Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kynikos Global Capital Partners LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646464 Filed Document 0001144204-15-039923 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pulmatrix Operating Company, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $1,621,422 Associated Brokers / Dealers N/A CIK Number 0001295524 Filed Document 0001295524-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CZ Co-Invest, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001645147 Filed Document 0001645147-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Akumina Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001611418 Filed Document 0001611418-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Debt
ZoneFlow Reactor Technologies, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001652599 Filed Document 0001652599-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Tachyus Corp See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $18,784,683 Associated Brokers / Dealers N/A CIK Number 0001575592 Filed Document 0001140361-15-026698 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Del Taco Restaurants, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $169,035,400 Associated Brokers / Dealers N/A CIK Number 0001585583 Filed Document 0000914760-15-000232 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Karmic Labs, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $5,000,030 Associated Brokers / Dealers N/A CIK Number 0001611120 Filed Document 0001611120-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Compass Therapeutics LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $120,977,535 Associated Brokers / Dealers N/A CIK Number 0001610824 Filed Document 0001610824-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
LabelNexus, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001647185 Filed Document 0001140361-15-026768 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
AXPM OWNER DOCTORS GROUP, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646666 Filed Document 0001646666-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
North Haven Capital Partners VI U.S. Wealth Management Partners-B LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, None, None, and None CIK Number 0001646113 Filed Document 0001181431-15-008638 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zosano Pharma Corp See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001587221 Filed Document 0001587221-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ImmunoMolecular Therapeutics, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001646606 Filed Document 0001646606-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Credit Opportunities Fund (Overseas) L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607399 Filed Document 0000950142-15-001547 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pulmatrix, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $210,003 Associated Brokers / Dealers N/A CIK Number 0001574235 Filed Document 0001295524-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cricket Media Group Ltd. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $877,000 Associated Brokers / Dealers N/A CIK Number 0001527457 Filed Document 0001062993-15-003647 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Olapic, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001543410 Filed Document 0001543410-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ArcLight Energy Partners Fund VI, L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC., CITIGROUP GLOBAL MARKETS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001626952 Filed Document 0001626952-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-15-000173 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
CSL Energy Opportunities Fund II, L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001627874 Filed Document 0001627874-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwest Portfolio Baceline, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $12,525,000 Associated Brokers / Dealers N/A CIK Number 0001646800 Filed Document 0001646800-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
North Haven Capital Partners VI Non-U.S. Wealth Management Feeder LP See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, None, None, and None CIK Number 0001626869 Filed Document 0001181431-15-008633 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KKR Lending Partners Europe (USD) L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001636211 Filed Document 0001636211-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mirarc Domestic Fund, LP See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608804 Filed Document 0001315863-15-000552 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $4,086,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-005126 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
PROTEGE PARTNERS (BP) FUND, LTD. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580795 Filed Document 0000919574-15-005144 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alidade Capital Fund III, LP See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andes Capital Group, LLC and Grandfund Investment Group, LLC CIK Number 0001603223 Filed Document 0001603223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Investment Council Fund I, L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers None CIK Number 0001625828 Filed Document 0001625828-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Resilience Therapeutics, Inc. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001630938 Filed Document 0001630938-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAPTURE LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001553777 Filed Document 0001553777-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
SQZ Biotechnologies Co See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $5,011,019 Associated Brokers / Dealers N/A CIK Number 0001604477 Filed Document 0001140361-15-026016 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CLUB DEAL 119 JACKSONVILLE PORTFOLIO LTD See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised $43,000,000 Associated Brokers / Dealers James Alden CIK Number 0001366250 Filed Document 0001546927-15-000188 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aalii Fund, LP See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580135 Filed Document 0001634626-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Monthly Gift Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $791,667 Associated Brokers / Dealers N/A CIK Number 0001646227 Filed Document 0001144204-15-039958 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR Real Assets Fund III, LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646599 Filed Document 0001013594-15-000374 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oxosi, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001646943 Filed Document 0001615774-15-001678 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unikrn, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001625681 Filed Document 0001625681-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Monterey Village Apartments, LLC. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,976,000 Associated Brokers / Dealers N/A CIK Number 0001616311 Filed Document 0001605327-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Riverstone Global Energy & Power Fund VI, L.P. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $8,000,000,000 Associated Brokers / Dealers Principle Advisory Services Pty Ltd., J.P. Morgan Securities LLC, TransPacific Group LLC, and TransPacific Group (Asia) Limited CIK Number 0001624567 Filed Document 0001140361-15-026534 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLINE CAPITAL PARTNERS LP See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000949691 Filed Document 0000949691-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRINCIPAL GREEN PROPERTY FUND SIDECAR II, LP See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001646625 Filed Document 0001646625-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLUMBUS EXPLORATION CORP See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $183,941 Associated Brokers / Dealers N/A CIK Number 0001474607 Filed Document 0001183740-15-000169 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Medallia Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $20,100,000 Associated Brokers / Dealers N/A CIK Number 0001540184 Filed Document 0001540184-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Energy Credit Opportunities Holdings, L.P. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640919 Filed Document 0001640919-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADAPTIVE INSIGHTS INC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001278150 Filed Document 0001278150-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Engine Capital Offshore Fund, Ltd. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584068 Filed Document 0001584068-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dominus Capital Partners (Offshore) II, L.P. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001612053 Filed Document 0001612052-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GreenSky Trade Credit, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001472649 Filed Document 0001472649-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BlueConic Holding, Inc. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $4,905,947 Associated Brokers / Dealers N/A CIK Number 0001599421 Filed Document 0001599421-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity