Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
STEPCHANGE DATA INC See All Filings	D	2018-01-04 17:24:31 UTC
Amount To Be Raised $10,000,005 Associated Brokers / Dealers UNITED VANNING CONSULTING LTD CIK Number 0001727206 Filed Document 0001591408-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 17:24:31 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tappan Street Partners Ideas Fund II L.P. See All Filings	D/A	2018-01-04 17:20:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713032 Filed Document 0001713032-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 17:20:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MoneyOnMobile, Inc. See All Filings	D	2018-01-04 17:19:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001414628 Filed Document 0001414628-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-01-04 17:19:26 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tappan Street Partners Ideas Fund L.P. See All Filings	D/A	2018-01-04 17:17:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709278 Filed Document 0001709278-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 17:17:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avisa Pharma Inc. See All Filings	D/A	2018-01-04 17:15:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001516068 Filed Document 0001516068-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 17:15:55 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Elk Petroleum, Inc. See All Filings	D	2018-01-04 17:13:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723244 Filed Document 0001723244-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 17:13:50 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Vence Corp See All Filings	D	2018-01-04 17:12:41 UTC
Amount To Be Raised $2,375,000 Associated Brokers / Dealers N/A CIK Number 0001727034 Filed Document 0001727034-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 17:12:41 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Saturn Five Concrete Curb LLC See All Filings	D/A	2018-01-04 17:08:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001726975 Filed Document 0001726975-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-04 17:08:19 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GWR Trails Partners Ltd. See All Filings	D	2018-01-04 17:07:35 UTC
Amount To Be Raised $12,825,000 Associated Brokers / Dealers N/A CIK Number 0001727104 Filed Document 0001727104-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 17:07:35 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
valisure llc See All Filings	D/A	2018-01-04 17:05:22 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001721269 Filed Document 0001209191-18-002029 Exclusions or Exemptions 506b Accepted Date 2018-01-04 17:05:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sancol Holdings, LLC See All Filings	D	2018-01-04 17:02:25 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001727057 Filed Document 0001727057-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 17:02:25 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Galen Partners VI, L.P. See All Filings	D	2018-01-04 17:01:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001726433 Filed Document 0001726433-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 17:01:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bidding Unlimited Inc See All Filings	D/A	2018-01-04 16:59:06 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001674198 Filed Document 0001065949-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:59:06 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pershing Gold Corp. See All Filings	D	2018-01-04 16:55:59 UTC
Amount To Be Raised $6,550,000 Associated Brokers / Dealers N/A CIK Number 0001432196 Filed Document 0001144204-18-000847 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:55:59 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Seer Biosciences, Inc. See All Filings	D	2018-01-04 16:55:20 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001726445 Filed Document 0001726445-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:55:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
YS Soli CorpSTR II LLC See All Filings	D	2018-01-04 16:50:03 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001727165 Filed Document 0001727165-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-04 16:50:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Giphy, Inc. See All Filings	D/A	2018-01-04 16:49:31 UTC
Amount To Be Raised $1,015,709 Associated Brokers / Dealers N/A CIK Number 0001571719 Filed Document 0001571719-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:49:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Municipal Capital Appreciation Partners VI, L.P. See All Filings	D	2018-01-04 16:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727118 Filed Document 0001727118-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:40:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON EXPRESS, INC. See All Filings	D	2018-01-04 16:37:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001507602 Filed Document 0001507602-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:37:47 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TLT Group Bowling, LLC See All Filings	D	2018-01-04 16:37:00 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001726727 Filed Document 0001726727-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:37:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Debt
ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND II LP See All Filings	D/A	2018-01-04 16:33:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324391 Filed Document 0001324391-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:33:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC TEXAS DEBT WAREHOUSE LLC See All Filings	D	2018-01-04 16:33:30 UTC
Amount To Be Raised $18,850,000 Associated Brokers / Dealers N/A CIK Number 0001693522 Filed Document 0001693522-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:33:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tappan Street Partners Fund L.P. See All Filings	D/A	2018-01-04 16:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528008 Filed Document 0001528008-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:33:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC3D LLC See All Filings	D	2018-01-04 16:20:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001677841 Filed Document 0001052918-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:20:31 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Rocklyn Partners, LP See All Filings	D	2018-01-04 16:20:25 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Summerwood Capital Corp. CIK Number 0001727023 Filed Document 0001727023-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:20:25 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Innovative AgriProducts LLC See All Filings	D	2018-01-04 16:14:03 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001727171 Filed Document 0001727171-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:14:03 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ASPYRON INC See All Filings	1-A/A	2018-01-04 16:11:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001706184 Filed Document 0001477932-18-000057 Accepted Date 2018-01-04 16:11:19 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Extra Space Storage LP See All Filings	D	2018-01-04 16:03:35 UTC
Amount To Be Raised $5,618,000 Associated Brokers / Dealers N/A CIK Number 0001302071 Filed Document 0001302071-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 16:03:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
3rd Element, Inc. See All Filings	D	2018-01-04 15:56:39 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001727114 Filed Document 0001727114-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:56:39 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Thunderbird Legacy Development, LLC See All Filings	D	2018-01-04 15:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726895 Filed Document 0001726895-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:56:27 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Hancock Park Corporate Income, Inc. See All Filings	D/A	2018-01-04 15:51:34 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001661306 Filed Document 0001140361-18-000831 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:51:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DRAGONEER TECHNOLOGY OPPORTUNITIES II, LP See All Filings	D	2018-01-04 15:48:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727071 Filed Document 0001727071-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:48:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foodstand, INC. See All Filings	D	2018-01-04 15:46:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727051 Filed Document 0001727051-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:46:38 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Other
Ponddy Education Inc. See All Filings	D	2018-01-04 15:44:23 UTC
Amount To Be Raised $1,455,659 Associated Brokers / Dealers N/A CIK Number 0001726966 Filed Document 0001726966-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:44:23 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DRAGONEER TECHNOLOGY OPPORTUNITIES, LP See All Filings	D	2018-01-04 15:44:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727070 Filed Document 0001727070-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:44:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alluvial Fund LP See All Filings	D/A	2018-01-04 15:35:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693928 Filed Document 0001693928-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:35:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Cal PF Inglewood II LLC See All Filings	D	2018-01-04 15:35:27 UTC
Amount To Be Raised $1,372,500 Associated Brokers / Dealers N/A CIK Number 0001727043 Filed Document 0001727043-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:35:27 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Belford Oaks Investors, LLC See All Filings	D	2018-01-04 15:25:28 UTC
Amount To Be Raised $5,625,000 Associated Brokers / Dealers Lynn E. Fedor, Michael W. Hodson, Todd Lantier, and Tobin & Company Securities LLC CIK Number 0001723926 Filed Document 0001723926-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-04 15:25:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Owner Builder Loans, LLC See All Filings	D/A	2018-01-04 15:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603533 Filed Document 0001603533-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-04 15:25:23 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Marblehead Medical LLC See All Filings	D	2018-01-04 15:24:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001698887 Filed Document 0001698887-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:24:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
Fiduciary Exchange LLC See All Filings	D	2018-01-04 15:22:51 UTC
Amount To Be Raised $2,666,666 Associated Brokers / Dealers N/A CIK Number 0001727061 Filed Document 0001727061-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:22:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BLOCS SCHOLARSHIP 17 LLC See All Filings	D	2018-01-04 15:16:31 UTC
Amount To Be Raised $833,333 Associated Brokers / Dealers N/A CIK Number 0001726784 Filed Document 0001726785-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:16:31 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ZAP I, a series of Zeitgeist Management, LLC See All Filings	D	2018-01-04 15:14:48 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001709688 Filed Document 0001709688-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:14:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVISORY RESEARCH SMALL CAP VALUE FUND II LP See All Filings	D/A	2018-01-04 15:09:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456140 Filed Document 0001456140-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:09:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
vivo-TIL Therapeutics, Inc See All Filings	D	2018-01-04 15:04:56 UTC
Amount To Be Raised $940,000 Associated Brokers / Dealers N/A CIK Number 0001727113 Filed Document 0001727113-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 15:04:56 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Taylor Morgan Global Appreciation Fund, LP See All Filings	D/A	2018-01-04 14:57:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692645 Filed Document 0001627590-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 14:57:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avalon Cyber Corp. See All Filings	D	2018-01-04 14:56:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668670 Filed Document 0001668670-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 14:56:06 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Ogeechee Plantation Investors, LLC See All Filings	D	2018-01-04 14:55:50 UTC
Amount To Be Raised $6,275,000 Associated Brokers / Dealers Lynn E. Fedor, Michael W. Hodson, Todd Lantier, and Tobin & Company Securities LLC CIK Number 0001724482 Filed Document 0001724482-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-04 14:55:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
BLOCS SCHOLARSHIP 27 LLC See All Filings	D	2018-01-04 14:55:14 UTC
Amount To Be Raised $833,333 Associated Brokers / Dealers N/A CIK Number 0001726783 Filed Document 0001726785-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-04 14:55:14 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cardiva Medical, Inc. See All Filings	D/A	2018-01-04 14:49:37 UTC
Amount To Be Raised $49,859,836 Associated Brokers / Dealers N/A CIK Number 0001520325 Filed Document 0001520325-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-04 14:49:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity