Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AHRC Best Western Fund-3 LLC See All Filings	D	2017-12-11 11:35:53 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001724821 Filed Document 0001724821-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-11 11:35:53 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CMAP Trend TCYP Fund Ltd See All Filings	D/A	2017-12-11 11:30:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691884 Filed Document 0001691895-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:30:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Liquid Enhanced Alternative Premia Fund, L.P. See All Filings	D/A	2017-12-11 11:29:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690286 Filed Document 0001690286-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:29:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognovi Labs LLC See All Filings	D	2017-12-11 11:25:07 UTC
Amount To Be Raised $2,232,000 Associated Brokers / Dealers N/A CIK Number 0001696081 Filed Document 0001696081-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:25:07 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMAP ISAM Fund Ltd See All Filings	D/A	2017-12-11 11:20:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691886 Filed Document 0001691895-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:20:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FlipSetter, Inc. See All Filings	D/A	2017-12-11 11:17:45 UTC
Amount To Be Raised $327,000 Associated Brokers / Dealers Sabaresh V. Krishnan CIK Number 0001645005 Filed Document 0001645005-17-000006 Exclusions or Exemptions 504.1 and 506c Accepted Date 2017-12-11 11:17:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Portsea U.S. Fund, a series of Portsea U.S. Feeder Fund LLC See All Filings	D/A	2017-12-11 11:12:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661997 Filed Document 0000943663-17-000254 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMAP Lynx Fund Ltd See All Filings	D/A	2017-12-11 11:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691885 Filed Document 0001691895-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:07:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMPAGNIE DE SAINT GOBAIN See All Filings	D	2017-12-11 11:00:00 UTC
Amount To Be Raised $703,677 Associated Brokers / Dealers N/A CIK Number 0001012037 Filed Document 0001012037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 11:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
TAYLOR MADE PROJECT 2017 See All Filings	D	2017-12-11 10:51:47 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001724828 Filed Document 0001724828-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-11 10:51:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Other
CMAP FORT Fund Ltd See All Filings	D/A	2017-12-11 10:51:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691895 Filed Document 0001691895-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:51:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIFESCI VENTURE SPV IV, LLC See All Filings	D	2017-12-11 10:48:36 UTC
Amount To Be Raised $3,789,182 Associated Brokers / Dealers N/A CIK Number 0001724849 Filed Document 0000919574-17-008538 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:48:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Potts Mountain Reserve IP, LLC See All Filings	D	2017-12-11 10:41:23 UTC
Amount To Be Raised $18,300,000 Associated Brokers / Dealers N/A CIK Number 0001717224 Filed Document 0001717224-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:41:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Somerset Frontier Markets Fund LLC See All Filings	D/A	2017-12-11 10:37:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593823 Filed Document 0001012975-17-000924 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:37:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Badger Sportswear Holdings, Inc. See All Filings	D	2017-12-11 10:28:01 UTC
Amount To Be Raised $20,715,855 Associated Brokers / Dealers N/A CIK Number 0001724294 Filed Document 0001724294-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:28:01 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HEW-TEX/BRINE FACILITY #2 LLC See All Filings	D	2017-12-11 10:21:44 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001724830 Filed Document 0001724830-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:21:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
SCM 10X Fund, LLC See All Filings	D/A	2017-12-11 10:06:33 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001691967 Filed Document 0001691967-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 10:06:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Value Special Situations Fund IV, L.P. See All Filings	D/A	2017-12-11 09:45:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001705215 Filed Document 0001705215-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-11 09:45:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Value Special Situations Feeder Fund IV, L.P. See All Filings	D/A	2017-12-11 09:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001705217 Filed Document 0001705217-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-11 09:43:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ikarian Healthcare Fund, L.P. See All Filings	D/A	2017-12-11 09:40:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656436 Filed Document 0001656436-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-11 09:40:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Agency MBS Trust See All Filings	D/A	2017-12-11 09:40:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001685026-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-11 09:40:10 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
NHIT: Core Disciplined Alpha Trust See All Filings	D/A	2017-12-11 09:26:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685026 Filed Document 0001685026-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-11 09:26:26 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
1212 Development Corp See All Filings	1-A/A	2017-12-11 06:24:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001705510 Filed Document 0001721868-17-000141 Accepted Date 2017-12-11 06:24:38 UTC Type of Offering 1-A/A Industry HOTELS & MOTELS Offering Tier Tier2 Principal Place of Business NEVADA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
YouNow Services LLC See All Filings	C/A	2017-12-11 06:19:41 UTC
Financial Interest 2% in the form of a Note being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001724740 Filed Document 0001724740-17-000003 Accepted Date 2017-12-11 06:19:41 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
TRADERIVER USA, INC. See All Filings	D	2017-12-08 21:39:25 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001723799 Filed Document 0001140361-17-045550 Exclusions or Exemptions 506b Accepted Date 2017-12-08 21:39:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Lemon Tree Passage Inc. See All Filings	1-A/A	2017-12-08 21:09:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001713621 Filed Document 0001713621-17-000008 Accepted Date 2017-12-08 21:09:25 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
YouNow Services LLC See All Filings	C	2017-12-08 20:54:47 UTC
Financial Interest 2% in the form of a Note being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $107,000 CIK Number 0001724740 Filed Document 0001724740-17-000001 Accepted Date 2017-12-08 20:54:47 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Paradigm Diagnostics, Inc. See All Filings	D/A	2017-12-08 20:31:52 UTC
Amount To Be Raised $8,999,998 Associated Brokers / Dealers N/A CIK Number 0001690852 Filed Document 0001690852-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-08 20:31:52 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
1Up Grading Company, Inc. See All Filings	D	2017-12-08 20:25:18 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001711064 Filed Document 0001711064-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-08 20:25:18 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Springboard, LLC See All Filings	D	2017-12-08 19:57:34 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers NA CIK Number 0001679269 Filed Document 0001679269-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-08 19:57:34 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FourPoint Holdings, LLC See All Filings	D	2017-12-08 19:45:12 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001597308 Filed Document 0001597308-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-08 19:45:12 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Napali Six, LLC See All Filings	D	2017-12-08 18:39:04 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001724738 Filed Document 0001654954-17-011444 Exclusions or Exemptions 506b Accepted Date 2017-12-08 18:39:04 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sequitur Health Corp. See All Filings	D	2017-12-08 18:06:18 UTC
Amount To Be Raised $3,000 Associated Brokers / Dealers N/A CIK Number 0001724666 Filed Document 0001724666-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-12-08 18:06:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Avua Corporation See All Filings	C/A	2017-12-08 17:43:39 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001705545 Filed Document 0001670254-17-000374 Accepted Date 2017-12-08 17:43:39 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Premergy, Inc. See All Filings	D	2017-12-08 17:38:30 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers none CIK Number 0001653010 Filed Document 0001653010-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:38:30 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND See All Filings	D/A	2017-12-08 17:36:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001139696 Filed Document 0001139696-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:36:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QHR Development, LLC See All Filings	D	2017-12-08 17:30:09 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001723777 Filed Document 0001214659-17-007240 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:30:09 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
PIMCO Seven Point Fund, L.P. See All Filings	D/A	2017-12-08 17:29:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001711140 Filed Document 0001711140-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:29:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIA Ventures Leaflink SPV, LP See All Filings	D	2017-12-08 17:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724700 Filed Document 0001724700-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:28:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Tactical Opportunities Onshore Fund L.P. See All Filings	D/A	2017-12-08 17:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001569541 Filed Document 0001569541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:27:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Campagna Motors USA, Inc. See All Filings	1-A POS	2017-12-08 17:27:30 UTC
Amount To Be Raised $7 Associated Brokers / Dealers N/A CIK Number 0001688545 Filed Document 0001144204-17-063013 Accepted Date 2017-12-08 17:27:30 UTC Type of Offering 1-A POS Industry MOTORCYCLES, BICYCLES & PARTS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $423,922 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
PIMCO Tactical Opportunities Offshore Fund L.P. See All Filings	D/A	2017-12-08 17:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001569540 Filed Document 0001569540-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Private Funds LLC - PIMCO Large Cap StocksPLUS Absolute Return Fund See All Filings	D/A	2017-12-08 17:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001460669 Filed Document 0001460669-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:23:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC See All Filings	D/A	2017-12-08 17:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001559559 Filed Document 0001559559-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:21:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forest Devices, Inc. See All Filings	D	2017-12-08 17:21:38 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001647635 Filed Document 0001647635-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:21:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO Tail Risk Hedging March Onshore Fund LLC See All Filings	D/A	2017-12-08 17:20:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001585851 Filed Document 0001585851-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:20:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC See All Filings	D/A	2017-12-08 17:19:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571428 Filed Document 0001571428-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:19:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Tail Risk Hedging September Onshore Fund LLC See All Filings	D/A	2017-12-08 17:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001589071 Filed Document 0001589071-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:18:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. See All Filings	D/A	2017-12-08 17:17:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001565437 Filed Document 0001565437-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:17:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO RAE Fundamental US Fund LLC See All Filings	D/A	2017-12-08 17:13:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644801 Filed Document 0001644801-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-08 17:13:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund