Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LEXINGTON SURGERY CENTER, LTD. See All Filings	D	2017-12-05 17:59:27 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001052429 Filed Document 0001052429-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:59:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Pi Inc. See All Filings	D	2017-12-05 17:53:38 UTC
Amount To Be Raised $11,915,855 Associated Brokers / Dealers N/A CIK Number 0001724455 Filed Document 0001724455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:53:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gilberts & Groves LLC See All Filings	D	2017-12-05 17:47:21 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers Daniel Brown CIK Number 0001724463 Filed Document 0001724463-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:47:21 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
DTHERA SCIENCES See All Filings	D	2017-12-05 17:38:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001586372 Filed Document 0001586372-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:38:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4DReplay,Inc. See All Filings	D	2017-12-05 17:38:09 UTC
Amount To Be Raised $2,499,997 Associated Brokers / Dealers N/A CIK Number 0001716423 Filed Document 0001716423-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-12-05 17:38:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Uptake Technologies, Inc. See All Filings	D	2017-12-05 17:29:57 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC, The Klein Group, LLC, and Allen & Company LLC CIK Number 0001656400 Filed Document 0001656400-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:29:57 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Natcore Technology Inc. See All Filings	D	2017-12-05 17:26:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464623 Filed Document 0001062993-17-005172 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:26:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DappStyled, Inc. See All Filings	D	2017-12-05 17:22:24 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001723492 Filed Document 0001723492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:22:24 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Vukota Summer Grove OpCo, LLC See All Filings	D	2017-12-05 17:21:41 UTC
Amount To Be Raised $5,337,275 Associated Brokers / Dealers N/A CIK Number 0001673940 Filed Document 0001673940-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:21:41 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Zwivel LLC See All Filings	D	2017-12-05 17:17:20 UTC
Amount To Be Raised $2,020,200 Associated Brokers / Dealers N/A CIK Number 0001724491 Filed Document 0001724491-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:17:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Silver Star, LLC See All Filings	D	2017-12-05 17:17:15 UTC
Amount To Be Raised $3,030,000 Associated Brokers / Dealers N/A CIK Number 0001723997 Filed Document 0001723997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:17:15 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Hiero 2, Inc. See All Filings	C	2017-12-05 17:12:17 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001722196 Filed Document 0001670254-17-000363 Accepted Date 2017-12-05 17:12:17 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State NEVADA
GLOBAL FUNDS SPC - TOTAL RETURN CREDIT SP See All Filings	D/A	2017-12-05 17:11:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607221 Filed Document 0001607221-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:11:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL FUNDS SPC - INVESTMENT GRADE ABSOLUTE RETURN BOND SP See All Filings	D/A	2017-12-05 17:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607218 Filed Document 0001607218-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:10:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vukota Tanglewood OpCo, LLC See All Filings	D/A	2017-12-05 17:10:55 UTC
Amount To Be Raised $2,084,000 Associated Brokers / Dealers N/A CIK Number 0001675563 Filed Document 0001675563-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:10:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
GLOBAL FUNDS SPC - EMERGING MARKET SELECT BOND SP See All Filings	D/A	2017-12-05 17:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567230 Filed Document 0001567230-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:09:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVENT DRIVEN CREDIT FUND LTD See All Filings	D/A	2017-12-05 17:08:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607215 Filed Document 0001607215-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:08:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVENT DRIVEN CREDIT (MASTER) FUND LTD See All Filings	D/A	2017-12-05 17:07:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622264 Filed Document 0001622264-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:07:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMERGING MARKET CREDIT ALPHA FUND LTD See All Filings	D/A	2017-12-05 17:06:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560252 Filed Document 0001560252-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:06:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMERGING MARKET CREDIT ALPHA (MASTER) FUND LTD See All Filings	D/A	2017-12-05 17:04:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622169 Filed Document 0001622169-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:04:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREDIT ALPHA LONG SHORT FUND LTD See All Filings	D/A	2017-12-05 17:03:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560184 Filed Document 0001560184-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:03:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREDIT ALPHA LONG SHORT (MASTER) FUND LTD See All Filings	D/A	2017-12-05 17:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622168 Filed Document 0001622168-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:02:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoreCommodity Management - Diversified I Fund (Cayman) Ltd. See All Filings	D/A	2017-12-05 16:59:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525027 Filed Document 0001264128-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:59:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoreCommodity Management - Diversified I Fund, LLC See All Filings	D/A	2017-12-05 16:58:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491793 Filed Document 0001264128-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:58:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoreCommodity Management - Founders I Fund (Cayman), Ltd. See All Filings	D/A	2017-12-05 16:56:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530180 Filed Document 0001264128-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:56:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portofino Resources Inc. See All Filings	D	2017-12-05 16:53:14 UTC
Amount To Be Raised $53,978 Associated Brokers / Dealers N/A CIK Number 0001724469 Filed Document 0001140361-17-045070 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:53:14 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CORECOMMODITY MANAGEMENT - FOUNDERS III FUND LLC See All Filings	D/A	2017-12-05 16:49:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631359 Filed Document 0001264128-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:49:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barn2Door, Inc. See All Filings	D	2017-12-05 16:48:24 UTC
Amount To Be Raised $1,460,000 Associated Brokers / Dealers N/A CIK Number 0001724126 Filed Document 0001724126-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:48:24 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CoreCommodity Management - Founders II Fund (Cayman), Ltd. See All Filings	D/A	2017-12-05 16:48:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714344 Filed Document 0001264128-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:48:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoreCommodity Management - Founders I Fund, LLC See All Filings	D/A	2017-12-05 16:46:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544989 Filed Document 0001264128-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:46:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DermTech, Inc. See All Filings	D/A	2017-12-05 16:42:58 UTC
Amount To Be Raised $15,512,000 Associated Brokers / Dealers Paulson Investment Company LLC CIK Number 0001518913 Filed Document 0001518913-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:42:58 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Real Estate Fund III, LLC See All Filings	D	2017-12-05 16:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001724438 Filed Document 0001724438-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:40:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Canuc Resources Corp See All Filings	D	2017-12-05 16:23:59 UTC
Amount To Be Raised $384,657 Associated Brokers / Dealers Canaccord Genuity Corp. CIK Number 0001724148 Filed Document 0001724148-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:23:59 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADIAL PHARMACEUTICALS, INC. See All Filings	D	2017-12-05 16:18:42 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001513525 Filed Document 0001213900-17-012928 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:18:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Qura, Inc. See All Filings	D	2017-12-05 16:18:25 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001721976 Filed Document 0001721976-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-05 16:18:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Berkeley Ventures II, LLC See All Filings	D	2017-12-05 16:14:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001724334 Filed Document 0001724334-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:14:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Starchain Capital LP See All Filings	D	2017-12-05 16:09:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724285 Filed Document 0001724285-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:09:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bertram Capital Finance Inc See All Filings	D/A	2017-12-05 16:07:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001673433 Filed Document 0001673433-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:07:04 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Michael Baker International, LLC See All Filings	D	2017-12-05 16:06:24 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001582724 Filed Document 0001140361-17-045052 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:06:24 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
NIMBUS HOLDINGS V, LLC See All Filings	D	2017-12-05 16:05:55 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers CANDLEWOOD PARTNERS CIK Number 0001724303 Filed Document 0001724303-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:05:55 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EXC Holdings LP See All Filings	D	2017-12-05 16:04:48 UTC
Amount To Be Raised $718,000,000 Associated Brokers / Dealers N/A CIK Number 0001722896 Filed Document 0000895345-17-000362 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:04:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Candid Care Co. See All Filings	D	2017-12-05 16:04:20 UTC
Amount To Be Raised $12,942,467 Associated Brokers / Dealers N/A CIK Number 0001715924 Filed Document 0001715924-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:04:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aperimus Socorro, LP See All Filings	D/A	2017-12-05 16:02:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535302 Filed Document 0001085146-17-002518 Exclusions or Exemptions 506b Accepted Date 2017-12-05 16:02:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valet Group L.P. See All Filings	D/A	2017-12-05 15:54:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655014 Filed Document 0001655014-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:54:21 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Didimo, Inc. See All Filings	D	2017-12-05 15:49:14 UTC
Amount To Be Raised $708,339 Associated Brokers / Dealers N/A CIK Number 0001723940 Filed Document 0001723940-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:49:14 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
FORTERRA STRONG COMMUNITIES FUND I, L.P. See All Filings	D	2017-12-05 15:49:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001722823 Filed Document 0001591408-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:49:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Opportunistic Credit Fund, LP See All Filings	D	2017-12-05 15:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001724409 Filed Document 0001724409-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:49:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
13 LOOKIN AT LUCKY/FUSAICHI, LLC See All Filings	D/A	2017-12-05 15:45:53 UTC
Amount To Be Raised $294,000 Associated Brokers / Dealers N/A CIK Number 0001724108 Filed Document 0001724108-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:45:53 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
SG DSG Holdings LLC See All Filings	D	2017-12-05 15:42:01 UTC
Amount To Be Raised $20,833,000 Associated Brokers / Dealers N/A CIK Number 0001723049 Filed Document 0001209191-17-063831 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:42:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sortis Opportunity Fund I LLC See All Filings	D/A	2017-12-05 15:41:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001689270 Filed Document 0001689270-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 15:41:55 UTC Type of Offering D/A Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity