Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ashenden Trend Plus Fund LP See All Filings	D	2017-12-01 11:02:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723984 Filed Document 0000902664-17-004467 Exclusions or Exemptions 506b Accepted Date 2017-12-01 11:02:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revel Health, LLC See All Filings	D	2017-12-01 11:00:15 UTC
Amount To Be Raised $17,478,157 Associated Brokers / Dealers N/A CIK Number 0001724116 Filed Document 0001724116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 11:00:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SKK CLOSED-END OPPORTUNITIES, LP See All Filings	D/A	2017-12-01 10:59:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435094 Filed Document 0000919574-17-008462 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:59:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SKK HEALTH CARE, LP See All Filings	D/A	2017-12-01 10:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001270283 Filed Document 0000919574-17-008460 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SKK TOPAZ PARTNERS (QP), LP See All Filings	D/A	2017-12-01 10:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426515 Filed Document 0000919574-17-008458 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:54:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OCCO EASTERN EUROPEAN FUND See All Filings	D/A	2017-12-01 10:51:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307088 Filed Document 0000943663-17-000249 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKK VALUE FUND, LP See All Filings	D/A	2017-12-01 10:51:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323448 Filed Document 0000919574-17-008456 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:51:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SKK DEEP WOODS PARTNERS, LP See All Filings	D/A	2017-12-01 10:49:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463395 Filed Document 0000919574-17-008454 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:49:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SKK TOPAZ PARTNERS, LP See All Filings	D/A	2017-12-01 10:47:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161897 Filed Document 0000919574-17-008452 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:47:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Zyprr, Inc. See All Filings	D/A	2017-12-01 10:46:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001720678 Filed Document 0001720678-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:46:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Krispy Kreme Holdings, Inc. See All Filings	D/A	2017-12-01 10:46:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691325 Filed Document 0001691325-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:46:33 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Magna Umbrella Fund PLC / Magna New Frontiers Fund See All Filings	D/A	2017-12-01 10:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709720 Filed Document 0000943663-17-000248 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN LEAF MEDICAL, LLC See All Filings	D	2017-12-01 10:37:29 UTC
Amount To Be Raised $3,000,594 Associated Brokers / Dealers N/A CIK Number 0001701230 Filed Document 0001701230-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:37:29 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MAK-ro Capital Fund LP See All Filings	D/A	2017-12-01 10:37:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480091 Filed Document 0000919574-17-008450 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:37:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cercacor Laboratories, Inc. See All Filings	D	2017-12-01 10:34:07 UTC
Amount To Be Raised $4,894,140 Associated Brokers / Dealers N/A CIK Number 0001061031 Filed Document 0001140361-17-044552 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:34:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Human Connective, Inc. See All Filings	D	2017-12-01 10:25:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001720148 Filed Document 0001231919-17-000056 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:25:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arel Austin IV LP See All Filings	D	2017-12-01 10:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721946 Filed Document 0000902664-17-004466 Exclusions or Exemptions 506b Accepted Date 2017-12-01 10:23:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KNIGHTHEAD DOMESTIC FUND, LP See All Filings	D/A	2017-12-01 09:54:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438287 Filed Document 0001012975-17-000887 Exclusions or Exemptions 506b Accepted Date 2017-12-01 09:54:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead Offshore Fund, Ltd. See All Filings	D/A	2017-12-01 09:52:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465823 Filed Document 0001012975-17-000886 Exclusions or Exemptions 506b Accepted Date 2017-12-01 09:52:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KNIGHTHEAD MASTER FUND LP See All Filings	D/A	2017-12-01 09:50:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438289 Filed Document 0001012975-17-000885 Exclusions or Exemptions 506b Accepted Date 2017-12-01 09:50:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WestView Capital Partners IV, L.P. See All Filings	D	2017-12-01 09:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723901 Filed Document 0001723901-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 09:42:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watermark Medical Holdings, Inc. See All Filings	D	2017-12-01 09:24:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001573917 Filed Document 0001209191-17-063139 Exclusions or Exemptions 506b Accepted Date 2017-12-01 09:24:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
COOK & BYNUM CAPITAL QP LLC See All Filings	D/A	2017-12-01 08:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387691 Filed Document 0001387691-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 08:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
13 LOOKIN AT LUCKY/FUSAICHI, LLC See All Filings	D	2017-12-01 08:50:17 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001724108 Filed Document 0001724108-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 08:50:17 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
EKA SOLUTIONS, INC. See All Filings	D	2017-12-01 08:49:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648590 Filed Document 0000892712-17-000771 Exclusions or Exemptions 506b Accepted Date 2017-12-01 08:49:36 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Trilogy Cayman Feeder Ltd See All Filings	D/A	2017-12-01 08:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619442 Filed Document 0000945621-17-000418 Exclusions or Exemptions 506b Accepted Date 2017-12-01 08:42:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trilogy Master Fund Ltd See All Filings	D/A	2017-12-01 08:38:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619443 Filed Document 0000945621-17-000417 Exclusions or Exemptions 506b Accepted Date 2017-12-01 08:38:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowgrass Customised Solutions I LP See All Filings	D/A	2017-12-01 07:34:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659505 Filed Document 0000902664-17-004464 Exclusions or Exemptions 506b Accepted Date 2017-12-01 07:34:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arnensee Diversifying Strategies LP See All Filings	D/A	2017-12-01 07:11:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691204 Filed Document 0000902664-17-004462 Exclusions or Exemptions 506b Accepted Date 2017-12-01 07:11:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek II, L.P. See All Filings	D/A	2017-12-01 06:50:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Owl Creek Asset Management Marketing, LLC CIK Number 0001178296 Filed Document 0000902664-17-004461 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:50:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek Credit Opportunities Fund, Ltd. See All Filings	D/A	2017-12-01 06:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001554491 Filed Document 0000902664-17-004460 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:46:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek Credit Opportunities Fund, L.P. See All Filings	D/A	2017-12-01 06:41:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001554485 Filed Document 0000902664-17-004459 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:41:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC Opportunities Fund, L.P. See All Filings	D/A	2017-12-01 06:36:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001709054 Filed Document 0000902664-17-004458 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:36:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek Socially Responsible Investment Fund, Ltd. See All Filings	D/A	2017-12-01 06:31:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001413450 Filed Document 0000902664-17-004457 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:31:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek Overseas Fund, Ltd. See All Filings	D/A	2017-12-01 06:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Owl Creek Asset Management Marketing, LLC CIK Number 0001178193 Filed Document 0000902664-17-004456 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:25:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalis Capital Fund LP See All Filings	D/A	2017-12-01 06:24:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618100 Filed Document 0000902664-17-004455 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:24:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek MGM Fund, L.P. See All Filings	D/A	2017-12-01 06:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001689504 Filed Document 0000902664-17-004454 Exclusions or Exemptions 506c Accepted Date 2017-12-01 06:20:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON CAPITAL GLOBAL EQUITY FUND LP See All Filings	D/A	2017-12-01 06:14:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324389 Filed Document 0000902664-17-004453 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:14:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek I, L.P. See All Filings	D/A	2017-12-01 06:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001178254 Filed Document 0000902664-17-004452 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:14:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C.L.-Ascent, L.P. See All Filings	D/A	2017-12-01 06:11:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691227 Filed Document 0000902664-17-004451 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:11:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MOON CAPITAL GLOBAL EQUITY PARTNERS FUND LP See All Filings	D/A	2017-12-01 06:11:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460115 Filed Document 0000902664-17-004450 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:11:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE FUND LTD. See All Filings	D/A	2017-12-01 06:07:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486131 Filed Document 0000902664-17-004449 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:07:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON CAPITAL GLOBAL EQUITY OFFSHORE FUND LTD. See All Filings	D/A	2017-12-01 06:03:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324541 Filed Document 0000902664-17-004448 Exclusions or Exemptions 506b Accepted Date 2017-12-01 06:03:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monument Labs, Inc. See All Filings	D	2017-11-30 21:46:25 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001675701 Filed Document 0001675701-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-30 21:46:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Journey Software, Inc. See All Filings	D	2017-11-30 20:33:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719996 Filed Document 0001719996-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-30 20:33:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SELVA GROUP, INC. See All Filings	D	2017-11-30 20:12:04 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001724031 Filed Document 0001724031-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-30 20:12:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LRI Vision Partners Fund I, L.P. See All Filings	D	2017-11-30 19:05:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001723929 Filed Document 0001723929-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-30 19:05:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uni-Boil MP Inc. See All Filings	C/A	2017-11-30 19:02:34 UTC
Financial Interest No. Filing Platform Mr. Crowd Offering Amount $107,000 CIK Number 0001708151 Filed Document 0001708151-17-000002 Accepted Date 2017-11-30 19:02:34 UTC Type of Offering C/A Security Offered Amount 1,500 Security Offered Type Common Stock State CALIFORNIA
1confirmation Fund, L.P. See All Filings	D/A	2017-11-30 19:01:42 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001714777 Filed Document 0001714777-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-30 19:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Portfolium, Inc. See All Filings	D	2017-11-30 18:43:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610831 Filed Document 0001610831-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-30 18:43:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity