|
|
D/A |
2018-01-05 12:42:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robotti Securities, LLC
- CIK Number
- 0001682577
- Filed Document
- 0001682577-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:42:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-05 12:40:56 UTC |
- Amount To Be Raised
- $8,645,870
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725621
- Filed Document
- 0001140361-18-000985
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:40:56 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 12:37:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001475724
- Filed Document
- 0001475724-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:37:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-05 12:37:25 UTC |
- Amount To Be Raised
- $2,425,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726678
- Filed Document
- 0001726678-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-01-05 12:37:25 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 12:35:21 UTC |
- Amount To Be Raised
- $22,741,834
- Associated Brokers / Dealers
- LIGHTPATH CAPITAL, INC, SAFE HARBOR ASSET MANAGEMENT, INC., SILVERHAWK ASSET MANAGEMENT, LLC, CAPULENT LLC, COURTLANDT SECURITIES CORPORATION, CROWN CAPITAL SECURITIES, L.P., EMERSON EQUITY LLC, SANDLAPPER SECURITIES, LLC, WHITEHALL-PARKER SECURITIES, INC., and MCDERMOTT INVESTMENT SERVICES, LLC
- CIK Number
- 0001726712
- Filed Document
- 0001726712-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:35:21 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-01-05 12:30:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001475723
- Filed Document
- 0001475723-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:30:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-05 12:29:16 UTC |
- Amount To Be Raised
- $244,515
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635090
- Filed Document
- 0001635090-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:29:16 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-01-05 12:24:13 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708455
- Filed Document
- 0001708455-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:24:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-05 12:23:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robert G. Byron and Petere Stelian
- CIK Number
- 0001338428
- Filed Document
- 0000919574-18-000105
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:23:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 12:17:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Triago Americas, Inc.
- CIK Number
- 0001726458
- Filed Document
- 0000945621-18-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:17:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-05 12:17:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692808
- Filed Document
- 0001692808-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-01-05 12:17:01 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-01-05 12:16:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001475743
- Filed Document
- 0001475743-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:16:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-05 12:11:39 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726961
- Filed Document
- 0001726961-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:11:39 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 12:11:10 UTC |
- Amount To Be Raised
- $11,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592342
- Filed Document
- 0001592342-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:11:10 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-01-05 12:06:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704029
- Filed Document
- 0001704029-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:06:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 12:03:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001443133
- Filed Document
- 0000945621-18-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:03:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-05 12:00:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512793
- Filed Document
- 0000945621-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:00:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-05 12:00:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Roger Hiatt
- CIK Number
- 0001724692
- Filed Document
- 0001724692-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 12:00:35 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-01-05 11:58:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727166
- Filed Document
- 0001727166-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:58:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 11:57:50 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683288
- Filed Document
- 0001683288-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:57:50 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 11:52:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630251
- Filed Document
- 0000919574-18-000102
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:52:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 11:48:27 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722587
- Filed Document
- 0001722587-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:48:27 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 11:47:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001335537
- Filed Document
- 0000919574-18-000100
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:47:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 11:45:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508623
- Filed Document
- 0001315863-18-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:45:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 11:45:16 UTC |
- Amount To Be Raised
- $39,951,750
- Associated Brokers / Dealers
- Raymond James & Associates, Inc.
- CIK Number
- 0001722285
- Filed Document
- 0001720138-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:45:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-05 11:41:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Arete Wealth Management, LLC
- CIK Number
- 0001355027
- Filed Document
- 0001262227-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:41:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-05 11:32:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001224011
- Filed Document
- 0001224011-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:32:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 11:32:50 UTC |
- Amount To Be Raised
- $435,048,250
- Associated Brokers / Dealers
- PTP Securities, LLC, PAS Advisory Services Pty Ltd, VCP Advisors LLC, Stifel Nicolaus & Company, Incorporated, Raymond James & Associates, Inc., FPA Financial Corporation Pte Ltd., Capital Advisory Partners New Zealand Limited, Innovation Partners, LLC, and WaveCrest Securities, LLC
- CIK Number
- 0001720138
- Filed Document
- 0001720138-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:32:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-05 11:30:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Enclave Capital LLC
- CIK Number
- 0001662839
- Filed Document
- 0001662839-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:30:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 11:27:59 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726626
- Filed Document
- 0001726626-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:27:59 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 11:21:00 UTC |
- Amount To Be Raised
- $340,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727093
- Filed Document
- 0001727093-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:21:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 11:16:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565329
- Filed Document
- 0000945621-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:16:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 11:12:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Enclave Capital LLC
- CIK Number
- 0001662840
- Filed Document
- 0001662840-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:12:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-05 11:12:21 UTC |
- Amount To Be Raised
- $1
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726249
- Filed Document
- 0001062993-18-000035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:12:21 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 11:11:31 UTC |
- Amount To Be Raised
- $6,987,455
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726931
- Filed Document
- 0001726931-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:11:31 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 11:10:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001382795
- Filed Document
- 0001144204-18-000949
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:10:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-05 11:09:57 UTC |
- Amount To Be Raised
- $833,333
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726778
- Filed Document
- 0001726782-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:09:57 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 11:03:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629605
- Filed Document
- 0000919574-18-000098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:03:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 11:02:09 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726690
- Filed Document
- 0001726690-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:02:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 11:01:22 UTC |
- Amount To Be Raised
- $833,333
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726779
- Filed Document
- 0001726782-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:01:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-01-05 11:00:54 UTC |
- Amount To Be Raised
- $2,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727290
- Filed Document
- 0001727290-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 11:00:54 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 10:59:59 UTC |
- Amount To Be Raised
- $2,580,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727181
- Filed Document
- 0001727181-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 10:59:59 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 10:59:32 UTC |
- Amount To Be Raised
- $20,249,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625641
- Filed Document
- 0001625641-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 10:59:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 10:59:10 UTC |
- Amount To Be Raised
- $6,400,000
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001727216
- Filed Document
- 0001727216-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-01-05 10:59:10 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 10:58:57 UTC |
- Amount To Be Raised
- $4,415,385
- Associated Brokers / Dealers
- Richard Goodwin, Joseph Ondris, Sheryle Lee Jarrett, Charles Huffington, Lisa Ann Allen, Mikiel Ray Featherston, Bobby K Cowand, Brian Smith, Javier Larrea, Torry Scott, Zachary Lee Carey, Robert Kozlowski, and Torry Scott
- CIK Number
- 0001723005
- Filed Document
- 0001723005-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 10:58:57 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 10:58:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Alternative Asset Investment Management Securities LLC
- CIK Number
- 0001630154
- Filed Document
- 0001630154-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 10:58:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-05 10:58:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Alternative Asset Investment Management Securities LLC
- CIK Number
- 0001630154
- Filed Document
- 0001630154-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 10:58:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-05 10:57:20 UTC |
- Amount To Be Raised
- $9,220,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725815
- Filed Document
- 0001725815-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 10:57:20 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-05 10:53:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629610
- Filed Document
- 0000919574-18-000096
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 10:53:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-05 10:51:48 UTC |
- Amount To Be Raised
- $833,333
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726780
- Filed Document
- 0001726782-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-05 10:51:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|