Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BIOVENTRIX INC See All Filings	D/A	2017-12-19 14:18:41 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:18:41 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
dYdX Trading Inc. See All Filings	D	2017-12-19 14:18:29 UTC
Amount To Be Raised $1,970,000 Associated Brokers / Dealers N/A CIK Number 0001725806 Filed Document 0001144204-17-064296 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:18:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Forethought Technologies, Inc. See All Filings	D	2017-12-19 14:12:37 UTC
Amount To Be Raised $649,999 Associated Brokers / Dealers N/A CIK Number 0001725096 Filed Document 0001725096-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:12:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canvas Technology, Inc. See All Filings	D	2017-12-19 14:03:54 UTC
Amount To Be Raised $14,999,998 Associated Brokers / Dealers N/A CIK Number 0001725678 Filed Document 0001725678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:03:54 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NET ALPHA FINANCIAL SYSTEMS LLC See All Filings	D	2017-12-19 14:03:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674668 Filed Document 0001674668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:03:37 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Private Markets Fund VII RPI LP See All Filings	D/A	2017-12-19 14:01:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690742 Filed Document 0001690742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:01:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascade Prodrug Inc. See All Filings	D	2017-12-19 14:01:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001541764 Filed Document 0001541764-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:01:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Rose Grove Partners I, LP See All Filings	D/A	2017-12-19 14:00:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001385038 Filed Document 0001385038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:00:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eilers, Angela Marie See All Filings	D	2017-12-19 13:55:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Angela M. Eilers CIK Number 0001725533 Filed Document 0001725533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:55:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CS1031 High Ridge Apartments, DST See All Filings	D	2017-12-19 13:51:18 UTC
Amount To Be Raised $8,555,000 Associated Brokers / Dealers N/A CIK Number 0001725751 Filed Document 0001725751-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-19 13:51:18 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
JUUL Labs, Inc. See All Filings	D	2017-12-19 13:51:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers BDT & Company, LLC CIK Number 0001520049 Filed Document 0001520049-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:51:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ATAATA, Inc. See All Filings	D	2017-12-19 13:50:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001678644 Filed Document 0001678644-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:50:04 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Capital Energy Partners Management Fund, L.P. See All Filings	D/A	2017-12-19 13:49:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692872 Filed Document 0001692872-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:49:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Capital Energy Partners (Parallel) Fund, L.P. See All Filings	D/A	2017-12-19 13:46:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692784 Filed Document 0001692784-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:46:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-19 13:46:21 UTC
Amount To Be Raised $5,926,320 Associated Brokers / Dealers Joseph Brady, Steven Russell, Bryant Kirk, Donald Harrington, and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-17-000367 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:46:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Apollo Rose II (A), L.P. See All Filings	D	2017-12-19 13:44:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725813 Filed Document 0001725813-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:44:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Capital Energy Partners, L.P. See All Filings	D/A	2017-12-19 13:43:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001692781 Filed Document 0001692781-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:43:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-19 13:41:10 UTC
Amount To Be Raised $29,058,866 Associated Brokers / Dealers Jennifer Kephart, John S. Fulton, Edward M. Lubell (Ned), and Sara D. Roth CIK Number 0001135856 Filed Document 0001135856-17-000366 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:41:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Steadfast Long Capital, L.P. See All Filings	D/A	2017-12-19 13:39:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692247 Filed Document 0001013594-17-000832 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:39:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VISTA PUBLIC STRATEGIES OFFSHORE FUND, LTD. See All Filings	D/A	2017-12-19 13:39:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688419 Filed Document 0001688419-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:39:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D/A	2017-12-19 13:37:01 UTC
Amount To Be Raised $20,000,003 Associated Brokers / Dealers VENTURE.CO BROKERAGE SERVICES LLC CIK Number 0001614824 Filed Document 0001183740-17-000250 Exclusions or Exemptions 506c Accepted Date 2017-12-19 13:37:01 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-19 13:35:34 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-17-000365 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:35:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-19 13:30:08 UTC
Amount To Be Raised $65,006,070 Associated Brokers / Dealers Andrew Arigo CIK Number 0001135856 Filed Document 0001135856-17-000364 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:30:08 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Avalon Globocare Corp. See All Filings	D	2017-12-19 13:29:09 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001630212 Filed Document 0001615774-17-007440 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:29:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-19 13:24:16 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-17-000363 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:24:16 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Neuberger Berman U.S. Equity Index PutWrite Fund LLC See All Filings	D/A	2017-12-19 13:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698121 Filed Document 0000898432-17-001311 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:23:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Still Lake Value Partners, LP See All Filings	D/A	2017-12-19 13:19:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692559 Filed Document 0001692559-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:19:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cairn Global Funds plc See All Filings	D/A	2017-12-19 13:16:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508138 Filed Document 0000902664-17-004627 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:16:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charlestowne South Augusta Investors, LLC See All Filings	D	2017-12-19 13:15:31 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001723810 Filed Document 0001723810-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:15:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BACELINE USRE INCOME FUND, LLC See All Filings	D	2017-12-19 13:04:24 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001725358 Filed Document 0001725358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:04:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nozomi Networks, Inc. See All Filings	D	2017-12-19 13:01:57 UTC
Amount To Be Raised $14,999,992 Associated Brokers / Dealers N/A CIK Number 0001689366 Filed Document 0001140361-17-046659 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:01:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1209 Capital Partners, LP See All Filings	D/A	2017-12-19 13:00:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660869 Filed Document 0001013594-17-000831 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:00:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
70-76 Passaic Avenue LLC See All Filings	D	2017-12-19 12:58:31 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001697754 Filed Document 0001697754-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:58:31 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
KHRONOS GROUP LLC - LIQUID OPPORTUNITIES FUND (US) SERIES See All Filings	D/A	2017-12-19 12:58:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456555 Filed Document 0001013594-17-000830 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:58:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cam Med LLC See All Filings	D	2017-12-19 12:56:16 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001725692 Filed Document 0001725692-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:56:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
KHRONOS LIQUID OPPORTUNITIES FUND LTD. See All Filings	D/A	2017-12-19 12:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537195 Filed Document 0001013594-17-000829 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:56:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
React, LLC See All Filings	D	2017-12-19 12:51:38 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Penny Parks CIK Number 0001725785 Filed Document 0001725785-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:51:38 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Pattern Computer, Inc. See All Filings	D	2017-12-19 12:51:34 UTC
Amount To Be Raised $3,310,000 Associated Brokers / Dealers N/A CIK Number 0001682072 Filed Document 0001656346-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:51:34 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Charlestowne South Augusta, LLC See All Filings	D	2017-12-19 12:51:34 UTC
Amount To Be Raised $2,086,000 Associated Brokers / Dealers N/A CIK Number 0001723736 Filed Document 0001723736-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:51:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
450 Hayes Valley, LLC See All Filings	D	2017-12-19 12:50:54 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001724515 Filed Document 0001724515-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:50:54 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Florham Park Sports Dome & Event Center LLC See All Filings	D	2017-12-19 12:45:58 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001697756 Filed Document 0001697756-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:45:58 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Smart Markets Carolinas REIT Trust See All Filings	D	2017-12-19 12:43:17 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001725606 Filed Document 0001725606-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:43:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rimrock Total Return Strategies Fund I, Ltd. See All Filings	D/A	2017-12-19 12:37:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704993 Filed Document 0001538997-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:37:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK STRUCTURED PRODUCT FUND, L.P. See All Filings	D/A	2017-12-19 12:34:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538999 Filed Document 0001538997-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:34:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK STRUCTURED PRODUCT (CAYMAN) FUND, LTD. See All Filings	D/A	2017-12-19 12:31:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538998 Filed Document 0001538997-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:31:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK STRATEGIC INCOME FUND, LTD. See All Filings	D/A	2017-12-19 12:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593108 Filed Document 0001538997-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:29:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognovi Labs, Inc. See All Filings	D/A	2017-12-19 12:24:21 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001696081 Filed Document 0001696081-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:24:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
QUICKCLASS, INC. See All Filings	D/A	2017-12-19 12:23:32 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001067810 Filed Document 0001067810-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-19 12:23:32 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
RIMROCK LOW VOLATILITY FUND, L.P. See All Filings	D/A	2017-12-19 12:20:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539001 Filed Document 0001538997-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:20:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corporate Plaza Property Holdings LP See All Filings	D	2017-12-19 12:18:38 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001725493 Filed Document 0001725493-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:18:38 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity