|
|
D/A |
2017-12-15 17:32:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606667
- Filed Document
- 0001606667-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:32:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-15 17:29:12 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725457
- Filed Document
- 0001725457-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:29:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2017-12-15 17:28:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670863
- Filed Document
- 0001539368-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:28:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-15 17:28:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645070
- Filed Document
- 0000895345-17-000365
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:28:23 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-15 17:27:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722742
- Filed Document
- 0001722742-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:27:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|
|
|
D |
2017-12-15 17:19:47 UTC |
- Amount To Be Raised
- $212,621
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634413
- Filed Document
- 0001493152-17-014674
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:19:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-12-15 17:17:07 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643773
- Filed Document
- 0001643773-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:17:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2017-12-15 17:17:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brookfield Private Advisors LLC, UBS Switzerland AG, and Merrill Lynch, Pierce, Fenner and Smith Incorporated
- CIK Number
- 0001723599
- Filed Document
- 0001723597-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:17:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-15 17:16:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618151
- Filed Document
- 0001539368-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:16:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-15 17:16:03 UTC |
- Amount To Be Raised
- $74,437
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001555048
- Filed Document
- 0001405086-17-000247
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:16:03 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-15 17:15:37 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725080
- Filed Document
- 0001725080-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:15:37 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2017-12-15 17:15:23 UTC |
- Financial Interest
- The intermediary will receive a number of shares of Series Seed Preferred Stock of the issuer that is equal to 2% (two percent) of the total number of shares of Series Seed Preferred Stock sold by the issuer in in the Offering.
- Filing Platform
- First Democracy VC
- Offering Amount
- $570,000
- CIK Number
- 0001718518
- Filed Document
- 0001718518-17-000005
- Accepted Date
- 2017-12-15 17:15:23 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 50,000
- Security Offered Type
- Common Stock
- State
- CALIFORNIA
|
|
|
D |
2017-12-15 17:15:01 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Christopher Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001709645
- Filed Document
- 0001162677-17-000079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:15:01 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-15 17:14:39 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598665
- Filed Document
- 0001209191-17-066012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:14:39 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-12-15 17:14:27 UTC |
- Amount To Be Raised
- $4,393,666
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001403467
- Filed Document
- 0001403467-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:14:27 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-12-15 17:13:48 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Christopher Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001723600
- Filed Document
- 0001162677-17-000078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:13:48 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-15 17:12:41 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Christopher Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001723601
- Filed Document
- 0001162677-17-000077
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:12:41 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-15 17:12:04 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672144
- Filed Document
- 0001672144-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:12:04 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-15 17:10:47 UTC |
- Amount To Be Raised
- $19,790,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725208
- Filed Document
- 0001725208-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:10:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D |
2017-12-15 17:10:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722769
- Filed Document
- 0001722769-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:10:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-12-15 17:08:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616867
- Filed Document
- 0001539368-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:08:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-15 17:07:59 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001725316
- Filed Document
- 0000905718-17-001028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:07:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-15 17:05:25 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001022505
- Filed Document
- 0001493152-17-014665
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:05:25 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-12-15 17:04:20 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001724943
- Filed Document
- 0000950142-17-002217
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:04:20 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-15 17:03:16 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001724956
- Filed Document
- 0000950142-17-002216
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:03:16 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-15 17:02:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684910
- Filed Document
- 0001684910-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:02:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-15 17:01:42 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719326
- Filed Document
- 0001719326-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 17:01:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2017-12-15 16:58:15 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724954
- Filed Document
- 0001724954-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:58:15 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-15 16:55:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595467
- Filed Document
- 0001539368-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:55:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-15 16:53:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708934
- Filed Document
- 0001708934-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:53:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-15 16:53:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678204
- Filed Document
- 0001678204-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:53:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-15 16:50:35 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725067
- Filed Document
- 0001580695-17-000591
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:50:35 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-15 16:49:01 UTC |
- Amount To Be Raised
- $14,524,504
- Associated Brokers / Dealers
- Drexel Hamilton, LLC, Joseph Gunnar & Co., LLC, Katalyst Securities, LLC, and Benjamin Jerold I, LLC
- CIK Number
- 0001584754
- Filed Document
- 0001615774-17-007376
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:49:01 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-15 16:43:22 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724954
- Filed Document
- 0001724954-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:43:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-15 16:42:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539368
- Filed Document
- 0001539368-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:42:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-15 16:40:50 UTC |
- Amount To Be Raised
- $5,849,999
- Associated Brokers / Dealers
- Jeffrey Patterson Anthony
- CIK Number
- 0001678255
- Filed Document
- 0001678255-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:40:50 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-15 16:28:29 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595512
- Filed Document
- 0001595512-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-12-15 16:28:29 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-12-15 16:26:15 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725426
- Filed Document
- 0001725426-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:26:15 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-12-15 16:25:51 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723437
- Filed Document
- 0001723437-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:25:51 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-15 16:22:08 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725431
- Filed Document
- 0001719009-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:22:08 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
1-A |
2017-12-15 16:20:47 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716516
- Filed Document
- 0001193125-17-370768
- Accepted Date
- 2017-12-15 16:20:47 UTC
- Type of Offering
- 1-A
- Industry
- INVESTORS, NEC
- Offering Tier
- Tier1
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $45,469,232
- State of Jurisdiction
- PENNSYLVANIA
- Type of Security
- Debt
|
|
|
D |
2017-12-15 16:19:54 UTC |
- Amount To Be Raised
- $155,173
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001161582
- Filed Document
- 0001161697-17-000542
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:19:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-15 16:19:24 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724823
- Filed Document
- 0001724823-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:19:24 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-12-15 16:15:40 UTC |
- Amount To Be Raised
- $206,776
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725569
- Filed Document
- 0001183740-17-000247
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:15:40 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-15 16:14:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628597
- Filed Document
- 0000902664-17-004592
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:14:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-15 16:09:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487217
- Filed Document
- 0001708934-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 16:09:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-15 15:59:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS AG New York Branch and UBS Financial Services Inc.
- CIK Number
- 0001276988
- Filed Document
- 0001276988-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 15:59:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-15 15:58:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001722866
- Filed Document
- 0001722866-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-12-15 15:58:41 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2017-12-15 15:56:31 UTC |
- Amount To Be Raised
- $600,000,000
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and Innovation Partners, LLC
- CIK Number
- 0001721102
- Filed Document
- 0000950142-17-002211
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 15:56:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-15 15:56:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723989
- Filed Document
- 0001723989-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-15 15:56:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|