Document 0001665233-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EVOQ Medical, Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001665323 Filed Document 0001665323-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CARDIOMAX, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers NONE CIK Number 0001664790 Filed Document 0001493152-16-007015 Exclusions or Exemptions 506c Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Funding Circle Diversified Income Fund, LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632102 Filed Document 0001632102-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
iCross Fund 3 LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657741 Filed Document 0001657741-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GASTROMEDIX, INC. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers CIM SECURITIES, LLC CIK Number 0001663994 Filed Document 0001493152-16-007013 Exclusions or Exemptions 506c Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tahoe Spirits, Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001607186 Filed Document 0001607186-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
COWAN 173 PARTNERSHIP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $927,472 Associated Brokers / Dealers ALL FINRA REGISTERED REPRESENTATIVES CIK Number 0001665162 Filed Document 0001665162-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Cashout Videos, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001665288 Filed Document 0001665288-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HY Manhattan Tower A-3 LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $87,500,000 Associated Brokers / Dealers Related Financial Services, LLC CIK Number 0001665070 Filed Document 0001665070-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
WorldVu Satellites Ltd See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised $591,000,000 Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001647818 Filed Document 0001647818-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business JERSEY Revenue or Assets $No Revenues Type of Security Equity
Gracian Short Alpha I LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639649 Filed Document 0001507943-16-000156 Exclusions or Exemptions 506c Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeaExpress Logistics, LLC See All Filings	D	2016-01-27 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001664818 Filed Document 0001664818-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-27 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Thoroughbred Spirits Partners Fund I, LP See All Filings	D/A	2016-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660895 Filed Document 0001660895-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Point - Bluegrass, LLC See All Filings	D	2016-01-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Carlos Noe Otalvaro CIK Number 0001661202 Filed Document 0001661202-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
FORESTRY & WATER CONSULTING CORP See All Filings	D	2016-01-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers FORESTRY & WATER CONSULTING CORP CIK Number 0001665192 Filed Document 0001665192-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ESSASSINX TECHNOLOGY CORP. See All Filings	D	2016-01-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001664810 Filed Document 0001664810-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-27 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
BVC-Intensity LLC Series A See All Filings	D/A	2016-01-27 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001635704 Filed Document 0001635704-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-27 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Sayari Analytics LLC See All Filings	D	2016-01-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001665147 Filed Document 0001665147-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AGGroREAL LLC See All Filings	D	2016-01-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001665088 Filed Document 0001665088-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
17700 Collins Avenue Investors, LLC See All Filings	D	2016-01-27 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001663593 Filed Document 0001663593-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Fig Publishing, Inc. See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001658966 Filed Document 0001465818-16-000080 Exclusions or Exemptions 506c Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Urban Us Fund II, LP See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001663415 Filed Document 0001663415-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Clark Brothers Capital Corp See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001639996 Filed Document 0001639996-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Olesen Value Fund L.P. See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491567 Filed Document 0001491567-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ag Energy Solutions, Inc. See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ecovative Design LLC See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001521458 Filed Document 0001521458-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
FOCUSED INVESTORS FUND L P See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001380089 Filed Document 0001380089-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Nickel5 Holdings, LLC See All Filings	D	2016-01-25 00:00:00 UTC
Amount To Be Raised $10,411,459 Associated Brokers / Dealers N/A CIK Number 0001664733 Filed Document 0001664733-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunlight Peak Petroleum, LP See All Filings	D/A	2016-01-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001640559 Filed Document 0001079973-16-000787 Exclusions or Exemptions 506c Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Encina Communications Corp. See All Filings	D	2016-01-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664791 Filed Document 0001664791-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
S5Mich, LLC See All Filings	D	2016-01-25 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001664720 Filed Document 0001664720-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mirabella5 Holdings, LLC See All Filings	D	2016-01-25 00:00:00 UTC
Amount To Be Raised $5,854,925 Associated Brokers / Dealers N/A CIK Number 0001664732 Filed Document 0001664732-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
POWERONE Corp See All Filings	D/A	2016-01-25 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers PowerOne Corporation CIK Number 0001576187 Filed Document 0001576187-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Capital Group LLC See All Filings	D/A	2016-01-25 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001647895 Filed Document 0001647895-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Debt
Saratoga5 Holdings, LLC See All Filings	D	2016-01-25 00:00:00 UTC
Amount To Be Raised $5,779,513 Associated Brokers / Dealers N/A CIK Number 0001664734 Filed Document 0001664734-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elsinore Fund I LLC See All Filings	D	2016-01-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001664745 Filed Document 0001664745-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Debt
Rich St Pete LLC See All Filings	D/A	2016-01-25 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001648468 Filed Document 0001648468-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity