Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2017-12-12 17:49:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:49:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CNine Biosolutions, LLC See All Filings	D	2017-12-12 17:44:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001725170 Filed Document 0001725170-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:44:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA LARGE CAP PARTNERSHIP LLC See All Filings	D/A	2017-12-12 17:30:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442547 Filed Document 0001442547-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:30:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Route 2 Capital Partners SBIC, L.P. See All Filings	D	2017-12-12 17:28:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724981 Filed Document 0001724981-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:28:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Fair Lane Investment Partners, L.P. See All Filings	D/A	2017-12-12 17:27:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626346 Filed Document 0001706901-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:27:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom-Prairie, LLC See All Filings	D	2017-12-12 17:24:46 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001724838 Filed Document 0001724838-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-12-12 17:24:46 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ALUNG TECHNOLOGIES INC See All Filings	D/A	2017-12-12 17:22:35 UTC
Amount To Be Raised $42,646,843 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001179295 Filed Document 0001179295-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:22:35 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
KYN Capital Group, Inc. See All Filings	1-A	2017-12-12 17:16:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001724293 Filed Document 0001683168-17-003288 Accepted Date 2017-12-12 17:16:42 UTC Type of Offering 1-A Industry FINANCE LESSORS Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
TRG Argentina Private Equity Fund, L.P. See All Filings	D/A	2017-12-12 17:09:29 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001692146 Filed Document 0000947871-17-001001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finger Lakes Region Rural Broadband Company, Inc. See All Filings	1-A POS	2017-12-12 17:08:13 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers 0 CIK Number 0001579586 Filed Document 0001640170-17-000006 Accepted Date 2017-12-12 17:08:13 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
CMWA International Small Cap Partnership LLC See All Filings	D/A	2017-12-12 17:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484940 Filed Document 0001484940-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:07:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TRG Argentina PE Fund LLC See All Filings	D/A	2017-12-12 17:07:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692264 Filed Document 0000947871-17-001000 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:07:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHANGE Global Frontier Markets Offshore, Ltd. See All Filings	D	2017-12-12 17:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723876 Filed Document 0001723876-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:06:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galaxy Tucson LLC See All Filings	D	2017-12-12 17:05:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Galaxy Tucson LLC CIK Number 0001720682 Filed Document 0001720682-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-12-12 17:05:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Ovabrite, Inc. See All Filings	D	2017-12-12 17:04:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001699221 Filed Document 0001716395-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:04:38 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AFFINITY BIOSENSORS LLC See All Filings	D/A	2017-12-12 17:04:20 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001424288 Filed Document 0001424288-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:04:20 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
InspireMD, Inc. See All Filings	D	2017-12-12 17:00:26 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001433607 Filed Document 0001493152-17-014514 Exclusions or Exemptions 506b Accepted Date 2017-12-12 17:00:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
SimpleHealth Ventures Inc. See All Filings	D	2017-12-12 16:57:43 UTC
Amount To Be Raised $8,289,769 Associated Brokers / Dealers N/A CIK Number 0001639667 Filed Document 0001639667-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:57:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Gateway Region Rural Broadband Company, Inc. See All Filings	1-A/A	2017-12-12 16:57:37 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001640170 Filed Document 0001640170-17-000004 Accepted Date 2017-12-12 16:57:37 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
SWL Therapies LLC See All Filings	D	2017-12-12 16:57:30 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001725122 Filed Document 0001209191-17-065226 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:57:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SolidEnergy Systems Corp. See All Filings	D	2017-12-12 16:53:43 UTC
Amount To Be Raised $35,734,209 Associated Brokers / Dealers N/A CIK Number 0001587226 Filed Document 0001587226-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:53:43 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AEW Core Property Trust (US) Inc See All Filings	D/A	2017-12-12 16:47:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409684 Filed Document 0001409684-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:47:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Equity
FOX RUN ALPHA FUND LP See All Filings	D/A	2017-12-12 16:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455434 Filed Document 0001455434-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:42:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Avente Capital Partners I LP See All Filings	D/A	2017-12-12 16:37:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640705 Filed Document 0000919574-17-008562 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:37:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartStory Technologies, Inc. See All Filings	D/A	2017-12-12 16:31:24 UTC
Amount To Be Raised $2,356,313 Associated Brokers / Dealers N/A CIK Number 0001591383 Filed Document 0001591383-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:31:24 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
1893 Fund, LLC See All Filings	D/A	2017-12-12 16:23:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626927 Filed Document 0001706901-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:23:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OutMatch Holdings, LLC See All Filings	D	2017-12-12 16:21:08 UTC
Amount To Be Raised $323,000 Associated Brokers / Dealers N/A CIK Number 0001725110 Filed Document 0001725110-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:21:08 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Torch Credit Opportunities Feeder Fund I-A LLC See All Filings	D	2017-12-12 16:18:55 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001723321 Filed Document 0001725084-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:18:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiveCare Corp. See All Filings	D	2017-12-12 16:17:09 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001721860 Filed Document 0001721860-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:17:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
100INSIGHTS, INC See All Filings	D	2017-12-12 16:16:53 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001651654 Filed Document 0001651654-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:16:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AIR INDUSTRIES GROUP See All Filings	D	2017-12-12 16:14:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001009891 Filed Document 0001193805-17-003595 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:14:25 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CMWA Private Equity 2017 LLC See All Filings	D/A	2017-12-12 16:13:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714483 Filed Document 0001714483-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:13:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Micro Cap Fund LLC See All Filings	D/A	2017-12-12 16:00:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-12 16:00:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Distributed Security, Inc. See All Filings	C/A	2017-12-12 15:56:56 UTC
Financial Interest None. Filing Platform truCrowd, Inc Offering Amount $90,000 CIK Number 0001710013 Filed Document 0001710013-17-000003 Accepted Date 2017-12-12 15:56:56 UTC Type of Offering C/A Security Offered Amount 30 Security Offered Type Other State ILLINOIS
AS PROPERTY NIXON REIT LLC See All Filings	D	2017-12-12 15:56:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001724083 Filed Document 0001724083-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:56:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Trillium Therapeutics Inc. See All Filings	D	2017-12-12 15:55:29 UTC
Amount To Be Raised $19,975,000 Associated Brokers / Dealers Cowen and Company, LLC CIK Number 0001616212 Filed Document 0001062993-17-005233 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:55:29 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Alliant Tax Credit Fund 89, Ltd. See All Filings	D	2017-12-12 15:54:37 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., and Compass Securities Corporation CIK Number 0001725084 Filed Document 0001725084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:54:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coleman Self-Storage LLLP See All Filings	D	2017-12-12 15:46:24 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001725133 Filed Document 0001725133-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:46:24 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Defensive Strategies Partnership, LLC See All Filings	D/A	2017-12-12 15:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:42:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Senscio Systems, Inc. See All Filings	D	2017-12-12 15:42:20 UTC
Amount To Be Raised $10,832,147 Associated Brokers / Dealers N/A CIK Number 0001574059 Filed Document 0001574059-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:42:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
3D Tech Plus, LLC See All Filings	D	2017-12-12 15:38:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578203 Filed Document 0001144204-17-063316 Exclusions or Exemptions 506c Accepted Date 2017-12-12 15:38:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP REIT II, Inc. See All Filings	D/A	2017-12-12 15:31:06 UTC
Amount To Be Raised $97,000,000 Associated Brokers / Dealers MVP American Securities CIK Number 0001642985 Filed Document 0001642985-17-000202 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:31:06 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2017-12-12 15:26:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:26:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SCS Holdco, LLC See All Filings	D/A	2017-12-12 15:25:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658302 Filed Document 0001658302-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:25:08 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zero Coupon Pharmacy VIII DST See All Filings	D/A	2017-12-12 15:23:33 UTC
Amount To Be Raised $17,337,655 Associated Brokers / Dealers David B. Levinson, Joseph Kocsis, William S. Sheehan, Michael D. Franklin, Steven I. Kolinsky, Inland Securities Corporation, and Debra J. Schleining CIK Number 0001719717 Filed Document 0001719717-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:23:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Skyline Medical Inc. See All Filings	D	2017-12-12 15:22:42 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers David Weinstein CIK Number 0001446159 Filed Document 0001288230-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:22:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
O'Brien Investment Group Quantitative Global Macro Futures Fund, LP See All Filings	D/A	2017-12-12 15:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660366 Filed Document 0001660366-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:20:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pipeline Equity Inc. See All Filings	D/A	2017-12-12 15:17:31 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001724824 Filed Document 0001724824-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:17:31 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MT CB VS Komuna Palo Alto, LLC See All Filings	D	2017-12-12 15:13:37 UTC
Amount To Be Raised $1,273,584 Associated Brokers / Dealers N/A CIK Number 0001725031 Filed Document 0001725031-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:13:37 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2017-12-12 15:12:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-12-12 15:12:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity