Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Zero Motorcycles Inc See All Filings	D	2017-12-15 12:06:42 UTC
Amount To Be Raised $15,167,292 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-15 12:06:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iPosi, Inc. See All Filings	D/A	2017-12-15 12:05:37 UTC
Amount To Be Raised $87,500 Associated Brokers / Dealers N/A CIK Number 0001564268 Filed Document 0001564268-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-15 12:05:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wigmore Street VI Co-Investment No.3 LP See All Filings	D	2017-12-15 12:03:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723579 Filed Document 0001723579-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-15 12:03:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waverly Labs Inc See All Filings	D	2017-12-15 12:02:03 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001720044 Filed Document 0001720044-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-15 12:02:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Claren Road Credit Opportunities Partners, LP See All Filings	D/A	2017-12-15 12:01:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474921 Filed Document 0000919574-17-008624 Exclusions or Exemptions 506b Accepted Date 2017-12-15 12:01:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SW SF Investors, LLC See All Filings	D	2017-12-15 11:59:31 UTC
Amount To Be Raised $3,910,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001721762 Filed Document 0001721762-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:59:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Wigmore Street VI Co-Investment No.2 LP See All Filings	D	2017-12-15 11:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723592 Filed Document 0001723592-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:58:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claren Road Credit Fund, Ltd. See All Filings	D/A	2017-12-15 11:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474920 Filed Document 0000919574-17-008622 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:53:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Virtua Land Acquisition Fund II, LLC See All Filings	D	2017-12-15 11:52:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001725549 Filed Document 0001725549-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-15 11:52:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wigmore Street VI Co-Investment No.1 LP See All Filings	D	2017-12-15 11:51:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723612 Filed Document 0001723612-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:51:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW JERSEY KIDNEY STONE CENTER LLC See All Filings	D	2017-12-15 11:43:32 UTC
Amount To Be Raised $31,683 Associated Brokers / Dealers N/A CIK Number 0001118200 Filed Document 0001118200-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:43:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Qleek Inc. See All Filings	D	2017-12-15 11:43:06 UTC
Amount To Be Raised $662,692 Associated Brokers / Dealers N/A CIK Number 0001670113 Filed Document 0001670113-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:43:06 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Witt/Kieffer Inc. See All Filings	D	2017-12-15 11:41:52 UTC
Amount To Be Raised $575,516 Associated Brokers / Dealers N/A CIK Number 0001411942 Filed Document 0001411942-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:41:52 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Claren Road Credit Partners, LP See All Filings	D/A	2017-12-15 11:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353586 Filed Document 0000919574-17-008620 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spectra Latin America Private Equity III LP See All Filings	D	2017-12-15 11:38:13 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Liberty Global Capital Services, LLC CIK Number 0001725511 Filed Document 0001725511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:38:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HC NCBR Fund See All Filings	D/A	2017-12-15 11:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641723 Filed Document 0001706901-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:30:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinship Landing Ltd. See All Filings	D	2017-12-15 11:18:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001724866 Filed Document 0001724866-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-12-15 11:18:02 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Pzena U.S. Best Ideas Fund, LP See All Filings	D	2017-12-15 11:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001725518 Filed Document 0001315863-17-000943 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:16:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pine State Opportunity Partners I, LP See All Filings	D	2017-12-15 11:12:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654084 Filed Document 0001654084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:12:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Medical Cannabis Payment Solutions See All Filings	1-A/A	2017-12-15 11:12:49 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers (TBD) CIK Number 0001710243 Filed Document 0001477932-17-006100 Accepted Date 2017-12-15 11:12:49 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business WYOMING Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Arel Austin IV LP See All Filings	D/A	2017-12-15 11:08:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721946 Filed Document 0000902664-17-004588 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:08:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Tradition Fund II, LP See All Filings	D	2017-12-15 11:04:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crito Capital LLC CIK Number 0001697899 Filed Document 0001315863-17-000942 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:04:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SQM Frontier Middle East Fund, LP See All Filings	D/A	2017-12-15 11:00:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507657 Filed Document 0001507657-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 11:00:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQM Frontier Middle East Fund (Offshore), Ltd. See All Filings	D/A	2017-12-15 10:56:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507785 Filed Document 0001507785-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:56:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alphadyne Global Rates Partners II, LP See All Filings	D/A	2017-12-15 10:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536736 Filed Document 0000919574-17-008617 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Chalmette, LLC See All Filings	D	2017-12-15 10:43:44 UTC
Amount To Be Raised $2,564,163 Associated Brokers / Dealers N/A CIK Number 0001725264 Filed Document 0001461373-17-000059 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:43:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Thirty Seven Capital Fund LLC - Series 2 See All Filings	D	2017-12-15 10:41:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722547 Filed Document 0001013594-17-000823 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:41:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Superflex, Inc. See All Filings	D	2017-12-15 10:39:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001690545 Filed Document 0001690545-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:39:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLINICIENT, INC See All Filings	D	2017-12-15 10:39:04 UTC
Amount To Be Raised $262,500 Associated Brokers / Dealers N/A CIK Number 0001299671 Filed Document 0001299671-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:39:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Thirty Seven Capital Fund LLC - Series 1 See All Filings	D	2017-12-15 10:37:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722540 Filed Document 0001013594-17-000822 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:37:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Master Portfolio (C), Ltd See All Filings	D/A	2017-12-15 10:36:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498621 Filed Document 0001498621-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:36:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARD FARMS, LLC See All Filings	D	2017-12-15 10:36:49 UTC
Amount To Be Raised $445,000 Associated Brokers / Dealers N/A CIK Number 0001724635 Filed Document 0001724635-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:36:49 UTC Type of Offering D Industry Commercial Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
BARD DISTILLERY, LLC See All Filings	D	2017-12-15 10:30:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001724630 Filed Document 0001724630-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:30:45 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
MY FAIR LADY NY LLC See All Filings	D	2017-12-15 10:19:16 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001719898 Filed Document 0001719898-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:19:16 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
PRDC Custodial Account II, LLC See All Filings	D	2017-12-15 10:15:27 UTC
Amount To Be Raised $14,700,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001724993 Filed Document 0001724993-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:15:27 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
SILVER LINING FUND, L.P. See All Filings	D/A	2017-12-15 10:14:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518960 Filed Document 0001518960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:14:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Active Owners Fund LP See All Filings	D/A	2017-12-15 10:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506732 Filed Document 0001019056-17-000805 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:14:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stone Bancshares, Inc. See All Filings	1-A	2017-12-15 10:10:20 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001718873 Filed Document 0001718873-17-000008 Accepted Date 2017-12-15 10:10:20 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business ARKANSAS Revenue or Assets -$1 State of Jurisdiction ARKANSAS Type of Security Equity (common or preferred stock)
Ironsides Opportunities Fund, L.P. See All Filings	D	2017-12-15 10:05:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724297 Filed Document 0001724297-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:05:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Alternative Yield Fund See All Filings	D/A	2017-12-15 10:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683594 Filed Document 0001683594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:02:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma World Core Cayman Fund, Ltd. See All Filings	D/A	2017-12-15 09:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661040 Filed Document 0000919574-17-008615 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:58:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Helmerich & Payne, Inc. See All Filings	D	2017-12-15 09:58:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0000046765 Filed Document 0000950172-17-000097 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:58:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $Over $100,000,000 Type of Security Equity
Diamond Kinetics, Inc. See All Filings	D	2017-12-15 09:52:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613961 Filed Document 0001613961-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:52:12 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Harren HCA, Inc. See All Filings	D	2017-12-15 09:51:12 UTC
Amount To Be Raised $22,946,758 Associated Brokers / Dealers N/A CIK Number 0001725177 Filed Document 0001012975-17-000928 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:51:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Paragon Southwest Medical Waste, LLC See All Filings	D	2017-12-15 09:50:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Gulfstar Group I, Ltd CIK Number 0001725545 Filed Document 0001725545-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:50:34 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Emerging Markets Equity Advantage Fund, a series of Lazard Investment Trust See All Filings	D/A	2017-12-15 09:48:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628189 Filed Document 0001628189-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:48:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Japanese Strategic Equity Fund, a series of Lazard Investment Trust See All Filings	D/A	2017-12-15 09:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628188 Filed Document 0001628188-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:45:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Healthcare Partners LLC See All Filings	D	2017-12-15 09:36:15 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001725524 Filed Document 0001725524-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:36:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Opportunity Income Plus LP See All Filings	D/A	2017-12-15 09:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581172 Filed Document 0001581172-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-15 09:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galaxy Digital Assets Offshore Fund Ltd See All Filings	D	2017-12-15 09:07:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724800 Filed Document 0001724800-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-15 09:07:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund