Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TM TECHNOLOGIES INC See All Filings	D	2017-11-21 15:38:07 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers TerraNova Capital Equities, Inc. CIK Number 0000774973 Filed Document 0000774973-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:38:07 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Mutual Coin Fund LP See All Filings	D	2017-11-21 15:37:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001723430 Filed Document 0001723430-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:37:11 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Next World Capital II, L.P. See All Filings	D/A	2017-11-21 15:35:42 UTC
Amount To Be Raised $134,797,980 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001632014 Filed Document 0001632014-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:35:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Short Government/Credit Fund See All Filings	D/A	2017-11-21 15:33:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517144 Filed Document 0001718125-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:33:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JDwight LLC See All Filings	C	2017-11-21 15:31:19 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001722475 Filed Document 0001722475-17-000001 Accepted Date 2017-11-21 15:31:19 UTC Type of Offering C Security Offered Amount 4,000 Security Offered Type Other State FLORIDA
RTO FINANCE CORP See All Filings	1-A/A	2017-11-21 15:28:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001717993 Filed Document 0001717993-17-000006 Accepted Date 2017-11-21 15:28:52 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Baker Technologies, Inc. See All Filings	D	2017-11-21 15:25:29 UTC
Amount To Be Raised $7,999,979 Associated Brokers / Dealers N/A CIK Number 0001668349 Filed Document 0001668349-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:25:29 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
J.P. Morgan Access Multi-Strategy Fund II See All Filings	D/A	2017-11-21 15:16:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001524115 Filed Document 0000945621-17-000414 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:16:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FYG Investors, LLC See All Filings	D	2017-11-21 15:12:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001720118 Filed Document 0001720118-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:12:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JP MORGAN ACCESS MULTI-STRATEGY FUND LLC See All Filings	D/A	2017-11-21 15:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001286410 Filed Document 0000945621-17-000413 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:12:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kelly Phillips Ventures, LLLP See All Filings	D	2017-11-21 15:04:08 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001723220 Filed Document 0001723220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:04:08 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
SF MOTORS, INC. See All Filings	D	2017-11-21 15:03:50 UTC
Amount To Be Raised $13,200,000 Associated Brokers / Dealers N/A CIK Number 0001721817 Filed Document 0001721817-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:03:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Axiomed, LLC See All Filings	D	2017-11-21 15:02:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001696013 Filed Document 0001696013-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-21 15:02:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Moore Macro Managers Fund, Ltd. See All Filings	D/A	2017-11-21 14:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John B. Hardy III, Anthony Richard Buscemi, John L. Youngblood, Jennifer Kelleher Tamis, Butler Capital Investments, LLC, EIM Securities (USA) Inc., and Charles Leonard Moore CIK Number 0001169693 Filed Document 0001169693-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:58:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
WaterHill Partners Fund, L.P. See All Filings	D/A	2017-11-21 14:56:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677893 Filed Document 0001677893-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:56:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
THESTREET, INC. See All Filings	D	2017-11-21 14:55:51 UTC
Amount To Be Raised $5,520,000 Associated Brokers / Dealers N/A CIK Number 0001080056 Filed Document 0001615774-17-006932 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:55:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MOORE GLOBAL INVESTMENTS LTD See All Filings	D/A	2017-11-21 14:55:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anthony Richard Buscemi, John B. Hardy III, John L. Youngblood, Jennifer Kelleher Tamis, CREDIT SUISSE SECURITIES (USA) LLC, Butler Capital Investments, LLC, EIM SECURITIES (USA) INC., and Charles Leonard Moore CIK Number 0001230714 Filed Document 0001230714-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:55:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THESTREET, INC. See All Filings	D	2017-11-21 14:53:34 UTC
Amount To Be Raised $7,849,999 Associated Brokers / Dealers Lake Street Capital Markets, LLC CIK Number 0001080056 Filed Document 0001615774-17-006930 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:53:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arroyo Vista Management LLC See All Filings	D	2017-11-21 14:43:16 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001723456 Filed Document 0001723456-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:43:16 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Progentec Diagnostics, Inc. See All Filings	D	2017-11-21 14:40:23 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001722842 Filed Document 0001722842-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-21 14:40:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
BOXX Corp See All Filings	C	2017-11-21 14:34:59 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $96,005 CIK Number 0001660948 Filed Document 0001665160-17-000619 Accepted Date 2017-11-21 14:34:59 UTC Type of Offering C Security Offered Amount 3,401 Security Offered Type Common Stock State OREGON
SVELTE MEDICAL SYSTEMS INC See All Filings	D	2017-11-21 14:33:32 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001396555 Filed Document 0001396555-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:33:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
HIREBOTICS, LLC See All Filings	D/A	2017-11-21 14:31:58 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001712295 Filed Document 0001712295-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:31:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Natura Naturals Inc. See All Filings	D	2017-11-21 14:25:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723105 Filed Document 0001723105-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:25:51 UTC Type of Offering D Industry Agriculture Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Blumberg Capital Opportunity Fund (YP), L.P. See All Filings	D	2017-11-21 14:21:24 UTC
Amount To Be Raised $5,875,200 Associated Brokers / Dealers N/A CIK Number 0001718724 Filed Document 0001719939-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:21:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snapdocs, Inc. See All Filings	D	2017-11-21 14:19:56 UTC
Amount To Be Raised $18,028,534 Associated Brokers / Dealers N/A CIK Number 0001722711 Filed Document 0001722711-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:19:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MedVirginia, Inc. See All Filings	D	2017-11-21 14:19:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001723031 Filed Document 0001723031-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:19:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
AnytownUSA.com LLC See All Filings	D	2017-11-21 14:19:09 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001723236 Filed Document 0001723236-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-21 14:19:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Debt
Alpha GP Fund I, LLC See All Filings	D/A	2017-11-21 14:15:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001698577 Filed Document 0001698577-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-21 14:15:53 UTC Type of Offering D/A Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Rocket Crafters, Inc. See All Filings	D	2017-11-21 14:14:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001720294 Filed Document 0001720294-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:14:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Captains Fund 1 LP See All Filings	D	2017-11-21 14:14:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719286 Filed Document 0001719286-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:14:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maple Financial Holdings, Inc. See All Filings	D/A	2017-11-21 14:13:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001722484 Filed Document 0001209191-17-061956 Exclusions or Exemptions 506c Accepted Date 2017-11-21 14:13:21 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Plaza 281, LLC See All Filings	D	2017-11-21 14:10:40 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001723366 Filed Document 0001723366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:10:40 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SFA Boston 2017, LP See All Filings	D	2017-11-21 14:08:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723400 Filed Document 0001723400-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:08:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K INDIA OPPORTUNITIES FUND Ltd (ACAM STRATEGY) See All Filings	D/A	2017-11-21 14:07:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722495 Filed Document 0001722495-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:07:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M34 SPV1-SM, L.P. See All Filings	D	2017-11-21 14:05:24 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers N/A CIK Number 0001719939 Filed Document 0001719939-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:05:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K INDIA OPPORTUNITIES FUND Ltd (CLASS B) See All Filings	D/A	2017-11-21 14:04:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001722466 Filed Document 0001722466-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 14:04:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K INDIA OPPORTUNITIES FUND Ltd (INDIA SPECIAL SITUATIONS VALUE PORTFOLIO) See All Filings	D/A	2017-11-21 13:57:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001722452 Filed Document 0001722452-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:57:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investor Broadway Holdings LLC See All Filings	D	2017-11-21 13:56:28 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001723442 Filed Document 0001723442-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:56:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Select Private Opportunities Fund III LP See All Filings	D/A	2017-11-21 13:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689585 Filed Document 0001689585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garage Days Development, Inc. See All Filings	D	2017-11-21 13:51:10 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001723441 Filed Document 0001723441-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:51:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Q-BLK ARS III INSTITUTIONAL, LTD See All Filings	D/A	2017-11-21 13:50:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435819 Filed Document 0001706901-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:50:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eyeBrain Medical, Inc. See All Filings	D	2017-11-21 13:49:37 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001624178 Filed Document 0001624178-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:49:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LBA Realty Fund VI, L.P. See All Filings	D/A	2017-11-21 13:47:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689671 Filed Document 0001689671-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:47:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLACEMENTS, INC. See All Filings	D	2017-11-21 13:47:12 UTC
Amount To Be Raised $3,867,438 Associated Brokers / Dealers N/A CIK Number 0001722726 Filed Document 0001722726-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:47:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BEST OF THE MIDWEST CAPITAL GROUP, LLC See All Filings	D	2017-11-21 13:46:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001723406 Filed Document 0001723406-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:46:20 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Playground Quantum Fund, L.P. See All Filings	D	2017-11-21 13:45:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001721821 Filed Document 0001721821-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:45:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-EDF, a series of Equidate Investments LLC See All Filings	D/A	2017-11-21 13:37:37 UTC
Amount To Be Raised $899,010 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001689622 Filed Document 0001719127-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:37:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRUDENTIAL INSURANCE CO OF AMERICA See All Filings	D/A	2017-11-21 13:36:54 UTC
Amount To Be Raised $1,355,000,000 Associated Brokers / Dealers John Barrasso, John Scott Boyd, and Harry Dalessio CIK Number 0000729057 Filed Document 0001209191-17-061951 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:36:54 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Legacy Capital Partners Fund V LP See All Filings	D	2017-11-21 13:35:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001720790 Filed Document 0001720791-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 13:35:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund