Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VALUATION RESEARCH CORP See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $65,700 Associated Brokers / Dealers N/A CIK Number 0000765243 Filed Document 0001042167-15-000114 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Engle Capital Partners Offshore, Ltd. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644208 Filed Document 0001012975-15-000554 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASB ALLEGIANCE REAL ESTATE FUND, LP See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583736 Filed Document 0001583736-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deaf Reawakening Ltd Liability Co See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001648588 Filed Document 0001648588-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Cricket Media Group Ltd. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $1,597,000 Associated Brokers / Dealers N/A CIK Number 0001527457 Filed Document 0001062993-15-004023 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Heritage Holdings L.P. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $4,822,060 Associated Brokers / Dealers N/A CIK Number 0001595603 Filed Document 0001595603-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
CREATIVE REALITIES, INC. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001356093 Filed Document 0001288230-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CAPRICORN AIP - CREDIT STRATEGIES LP See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427083 Filed Document 0000950103-15-005842 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Alpha Fund LP See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647599 Filed Document 0001647599-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beta Retail, Inc. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646692 Filed Document 0001532134-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
COLUMBUS EXPLORATION CORP See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $231,669 Associated Brokers / Dealers N/A CIK Number 0001474607 Filed Document 0001183740-15-000191 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mati Inc. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $1,349,987 Associated Brokers / Dealers N/A CIK Number 0001649456 Filed Document 0001649456-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CEMOF II Offshore Investors, L.P. See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Alistithmar Capital, Morgan Stanley Smith Barney LLC, and Bank Julius Baer & Co. Ltd. CIK Number 0001630794 Filed Document 0001630794-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HW TB II Incentive Holdings LLC See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649403 Filed Document 0001649403-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avance on North College Hill, LLC See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001649032 Filed Document 0001649032-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
PulsedLight, Inc. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001624744 Filed Document 0001624744-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Smart OES LLC See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001512087 Filed Document 0001512087-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cultivation Technologies, Inc. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001649005 Filed Document 0001649005-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Series A of Gaw Capital U.S. Value Add REIT I, LLC See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised $89,964,921 Associated Brokers / Dealers Charles B. Harrison, Christopher Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori D. Mayfield CIK Number 0001615021 Filed Document 0001615021-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Patriot Financial Partners Parallel II, L.P. See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised $293,000,000 Associated Brokers / Dealers N/A CIK Number 0001586224 Filed Document 0001586224-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boardwalk Frozen Treats, LLC See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Axiom Capital Management, Inc. and 1st Discount Brokerage, Inc. CIK Number 0001580000 Filed Document 0001580000-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BBM Brazil Equity Fund LLC See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535188 Filed Document 0001535188-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA MPS SSD, Ltd. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $155,140,000 Associated Brokers / Dealers N/A CIK Number 0001647543 Filed Document 0000950142-15-001761 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Kimberlite Frontier Africa Fund (US), L.P. See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611832 Filed Document 0001315863-15-000625 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Global Systems, Inc. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001581455 Filed Document 0001581455-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AV Greenbriar, LLC See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001649237 Filed Document 0001649237-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Equis TW Feeder L.P. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $320,200,000 Associated Brokers / Dealers N/A CIK Number 0001636287 Filed Document 0001636287-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rivercrest Royalties II, LLC See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $16,243,850 Associated Brokers / Dealers N/A CIK Number 0001649049 Filed Document 0001649049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lewis & Clark Ventures I, LP See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648358 Filed Document 0001648358-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capricorn AIP-Private Investment Fund I, L.P. See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509794 Filed Document 0000950103-15-005843 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WestFax Brewing Co See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers Anthony P. Martuscello CIK Number 0001642295 Filed Document 0001642295-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
WGI Emerging Markets Fund, LLC. See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fair Haven Partners, LLC CIK Number 0001527399 Filed Document 0001527399-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinky Boots Toronto Ltd Liability Co See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001634241 Filed Document 0001634241-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
VisitDays Corp. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001649217 Filed Document 0001649217-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Bazooka Jane, Inc. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001649077 Filed Document 0001649077-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Acrobatiq, Inc. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $9,270,004 Associated Brokers / Dealers East Wind Securities, LLC CIK Number 0001648126 Filed Document 0000898432-15-000933 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CREATIVE REALITIES, INC. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001356093 Filed Document 0001288230-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
1873 Group, LLC See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001630959 Filed Document 0001630959-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MIGHTY NETWORKS, INC. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001619550 Filed Document 0001140361-15-028873 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PAB Neighborhood Kitchen #1, LLC See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649707 Filed Document 0001649707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Alianza Inc See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised $9,412,900 Associated Brokers / Dealers N/A CIK Number 0001373175 Filed Document 0001373175-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
THRIVE CAUSEMETICS, INC. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001649038 Filed Document 0001649038-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Martingale Investment Trust, Series 1-U.S. Low Volatility LargeCap See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001579217 Filed Document 0001579217-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corrum Capital Global Credit Opportunities Co-Investment Fund I, L.P. See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600503 Filed Document 0001600503-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Patriot Financial Partners II, L.P. See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised $293,000,000 Associated Brokers / Dealers N/A CIK Number 0001583223 Filed Document 0001583223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Japan Solar L.P. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $770,730,000 Associated Brokers / Dealers N/A CIK Number 0001636125 Filed Document 0001636125-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finisterre Sovereign Debt Partners, LP See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Prime Securities Services (USA) LLC CIK Number 0001478574 Filed Document 0000919574-15-005544 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Global Systems, Inc. See All Filings	D/A	2015-07-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001581455 Filed Document 0001581455-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Dali Systems Co. Ltd. See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $3,570,409 Associated Brokers / Dealers N/A CIK Number 0001466248 Filed Document 0001466248-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Colt Ranch & Land Partners I LP See All Filings	D	2015-07-27 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001649267 Filed Document 0001649267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity