Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ithuba Investments LP See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648569 Filed Document 0001264128-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UVLrx Therapeutics, Inc. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001546059 Filed Document 0001546059-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
I-Minerals Inc See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $387,186 Associated Brokers / Dealers N/A CIK Number 0001405663 Filed Document 0001183740-15-000186 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OCEANWOOD OPPORTUNITIES FUND LP See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461024 Filed Document 0001461025-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNKNOWN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRED-Elan, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001648736 Filed Document 0001648736-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
CA Senior Investors OWG, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,303,600 Associated Brokers / Dealers N/A CIK Number 0001648873 Filed Document 0001648873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Archway Health Holdings, LLC See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001648193 Filed Document 0001648193-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Capitaline Growth & Income, LP See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614135 Filed Document 0001614135-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCCO EASTERN EUROPEAN FUND See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307088 Filed Document 0000943663-15-000167 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingsley Condominiums, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001643978 Filed Document 0001643978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Upper Left Opportunities Fund LP See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001648701 Filed Document 0001648701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Natural Resources Long/Short Fund, LP See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554188 Filed Document 0001554188-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCB BANCORP INC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001228454 Filed Document 0001174947-15-001246 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
High Street Real Estate Fund V, L.P. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648310 Filed Document 0001648310-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dor Technologies, Inc. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648670 Filed Document 0001648670-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Aramsco-Aztec Holding Corp See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $17,009,321 Associated Brokers / Dealers N/A CIK Number 0001648110 Filed Document 0000895345-15-000211 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sentri Inc. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001648700 Filed Document 0001648700-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AHL Evolution LLC See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001581534 Filed Document 0001581534-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueCava, Inc. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Capitol District Hotel, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001648575 Filed Document 0001648575-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
MAGNA UMBRELLA FUND PLC/MAGNA GLOBAL EMERGING MARKETS FUND See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361745 Filed Document 0000943663-15-000166 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEI Structured Credit Fund, LP See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458326 Filed Document 0001458326-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PHFS I SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001647779 Filed Document 0001647779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCEANWOOD OPPORTUNITES FUND See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461025 Filed Document 0001461025-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-LAKE MARY 125, LP See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised $6,110,084 Associated Brokers / Dealers Curt Ladd, Joseph A Ondris, Marc Seeherman, Lawrence A Breen, Charles Geraci, Robert Burns, Brian Smith, Torry Scott, MF Long II, Michael Ihrie, Russ Huffington, and Bobby Kyle Cowand CIK Number 0001637256 Filed Document 0001637256-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Viyet, Inc. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001619926 Filed Document 0001619926-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Identifid, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001648874 Filed Document 0001648874-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
FIA TIMBER GROWTH & VALUE PARTNERS FEEDER, L.P. See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001647893 Filed Document 0001647893-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CICERO INC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000945384 Filed Document 0001354488-15-003394 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BFC-DPI, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649266 Filed Document 0001649266-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Arel Denver II LP See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648586 Filed Document 0000902664-15-003124 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MindChild Medical, Inc See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $731,250 Associated Brokers / Dealers N/A CIK Number 0001448897 Filed Document 0001646719-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PhaseBio Pharmaceuticals Inc See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001169245 Filed Document 0001169245-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Eddleman IMPACT Fund, LP See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001648734 Filed Document 0001648734-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
ARI Holding Corp See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $4,989,792 Associated Brokers / Dealers N/A CIK Number 0001577607 Filed Document 0000895345-15-000212 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FORT ROCK MANAGED FUTURES FUND, LP See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648645 Filed Document 0000913849-15-000199 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Last Poker Game Film, LLC See All Filings	D	2015-07-21 00:00:00 UTC
Amount To Be Raised $1,200,100 Associated Brokers / Dealers N/A CIK Number 0001647728 Filed Document 0001647728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. See All Filings	D/A	2015-07-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619741 Filed Document 0001619741-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundation Specialty Financing Fund, LLC See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised $12,320,000 Associated Brokers / Dealers Finance 500, Inc. CIK Number 0001609281 Filed Document 0001609281-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FIA Timber Growth & Value Partners A, L.P. See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001614207 Filed Document 0001614207-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ZELL EQUITY INTERNATIONAL FUND VI SPECIAL OPPORTUNITIES, L.P. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001648817 Filed Document 0001648805-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FAN MEDIA NETWORK INC. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603958 Filed Document 0001603958-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Krossover Intelligence Inc. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $18,718,435 Associated Brokers / Dealers N/A CIK Number 0001495775 Filed Document 0001495775-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MB DISLOCATION OPPORTUNITY FUND, LP See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454401 Filed Document 0001454401-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INFINITY CREATIVE MEDIA, LTD See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $3,768,000 Associated Brokers / Dealers Andrew Brusman CIK Number 0001648429 Filed Document 0001648429-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HarbourVest Partners Cayman Mezzanine Income Fund L.P. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001647960 Filed Document 0001647960-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Taizen Offshore Fund See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614004 Filed Document 0001614004-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raphael Academy Acquisitions, LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001648562 Filed Document 0001648562-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
TAG RELATIVE VALUE CLIENT FUND LP See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099584 Filed Document 0001099584-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG RELATIVE VALUE OFFSHORE FUND LTD See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001159160 Filed Document 0001159160-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity