Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Red Bridge Capital III LLC See All Filings	D/A	2017-12-07 18:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715038 Filed Document 0001715038-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-07 18:50:21 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Intiva BioPharma Inc. See All Filings	D	2017-12-07 18:48:41 UTC
Amount To Be Raised $1,261,532 Associated Brokers / Dealers N/A CIK Number 0001625288 Filed Document 0001625288-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-12-07 18:48:41 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Passport Ventures, LLC See All Filings	D/A	2017-12-07 18:09:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470619 Filed Document 0001435879-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-07 18:09:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WATERTON VENTURE XIII HOLDINGS, L.L.C. See All Filings	D	2017-12-07 18:02:44 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, SCOTT HARRISON, PHYLLIS JOHNSON, PATRICK J. WHELCHEL, and LORI MAYFIELD CIK Number 0001724112 Filed Document 0001724112-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 18:02:44 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PASSPORT SPECIAL OPPORTUNITIES FUND LP See All Filings	D/A	2017-12-07 18:02:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435879 Filed Document 0001435879-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 18:02:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSPORT II LP See All Filings	D/A	2017-12-07 17:56:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267784 Filed Document 0001267784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 17:56:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2017-12-07 17:52:50 UTC
Amount To Be Raised $58,000 Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001553997-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-07 17:52:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
PASSPORT SPECIAL OPPORTUNITIES FUND LTD See All Filings	D/A	2017-12-07 17:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435880 Filed Document 0001435880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 17:50:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanostar, Inc. See All Filings	D/A	2017-12-07 17:45:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676617 Filed Document 0001676617-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-07 17:45:47 UTC Type of Offering D/A Industry Other Principal Place of Business LOUISIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
International Growth Fund, LP See All Filings	D/A	2017-12-07 17:43:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001537916 Filed Document 0001537916-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-07 17:43:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
AQR Active Market Premia Master Account, L.P. See All Filings	D/A	2017-12-07 17:33:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720785 Filed Document 0001720785-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-07 17:33:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seniorly, Inc. See All Filings	D	2017-12-07 17:21:56 UTC
Amount To Be Raised $3,362,335 Associated Brokers / Dealers N/A CIK Number 0001638964 Filed Document 0001638964-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 17:21:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CapWest Income, LLC See All Filings	1-A/A	2017-12-07 17:21:32 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers JumpStart Securities CIK Number 0001683719 Filed Document 0001659173-17-000554 Accepted Date 2017-12-07 17:21:32 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business NEVADA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Debt
PSI International, Inc. See All Filings	1-A/A	2017-12-07 17:20:18 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001690921 Filed Document 0001493152-17-014337 Accepted Date 2017-12-07 17:20:18 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier2 Principal Place of Business VIRGINIA Revenue or Assets $24,034,029 State of Jurisdiction VIRGINIA Type of Security Equity (common or preferred stock)
Uplevel Security, Inc. See All Filings	D	2017-12-07 17:17:20 UTC
Amount To Be Raised $5,322,824 Associated Brokers / Dealers N/A CIK Number 0001724465 Filed Document 0001724465-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 17:17:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serionix, Inc. See All Filings	D/A	2017-12-07 17:13:21 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001550070 Filed Document 0001550070-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 17:13:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Gravity Segregation, LLC See All Filings	D	2017-12-07 17:08:33 UTC
Amount To Be Raised $605,000 Associated Brokers / Dealers N/A CIK Number 0001719902 Filed Document 0001719902-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-07 17:08:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Cayo Dorado Holdings, LLC See All Filings	D/A	2017-12-07 17:05:32 UTC
Amount To Be Raised $17,728,982 Associated Brokers / Dealers Brett F. Ewing, DFPG Investments, Inc., Jay S. Salamone, Jason H. Freeman, Bradley L. Curtis, Kalos Capital, Inc., Guy A. Harrigan, James B. Teergarden, The Strategic Financial Alliance, Inc., and Triloma Securities, LLC CIK Number 0001720299 Filed Document 0001720299-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-07 17:05:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TYFONE INC See All Filings	D	2017-12-07 16:58:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001309763 Filed Document 0001309763-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:58:56 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
GPIF Platte 15 Investors, LP See All Filings	D	2017-12-07 16:58:47 UTC
Amount To Be Raised $1,790,000 Associated Brokers / Dealers N/A CIK Number 0001723732 Filed Document 0001723732-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:58:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savage River, Inc. See All Filings	D	2017-12-07 16:58:17 UTC
Amount To Be Raised $56,231,343 Associated Brokers / Dealers N/A CIK Number 0001655210 Filed Document 0001655210-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:58:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meridian Waste Solutions, Inc. See All Filings	D/A	2017-12-07 16:53:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0000949721 Filed Document 0001213900-17-013011 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:53:04 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GRATIA CAPITAL PARTNERS, L.P. See All Filings	D/A	2017-12-07 16:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562912 Filed Document 0000919574-17-008514 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:52:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SI DHO Industrial, LP See All Filings	D	2017-12-07 16:47:17 UTC
Amount To Be Raised $5,320,000 Associated Brokers / Dealers N/A CIK Number 0001724680 Filed Document 0001724680-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:47:17 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Samsara Luggage Inc. See All Filings	C/A	2017-12-07 16:41:07 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001718757 Filed Document 0001665160-17-000665 Accepted Date 2017-12-07 16:41:07 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State NEW JERSEY
iCross Fund 4 LLC See All Filings	D	2017-12-07 16:39:34 UTC
Amount To Be Raised $10,225,000 Associated Brokers / Dealers N/A CIK Number 0001701405 Filed Document 0001701405-17-000008 Exclusions or Exemptions 506c Accepted Date 2017-12-07 16:39:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2017-12-07 16:38:12 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-17-014308 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:38:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2017-12-07 16:29:07 UTC
Amount To Be Raised $7,759,310 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-17-014304 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:29:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Active Life Scientific, Inc. See All Filings	D	2017-12-07 16:23:00 UTC
Amount To Be Raised $1,481,951 Associated Brokers / Dealers N/A CIK Number 0001494666 Filed Document 0001494666-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:23:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BCE-RR Holdings LLC See All Filings	D	2017-12-07 16:20:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723518 Filed Document 0001723518-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:20:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fraser McCombs Ventures II LP See All Filings	D/A	2017-12-07 16:14:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661065 Filed Document 0001661065-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:14:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAF 2 LLC See All Filings	D	2017-12-07 16:14:32 UTC
Amount To Be Raised $955,000 Associated Brokers / Dealers N/A CIK Number 0001724699 Filed Document 0001724699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:14:32 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
ALL PRO SOUTH COLLEGE LLLP See All Filings	D	2017-12-07 16:14:29 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001724663 Filed Document 0001724663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:14:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 183 See All Filings	D	2017-12-07 16:10:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, and M Financial Securities Marketing, Inc. CIK Number 0001724248 Filed Document 0001724248-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:10:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3C Investment Fund LLC See All Filings	D	2017-12-07 16:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719631 Filed Document 0001144204-17-062782 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:10:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Glass U, LLC See All Filings	D	2017-12-07 16:09:59 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001613595 Filed Document 0001613595-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:09:59 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Offshore Fund (GBP) Ltd. See All Filings	D/A	2017-12-07 16:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537204 Filed Document 0001524221-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:06:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BuffBrew Taproom, LLC See All Filings	C	2017-12-07 16:05:57 UTC
Financial Interest None Filing Platform NextSeed US LLC Offering Amount $1,000,000 CIK Number 0001724637 Filed Document 0001724637-17-000001 Accepted Date 2017-12-07 16:05:57 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TEXAS
ITALIAN REGIONAL DELICACIES LLC See All Filings	D	2017-12-07 16:02:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001724727 Filed Document 0001724727-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:02:15 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CarePayment Technologies, Inc. See All Filings	D	2017-12-07 16:00:56 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001142406 Filed Document 0001142406-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-07 16:00:56 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Digital Baron, LLC See All Filings	D	2017-12-07 15:57:52 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001713801 Filed Document 0001713801-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-07 15:57:52 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
AQR Oracle Fund, L.P. See All Filings	D/A	2017-12-07 15:56:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524221 Filed Document 0001524221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 15:56:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joust Labs, Inc. See All Filings	D/A	2017-12-07 15:54:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001671137 Filed Document 0001671137-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-07 15:54:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
MPN Accredited Fund LP See All Filings	D/A	2017-12-07 15:54:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409513 Filed Document 0001409513-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 15:54:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TerraCycle US Inc. See All Filings	1-A/A	2017-12-07 15:53:58 UTC
Amount To Be Raised $21,581,758 Associated Brokers / Dealers Strategic Capital Investments CIK Number 0001714781 Filed Document 0001144204-17-062776 Accepted Date 2017-12-07 15:53:58 UTC Type of Offering 1-A/A Industry REFUSE SYSTEMS Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $6,502,734 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
SkyTran Inc. See All Filings	D	2017-12-07 15:43:41 UTC
Amount To Be Raised $11,100,339 Associated Brokers / Dealers N/A CIK Number 0001654146 Filed Document 0001654146-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 15:43:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Emersys, Inc. See All Filings	D	2017-12-07 15:32:45 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001724681 Filed Document 0001724681-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 15:32:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Just Invest Systems, Inc. See All Filings	D/A	2017-12-07 15:27:23 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001707825 Filed Document 0001707825-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-07 15:27:23 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Healthnet, Inc See All Filings	D	2017-12-07 15:27:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roger Hiatt CIK Number 0001724692 Filed Document 0001724692-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-07 15:27:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LCM Healthcare Fund I, LP See All Filings	D	2017-12-07 15:24:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001712272 Filed Document 0001140361-17-045302 Exclusions or Exemptions 506b Accepted Date 2017-12-07 15:24:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity