Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WRQ Associates, LLC See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $9,909,900 Associated Brokers / Dealers N/A CIK Number 0001648071 Filed Document 0001648071-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
REPLICEL LIFE SCIENCES INC. See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $143,033 Associated Brokers / Dealers N/A CIK Number 0001205059 Filed Document 0001085037-15-000124 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Alliance Fund II, LP See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001642849 Filed Document 0001642849-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Jewel Bond Fund, LP See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001440284 Filed Document 0001440284-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackGold Opportunity HedgeFocus Fund LP See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001576439 Filed Document 0001576439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirzel HLSE5, LLC See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554952 Filed Document 0001315863-15-000583 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LRV Capital Fund Ltd. See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546141 Filed Document 0000919574-15-005182 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Diamond Topco Ltd See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $27,900,945 Associated Brokers / Dealers N/A CIK Number 0001646058 Filed Document 0001140361-15-026509 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Project Inc. See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646592 Filed Document 0001646592-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Anchor Equity Partners Fund II (Cayman) Feeder, L.P. See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645534 Filed Document 0001645526-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
American Trailer Works Inc See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $22,409,667 Associated Brokers / Dealers N/A CIK Number 0001509560 Filed Document 0000909143-15-000036 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tricadia Select Financials Fund, L.P. See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612489 Filed Document 0001612489-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triangle Therapeutics Inc. See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised $6,006,000 Associated Brokers / Dealers N/A CIK Number 0001639837 Filed Document 0001639837-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DL Partners Opportunities Fund LP See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523902 Filed Document 0000902664-15-002962 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THINKmd, Inc. See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001641937 Filed Document 0001641937-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
CNS RESPONSE, INC. See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0000822370 Filed Document 0001615774-15-001693 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Niki Gilbert, L.P. See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001646915 Filed Document 0001646915-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vape Holdings, Inc. See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001455819 Filed Document 0001213900-15-004937 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
York Multi-Strategy HedgeFocus Fund LP See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001605423 Filed Document 0001605423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encore Wealth, LLC See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646931 Filed Document 0001646931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axfund Cayman Feeder Fund See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647321 Filed Document 0001647321-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431697 Filed Document 0001315863-15-000558 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Picwell, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $4,018,438 Associated Brokers / Dealers N/A CIK Number 0001646215 Filed Document 0001646215-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FIR TREE VALUE FUND, L.P. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918478 Filed Document 0001315863-15-000560 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Precision Midstream, LLC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615061 Filed Document 0001615061-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RREAF Harvard House, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001646925 Filed Document 0001646925-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zavante Therapeutics, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $4,184,863 Associated Brokers / Dealers N/A CIK Number 0001642422 Filed Document 0001140361-15-026281 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Immerge, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Immerge, LLC CIK Number 0001532093 Filed Document 0001532093-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
East Side Capital, L.P. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Keith M. Rosenbloom and Stephen H. Hamrick CIK Number 0001314688 Filed Document 0000919574-15-005148 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clearstone Sports Network, Inc See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001614386 Filed Document 0001614386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PowerToFly Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $6,499,999 Associated Brokers / Dealers N/A CIK Number 0001646774 Filed Document 0001646774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Garganey, LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577152 Filed Document 0001577152-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Marcato Encore II, L.P. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646134 Filed Document 0000950142-15-001579 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcato Encore International Ltd. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646139 Filed Document 0000950142-15-001581 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monitor Venture Partners A Annex, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $1,194,998 Associated Brokers / Dealers N/A CIK Number 0001646317 Filed Document 0001646317-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Inari Medical, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $12,405,000 Associated Brokers / Dealers N/A CIK Number 0001531048 Filed Document 0001531048-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Snap Trends, Inc. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001554481 Filed Document 0001554481-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fisher Investments Institutional Group Frontier Markets Equity Fund See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001646892 Filed Document 0001646892-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Investment Council Fund I, L.P. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001625828 Filed Document 0001625828-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cognotion, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001625233 Filed Document 0001625233-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YHT Investors, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $17,400 Associated Brokers / Dealers N/A CIK Number 0001646582 Filed Document 0001646582-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fir Tree International Value Fund (Non-US) II, L.P. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562295 Filed Document 0001315863-15-000565 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL SUN HOLDINGS, INC. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001646909 Filed Document 0001646909-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Signifyd, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $7,227,021 Associated Brokers / Dealers N/A CIK Number 0001564648 Filed Document 0001564648-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iValu8, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001646282 Filed Document 0001646282-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lomont Molding LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $2,507,500 Associated Brokers / Dealers N/A CIK Number 0001618025 Filed Document 0001618025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Elgin Energy LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001646917 Filed Document 0001646917-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Fir Tree Special Opportunities Fund V (Cayman) Ltd. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619559 Filed Document 0001315863-15-000572 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD ENHANCED LONG SHORT FUND LTD. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525956 Filed Document 0001405086-15-000189 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rockridge Capital Fund LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295420 Filed Document 0001295420-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund