Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KKR Real Estate Partners Europe L.P. See All Filings	D	2015-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649792 Filed Document 0001649792-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNATIONAL STRATEGIES FUND LLC See All Filings	D/A	2015-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094533 Filed Document 0001094533-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SENSICS INC See All Filings	D	2015-08-05 00:00:00 UTC
Amount To Be Raised $1,600,005 Associated Brokers / Dealers N/A CIK Number 0001429714 Filed Document 0001429714-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ViewRay, Inc. See All Filings	D	2015-08-05 00:00:00 UTC
Amount To Be Raised $26,703,520 Associated Brokers / Dealers Northland Securities, Inc., Katalyst Securities LLC, Trout Capital LLC, MLV & Co. LLC, American Portfolios Financial Services, Inc., and Dinosaur Securities LLC CIK Number 0001597313 Filed Document 0001140361-15-030358 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Excellere Capital Fund III, L.P. See All Filings	D	2015-08-05 00:00:00 UTC
Amount To Be Raised $595,000,000 Associated Brokers / Dealers N/A CIK Number 0001650116 Filed Document 0001140361-15-031279 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WOLFF REAL ESTATE PARTNERS III, L.P. See All Filings	D	2015-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649918 Filed Document 0001649918-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC OFFSHORE INVESTMENTS II, SPC-SEGREGATED PORTFOLIO A See All Filings	D/A	2015-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620977 Filed Document 0000919574-15-005663 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TI Platform JF Co-Investment Fund, L.P. See All Filings	D	2015-08-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001650090 Filed Document 0001650090-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAIOUT, INC See All Filings	D/A	2015-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647264 Filed Document 0001647264-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
RegenMedTX, LLC See All Filings	D/A	2015-08-05 00:00:00 UTC
Amount To Be Raised $6,366,667 Associated Brokers / Dealers N/A CIK Number 0001629560 Filed Document 0001629560-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ALMOST FAMILY INC See All Filings	D	2015-08-05 00:00:00 UTC
Amount To Be Raised $10,651,877 Associated Brokers / Dealers N/A CIK Number 0000799231 Filed Document 0000799231-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $Over $100,000,000 Type of Security Equity
Multi-Advisor Funds U.S. Equities Fund - Vulcan Value Partners, LLC See All Filings	D	2015-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001649950 Filed Document 0001405086-15-000203 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HCP GLOBAL INVESTMENT FUND LP See All Filings	D/A	2015-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458524 Filed Document 0001636373-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vergence Technologies, Inc. See All Filings	D	2015-08-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650656 Filed Document 0001650656-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
DATARAM CORP See All Filings	D	2015-08-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000027093 Filed Document 0001171520-15-000467 Exclusions or Exemptions 506b Accepted Date 2015-08-05 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Statisfy, Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001618468 Filed Document 0001618468-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JUMPDESK LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $248,000 Associated Brokers / Dealers N/A CIK Number 0001649351 Filed Document 0001649351-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $23,767 Associated Brokers / Dealers Jason Burlie, Steve Cwienkala, and Douglas Woolley CIK Number 0001135856 Filed Document 0001135856-15-000229 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rule One Capital LP See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648904 Filed Document 0000950138-15-000567 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen AppNexus Fund LLC See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001645658 Filed Document 0001445866-15-000859 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thayer Street CU-Com I, LLC See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613880 Filed Document 0001012975-15-000572 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Access Systems, Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001555025 Filed Document 0001555025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Dealpath, Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001631927 Filed Document 0001631927-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCAN Investments 2015 LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001647704 Filed Document 0001647704-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Jive NPL Opportunity Fund (A), LP See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612375 Filed Document 0001507943-15-000104 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sutherland Fund, LP See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001542202 Filed Document 0001542202-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PureWine Inc. See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001637604 Filed Document 0001637604-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
L Capital Partners LP See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised $112,100,000 Associated Brokers / Dealers N/A CIK Number 0001644682 Filed Document 0001644682-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tampa 09-15 LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001649571 Filed Document 0001649571-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CIPHERLOC Corp See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0000721748-15-000575 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JHBS Investments LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001647093 Filed Document 0001647093-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aerin Medical, Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $14,355,003 Associated Brokers / Dealers N/A CIK Number 0001536647 Filed Document 0001536647-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOURWORLD SPV I, LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC CIK Number 0001649391 Filed Document 0000919574-15-005636 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund XXV LLC See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001630994 Filed Document 0001630994-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Black Marlin Fund 2014 LP See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615679 Filed Document 0001615679-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talksho, Inc. See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001514721 Filed Document 0001514721-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Sterling Real Estate Trust See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001412502-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
CASREV FUND II - USD L.P. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers CINVEST LTD. CIK Number 0001649562 Filed Document 0001649562-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sakara Life, Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649969 Filed Document 0001649969-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Summit Peer Fund, L.P. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001648928 Filed Document 0000897069-15-000427 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmell Therapeutics Corp See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001517941 Filed Document 0001517941-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Avvo Inc See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $56,793,800 Associated Brokers / Dealers N/A CIK Number 0001399172 Filed Document 0001399172-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BLUE CALYPSO, INC. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001399587 Filed Document 0001513162-15-000457 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Non-US All Cap Equity Fund, USD Hedged, LLC See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001642619 Filed Document 0001642619-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $3,657 Associated Brokers / Dealers Jason Burlie, Steve Cwienkala, and Douglas Woolley CIK Number 0001135856 Filed Document 0001135856-15-000228 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Thayer Street SK-OP, LLC See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613881 Filed Document 0001012975-15-000573 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GeoMedia Digital Merger Corp See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers International Assets Advisory LLC CIK Number 0001625649 Filed Document 0001013762-15-000807 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foxhill Opportunity Fund, L.P. See All Filings	D/A	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tangent Capital Partners CIK Number 0001413096 Filed Document 0001315863-15-000636 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Principia Biopharma Inc. See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised $15,292,200 Associated Brokers / Dealers N/A CIK Number 0001510487 Filed Document 0001510487-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jive NPL Opportunity Fund (B), LP See All Filings	D	2015-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612376 Filed Document 0001507943-15-000105 Exclusions or Exemptions 506b Accepted Date 2015-08-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund