|
|
D |
2017-11-29 16:38:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001717766
- Filed Document
- 0000905718-17-001001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:38:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-29 16:32:40 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001409089
- Filed Document
- 0001409089-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:32:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 16:30:01 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001722939
- Filed Document
- 0000905718-17-000998
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:30:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-29 16:27:25 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480768
- Filed Document
- 0001480768-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:27:25 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 16:27:01 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- Drexel Hamilton, LLC, Joseph Gunnar & Co., LLC, and Katalyst Securities, LLC
- CIK Number
- 0001584754
- Filed Document
- 0001615774-17-007032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:27:01 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 16:25:15 UTC |
- Amount To Be Raised
- $560,604
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588138
- Filed Document
- 0001424314-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:25:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-29 16:20:59 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723294
- Filed Document
- 0001723294-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:20:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-29 16:16:23 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723963
- Filed Document
- 0001723963-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:16:23 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 16:08:20 UTC |
- Amount To Be Raised
- $207,283
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424314
- Filed Document
- 0001424314-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:08:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-29 16:08:02 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653541
- Filed Document
- 0001231919-17-000054
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:08:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-29 16:05:16 UTC |
- Amount To Be Raised
- $18,000,001
- Associated Brokers / Dealers
- NONE and NONE
- CIK Number
- 0001509745
- Filed Document
- 0001104659-17-070963
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:05:16 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 16:03:55 UTC |
- Amount To Be Raised
- $4,050
- Associated Brokers / Dealers
- H.C. Wainwright & Co., LLC
- CIK Number
- 0001618500
- Filed Document
- 0001213900-17-012737
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:03:55 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
1-A/A |
2017-11-29 16:03:04 UTC |
- Amount To Be Raised
- $18,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719808
- Filed Document
- 0001445866-17-001723
- Accepted Date
- 2017-11-29 16:03:04 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-COMPUTER PROCESSING & DATA PREPARATION
- Offering Tier
- Tier1
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $0
- State of Jurisdiction
- WYOMING
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2017-11-29 16:02:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723150
- Filed Document
- 0001520138-17-000378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:02:44 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-11-29 16:00:36 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- James O'Day - as a Finder Only
- CIK Number
- 0001691714
- Filed Document
- 0001691714-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 16:00:36 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MONTANA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2017-11-29 15:55:22 UTC |
- Amount To Be Raised
- $460,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600801
- Filed Document
- 0001600801-17-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-11-29 15:55:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 15:52:49 UTC |
- Amount To Be Raised
- $10,289,982
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582689
- Filed Document
- 0001582689-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 15:52:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 15:51:57 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- YA Global II SPV, LLC
- CIK Number
- 0001398137
- Filed Document
- 0001493152-17-013948
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-11-29 15:51:57 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D |
2017-11-29 15:50:24 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- Garden State Securities, Inc.
- CIK Number
- 0001398137
- Filed Document
- 0001493152-17-013947
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-11-29 15:50:24 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-29 15:48:49 UTC |
- Amount To Be Raised
- $5,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001398137
- Filed Document
- 0001493152-17-013946
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-11-29 15:48:49 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-29 15:41:46 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590650
- Filed Document
- 0001591408-17-000027
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 15:41:46 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-29 15:39:23 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001721435
- Filed Document
- 0001721435-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 15:39:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-29 15:39:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- New City Capital LLC
- CIK Number
- 0001673931
- Filed Document
- 0001673931-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 15:39:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 15:34:19 UTC |
- Amount To Be Raised
- $98,321,359
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001030749
- Filed Document
- 0001437749-17-019912
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 15:34:19 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 15:26:10 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723302
- Filed Document
- 0001723302-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 15:26:10 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-29 15:25:17 UTC |
- Amount To Be Raised
- $6,771,907
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723865
- Filed Document
- 0001723865-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 15:25:17 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 15:20:59 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723948
- Filed Document
- 0001723948-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 15:20:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-29 15:15:52 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678091
- Filed Document
- 0001288230-17-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 15:15:52 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 15:15:52 UTC |
- Amount To Be Raised
- $2,424,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723459
- Filed Document
- 0001723459-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 15:15:52 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-29 15:07:24 UTC |
- Amount To Be Raised
- $1,364,670
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001720404
- Filed Document
- 0001722767-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 15:07:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 15:07:21 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723785
- Filed Document
- 0001723785-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 15:07:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-29 14:59:01 UTC |
- Amount To Be Raised
- $13,840,250
- Associated Brokers / Dealers
- MJC Partners
- CIK Number
- 0001216128
- Filed Document
- 0001216128-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:59:01 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-29 14:57:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001644353
- Filed Document
- 0001644353-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:57:54 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-11-29 14:57:01 UTC |
- Amount To Be Raised
- $779,640
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643154
- Filed Document
- 0001183740-17-000236
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:57:01 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-11-29 14:47:53 UTC |
- Amount To Be Raised
- $5,765,032
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664104
- Filed Document
- 0001664104-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:47:53 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 14:43:24 UTC |
- Amount To Be Raised
- $173,130
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001720407
- Filed Document
- 0001722767-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:43:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 14:40:47 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723747
- Filed Document
- 0000892251-17-000102
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:40:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-11-29 14:38:30 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568320
- Filed Document
- 0001568320-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:38:30 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-29 14:32:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- The Strategic Financial Alliance, Inc.
- CIK Number
- 0001723778
- Filed Document
- 0001723778-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:32:59 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 14:30:52 UTC |
- Amount To Be Raised
- $36,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001347146
- Filed Document
- 0001347146-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:30:52 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-11-29 14:22:38 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Ali Alogaili
- CIK Number
- 0001718314
- Filed Document
- 0001718314-17-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:22:38 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2017-11-29 14:18:49 UTC |
- Amount To Be Raised
- $607,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722767
- Filed Document
- 0001722767-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:18:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-29 14:17:45 UTC |
- Amount To Be Raised
- $63,028,537
- Associated Brokers / Dealers
- Silver Portal Capital LLC, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Primex Prime Electronic Execution Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Silver Portal Capital LLC, Crown Capital Securities L.P., Emerson Equity LLC, Harbour Investments, Inc, McDermott Investment Services, LLC, 1st Global Capital Corporation, Cabot Lodge Securities LLC, 1st Global Capital Corporation, Nationwide Planning Associates, Inc, Royal Alliance Associates, Inc., 1st Global Capital Corporation, Commonwealth Financial Network, McDermott Investment Services, LLC, Investment Planners, Inc, Investment Planners, Inc, Investment Planners, Inc, Woodbury Financial Services, Inc, Investment Planners, Inc, Concorde Investment Services, LLC, Kovack Securities, Inc, Sigma Financial Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, Westpark Capital Inc, 1st Global Capital Corporation, Centaurus Financial, Inc., DFPG Investments, Inc, Centaurus Financial, Inc., FSC Securities Corporation, The Strategic Financial Alliance, Parkland Securites, LLC, Centaurus Financial, Inc, Cambridge Investment Research, FSC Securities Corporation, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cambridge Investment Research, Northeast Financial Group, Inc, 1st Global Capital Corporation, Centaurus Financial, Inc, Centaurus Financial, Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, 1st Global Capital Corporation, Simmons First Investment Group Inc, Cambridge Investment Research, 1st Global Capital Corporation, Sandlapper Securities, LLC, Cambridge Investment Research, 1st Global Capital Corporation, 1st Global Capital Corporation, Capulet LLC, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Diane Jaworski-Faulhaber, Walter Webb, Michael Speer, Shawn Valentine, David Fingerhut, Wayne Pampaloni, Troy Thomas, Kelli Lynn Holliefield, H.D. Vest Investment Securities Inc, Vanderbilt Securities, LLC, Vanderbilt Securities, LLC, Parkland Securities, LLC, Parkland Securities, LLC, Moloney Securities Co, Centaurus Financial Inc, McDermott Investment Services, LLC, Woodbury Financial Services, Inc, H.D. Vest Investment Securities Inc, Jason Coles, Herb Alston, and Del Londono
- CIK Number
- 0001717288
- Filed Document
- 0001717288-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:17:45 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 14:05:43 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723941
- Filed Document
- 0001723941-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:05:43 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-11-29 14:02:48 UTC |
- Amount To Be Raised
- $91,625,622
- Associated Brokers / Dealers
- Scott Sheehan and Edward Fernandez
- CIK Number
- 0001723415
- Filed Document
- 0001723415-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 14:02:48 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
PIMCO Multi-Asset Alternative Risk Premia Strategy Onshore Fund L.P.
See All Filings
|
D |
2017-11-29 13:59:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001720593
- Filed Document
- 0001720593-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 13:59:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-29 13:57:44 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723639
- Filed Document
- 0001723639-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-11-29 13:57:44 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-11-29 13:46:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723916
- Filed Document
- 0001723916-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 13:46:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-11-29 13:44:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITIGROUP GLOBAL MARKETS INC.
- CIK Number
- 0001723890
- Filed Document
- 0001723890-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 13:44:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-11-29 13:37:57 UTC |
- Amount To Be Raised
- $13,072,434
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001254993
- Filed Document
- 0001254993-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-11-29 13:37:57 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|