Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Shunwei China Internet Opportunity Fund II, L.P. See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001646016 Filed Document 0001646016-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
USquare Hotel, LLC See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $4,160,000 Associated Brokers / Dealers N/A CIK Number 0001647113 Filed Document 0001646593-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Westfield Select Growth Equity LP See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596870 Filed Document 0001140361-15-026923 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Welsh, Carson, Anderson & Stowe XII, L.P. See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626317 Filed Document 0001626317-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LK Opportunities Fund II, L.P. See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Cambridge Investment Research, Inc., and Mount Yale Securities, LLC CIK Number 0001634765 Filed Document 0001634765-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cimarron Healthcare Investments I, LP See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001646965 Filed Document 0001192482-15-000295 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Route One Investment Company, L.P. See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495650 Filed Document 0000935836-15-000352 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTEGEN, LLC See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508133 Filed Document 0001508133-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BEAR STATE FINANCIAL, INC. See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001006424 Filed Document 0001340317-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARKANSAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
BAM RS Foods, LLC See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001646968 Filed Document 0001646968-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
OnKure, Inc. See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001533914 Filed Document 0001533914-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Shunwei China Internet Fund III, L.P. See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001646015 Filed Document 0001646015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TIFF KEYSTONE FUND, L.P. See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440954 Filed Document 0001440954-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prism Microwave, Inc. See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Merriman Capital, Inc. CIK Number 0001486019 Filed Document 0001486019-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: STRATEGIC ALPHA TRUST See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
BBM Brazil Equity Fund LLC See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535188 Filed Document 0001535188-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Apex Equity Fund Ltd. See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638098 Filed Document 0000902664-15-002998 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: INVESTMENT GRADE CORPORATE BOND TRUST See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457000 Filed Document 0001457000-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
APOGEE INFORMATICS CORP See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001444654 Filed Document 0001444654-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Curse, Inc. See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504587 Filed Document 0001504587-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ShawSpring Partners Fund, L.P. See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613882 Filed Document 0001613882-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriplePulse, Inc. See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001603707 Filed Document 0001603707-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cimarron Healthcare Investments II, LP See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646967 Filed Document 0001192482-15-000296 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TightKnit LLC See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001577334 Filed Document 0001362118-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
PlanG Holdings Inc. See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001539199 Filed Document 0001539199-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
King Charles III Broadway L.P. See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001645781 Filed Document 0001645781-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Catholic Endowment Fund, LP See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611692 Filed Document 0001140361-15-026915 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
View, Inc See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised $86,338,620 Associated Brokers / Dealers N/A CIK Number 0001416655 Filed Document 0001416655-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Global Equity, L.P. See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001629542-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Route One Fund I, L.P. See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497232 Filed Document 0000935836-15-000353 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1991 State Apartments LLC See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001647188 Filed Document 0001647188-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Investment Partnership II, L.P. See All Filings	D/A	2015-07-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001496191-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DateBox, Inc. See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001642395 Filed Document 0001642395-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Total Financial Solutions, LLC See All Filings	D	2015-07-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001342351 Filed Document 0001019687-15-002652 Exclusions or Exemptions 506b Accepted Date 2015-07-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LiveFrom.Me, Inc. See All Filings	D	2015-07-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001626139 Filed Document 0001626139-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metis Financial Network, Inc. See All Filings	D	2015-07-03 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001644717 Filed Document 0001644717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
COLUMBUS CORE PLUS BOND FUND, LLC See All Filings	D/A	2015-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602808 Filed Document 0000892712-15-000690 Exclusions or Exemptions 506b Accepted Date 2015-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHLO, INC. See All Filings	D	2015-07-03 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001647323 Filed Document 0001647323-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Grafoid Inc. See All Filings	D	2015-07-03 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001570286 Filed Document 0001570286-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-07-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Dimensional Funds plc - Global Sustainability Core Equity Fund See All Filings	D/A	2015-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579777 Filed Document 0000943663-15-000154 Exclusions or Exemptions 506b Accepted Date 2015-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quisk, Inc. See All Filings	D/A	2015-07-03 00:00:00 UTC
Amount To Be Raised $15,350,000 Associated Brokers / Dealers N/A CIK Number 0001408373 Filed Document 0001408373-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
COLUMBUS UNCONSTRAINED BOND FUND, LLC See All Filings	D/A	2015-07-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376132 Filed Document 0000892712-15-000691 Exclusions or Exemptions 506b Accepted Date 2015-07-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReProp Investments, Inc See All Filings	D	2015-07-02 12:27:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers ReProp Financial CIK Number 0001647044 Filed Document 0001647044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 12:27:59 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Common
Freeland Fund I, LLC See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645737 Filed Document 0001645737-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Analytical Lab Group, LLC See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $17,774,192 Associated Brokers / Dealers N/A CIK Number 0001647046 Filed Document 0001647046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PatrolTag Inc See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001635744 Filed Document 0001635744-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tide Point HedgeFocus Fund Ltd See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001611369 Filed Document 0001611369-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waysay, LLC See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001642770 Filed Document 0001140361-15-026370 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Peri Inc. See All Filings	D	2015-07-02 00:00:00 UTC
Amount To Be Raised $2,077,000 Associated Brokers / Dealers N/A CIK Number 0001630387 Filed Document 0001630387-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tricadia Select Financials Fund, Ltd. See All Filings	D/A	2015-07-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612491 Filed Document 0001612489-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund