Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Conus Special Opportunities L.L.C. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495915 Filed Document 0000919574-15-005095 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IMTHERA MEDICAL INC See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers EDI Financial Inc CIK Number 0001429599 Filed Document 0001567667-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Intentional Capital Series LLC -- Generate I See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001646187 Filed Document 0001646187-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Two Harbors Emerging Market Fund, Ltd See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524734 Filed Document 0001315863-15-000550 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next University, Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $4,175,000 Associated Brokers / Dealers N/A CIK Number 0001601012 Filed Document 0001601012-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
GHO Capital Fund I LP See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001646537 Filed Document 0001181431-15-008612 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
W Capital Royal, L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $95,235,000 Associated Brokers / Dealers N/A CIK Number 0001645442 Filed Document 0001645442-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reef Road Fund Ltd. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574766 Filed Document 0000902664-15-002921 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightning Motors Corp See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646406 Filed Document 0001646406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Powermat Partners LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001646475 Filed Document 0001646475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sanpete Exploration, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001646418 Filed Document 0001646418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Group Partners IV, L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001646319 Filed Document 0000950142-15-001521 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Education Alliance, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers Network 1 Financial Services, Inc. CIK Number 0001561880 Filed Document 0001213900-15-004787 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Boston Media Networks, Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645491 Filed Document 0001645491-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,444,137 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
ATX Holdings, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $43,093,000 Associated Brokers / Dealers N/A CIK Number 0001646435 Filed Document 0000914760-15-000228 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Focus Automated Equities, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001646356 Filed Document 0001209191-15-056863 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Flint Hills Activist Strategies L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001646052 Filed Document 0001646052-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medbox, Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $8,930,000 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001181431-15-008624 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCP Holding CO See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.J.B. Hilliard, W.L. Lyons, LLC CIK Number 0001361025 Filed Document 0001361025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Carr Healthcare Realty, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001645904 Filed Document 0001645904-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solargy Power Systems Inc See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645807 Filed Document 0001645807-15-000002 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AnchorPath Dedicated Return Fund, LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611631 Filed Document 0001264128-15-000029 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Heat Corp See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001493613 Filed Document 0001493613-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
KBioBox, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001645994 Filed Document 0001645994-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
COPsync, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001383154 Filed Document 0001185185-15-001707 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Doddington Emerging Markets Fund, LLC See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524932 Filed Document 0001012975-15-000501 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pur Hydroponic Solutions, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Spartan Capital Securities, LLC CIK Number 0001635525 Filed Document 0001213900-15-004793 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sterling Group Partners IV (Parallel), L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001646320 Filed Document 0000950142-15-001522 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DMR Total Return Bond Fund LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Hancock Distributors LLC CIK Number 0001544565 Filed Document 0001544565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHOICE EXPLORATION INC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,444,137 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
GBB Shreveport Investors SGS, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001646456 Filed Document 0001646456-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Hirtle Callaghan Special Opportunities Fund, L.P. Tax Advantaged Yield Series II See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575512 Filed Document 0001575512-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Delta Systems, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001617253 Filed Document 0001617253-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Sonen Global Fixed Income Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568659 Filed Document 0001144204-15-039308 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPD MONTICELLO, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $11,191,525 Associated Brokers / Dealers N/A CIK Number 0001572577 Filed Document 0001567667-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WINTERGREEN PARTNERS FUND, LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053490 Filed Document 0000919574-15-005082 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Castilium A.I. Agility Fund LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578015 Filed Document 0000902664-15-002920 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brazen Technologies, Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $4,672,667 Associated Brokers / Dealers N/A CIK Number 0001482849 Filed Document 0000897069-15-000386 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Venture Partners Fund II, LP See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,407,690 Associated Brokers / Dealers N/A CIK Number 0001645479 Filed Document 0001571049-15-005350 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Y & Q Investment Fund, L.P. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507435 Filed Document 0001507435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHR Institutional Associates IV (Offshore) LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001605903 Filed Document 0001315863-15-000549 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chandalar Gold, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers GVC Capital CIK Number 0001646665 Filed Document 0001011034-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Palo Alto PE Fund, L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646459 Filed Document 0000935836-15-000341 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTILEAF, INC. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628228 Filed Document 0001213900-15-004759 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
IMAGINEOPTIX CORP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,957,500 Associated Brokers / Dealers N/A CIK Number 0001437858 Filed Document 0001437858-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Midland States Bancorp, Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $55,325,000 Associated Brokers / Dealers Keefe, Bruyette & Woods, Inc. and Sandler, O'Neill & Partners, L.P. CIK Number 0001466026 Filed Document 0001466026-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Kyriba Corp. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $21,078,708 Associated Brokers / Dealers N/A CIK Number 0001467117 Filed Document 0001467117-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AlgoMedica, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,726,100 Associated Brokers / Dealers N/A CIK Number 0001646358 Filed Document 0001646358-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Integris Arclight VI, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639355 Filed Document 0001639355-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund