Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BelVest Energy Income Fund, LP See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613241 Filed Document 0001315863-15-000598 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedAvante Inc See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001314063 Filed Document 0001314063-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Global Agricultural Exchange, LLC See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $340,000 Associated Brokers / Dealers N/A CIK Number 0001647081 Filed Document 0001647081-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PSU Holdings, LLC See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $8,450,000 Associated Brokers / Dealers N/A CIK Number 0001647741 Filed Document 0001647741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAPITAL PRESERVATION FUND L.P. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers None CIK Number 0001035823 Filed Document 0001035823-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Altegris Millennium Fund LP See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001532131 Filed Document 0001532131-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Millennium Fund, Ltd. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001536107 Filed Document 0001536107-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER GLOBAL LONG OPPORTUNITIES, L.P. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588773 Filed Document 0000919574-15-005348 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamlin Income Plus Fund, L.P. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital LLC CIK Number 0001465384 Filed Document 0001465384-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hinde Gold Feeder Fund L.P. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523431 Filed Document 0001523431-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polygon European Equity Opportunity Fund See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554146 Filed Document 0001315863-15-000606 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Multi-Strategy Fund, Ltd. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001600941 Filed Document 0001600941-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cleo Smith GY #7 Joint Venture See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $508,750 Associated Brokers / Dealers N/A CIK Number 0001647863 Filed Document 0001354488-15-003322 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Carlyle Europe Partners IV, L.P. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, Not Applicable, None, None, and None CIK Number 0001583939 Filed Document 0001637431-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Tree Farms Inc See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001511138 Filed Document 0001511138-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Aventis Commodities Fund, L.P. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001553901 Filed Document 0001553901-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital-KVV Access Fund, L.P. See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $12,940,000 Associated Brokers / Dealers N/A CIK Number 0001647688 Filed Document 0001647688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Noddings Convertible Hedge Limited Partnership See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496720 Filed Document 0001496720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trend Macro Offshore Ltd. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526506 Filed Document 0000902664-15-003020 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jericho Capital Partners L.P. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468076 Filed Document 0000919574-15-005316 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Globevestor, Inc. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised $348,879 Associated Brokers / Dealers N/A CIK Number 0001600992 Filed Document 0001600992-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pine River China Fund Ltd. See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647795 Filed Document 0001647795-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trucker Path, Inc. See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001630479 Filed Document 0001630479-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
RadiumOne, Inc. See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $23,800,000 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001478350 Filed Document 0001478350-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Granite Momentum LLC See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $15,400,000 Associated Brokers / Dealers Michael S. Rickard, Andrew J. Maconachy, John P. Harvey, Jr., Phillip N. Roberts, Timothy C. Bryant, and Peter R. Dorn CIK Number 0001647711 Filed Document 0001647711-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aquifer All Weather Fund, LLC See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546350 Filed Document 0001546350-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Voloridge Trading Fund, LP See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552907 Filed Document 0001315863-15-000602 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crystal Global Fund, LLC See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502166 Filed Document 0001502166-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AWS FUNDING, LLC See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001647646 Filed Document 0001117768-15-000522 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Holdings, Inc. See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001648045 Filed Document 0001648045-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WMD Offshore Long/Short Real Estate Securities Fund, L.P. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630988 Filed Document 0001630988-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHIC Surriage Partners, LLC See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551694 Filed Document 0001551694-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WM Petroleum See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647223 Filed Document 0001647223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Polygon Global Equities Fund See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612831 Filed Document 0001315863-15-000607 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GDCV II BP Village C-2 REIT, LLC See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001647738 Filed Document 0001647738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
695 6th Ave Realty LLC See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001646894 Filed Document 0001646894-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ASI Capital, LLC See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001548852 Filed Document 0001085760-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Two Sigma International Core Fund, LP See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553762 Filed Document 0000919574-15-005328 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Multi-Client Solutions Fund LP See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001584220 Filed Document 0001584220-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAMLIN YIELD PARTNERS LP See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001260464 Filed Document 0001260464-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Momentum Dynamics Corp See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001514752 Filed Document 0001393725-15-000097 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
AXIM GLOBAL STRATEGIES GROUP, L.L.C. See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001647768 Filed Document 0001647768-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mast Co-Invest Partners, LP See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647127 Filed Document 0001647127-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER GLOBAL LONG OPPORTUNITIES, LTD. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588941 Filed Document 0000919574-15-005354 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BelVest Income Fund, LP See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482395 Filed Document 0001315863-15-000599 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Convex Asia Fund PF LP See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001613673 Filed Document 0000950172-15-000077 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE CROWN RESOURCES INC. See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers None CIK Number 0001366407 Filed Document 0001477932-15-004409 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
RiskLens, Inc. See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001647603 Filed Document 0001647603-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Planet Labs Inc. See All Filings	D/A	2015-07-10 00:00:00 UTC
Amount To Be Raised $132,798,690 Associated Brokers / Dealers N/A CIK Number 0001543165 Filed Document 0001544035-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alliant Tax Credit Fund 83, Ltd. See All Filings	D	2015-07-10 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Fallbrook Capital Securities, and Moors & Cabot, Inc. CIK Number 0001647551 Filed Document 0001647551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund