Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DLT Concepts, Inc. See All Filings	D	2017-12-19 14:32:03 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001724785 Filed Document 0001724785-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-12-19 14:32:03 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Neurodyn Cognition Inc. See All Filings	D	2017-12-19 14:30:54 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001655923 Filed Document 0001140361-17-046687 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:30:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Aledade, Inc. See All Filings	D	2017-12-19 14:30:45 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001611176 Filed Document 0001611176-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:30:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ECOFIN VISTA LONG/SHORT FUND, L.P. See All Filings	D/A	2017-12-19 14:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564876 Filed Document 0000902664-17-004631 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGULER GUFF BRAZIL SPECIAL SITUATIONS FUND, LP See All Filings	D/A	2017-12-19 14:29:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and MBSC Securities Corporation CIK Number 0001723140 Filed Document 0001723140-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:29:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corex Gold Corp See All Filings	D	2017-12-19 14:29:09 UTC
Amount To Be Raised $443,476 Associated Brokers / Dealers N/A CIK Number 0001504932 Filed Document 0001140361-17-046685 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:29:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
XRad Therapeutics, Inc. See All Filings	D	2017-12-19 14:28:00 UTC
Amount To Be Raised $5,498,624 Associated Brokers / Dealers N/A CIK Number 0001724308 Filed Document 0001140361-17-046682 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:28:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonwealth Soccer, LLC See All Filings	D/A	2017-12-19 14:23:31 UTC
Amount To Be Raised $4,375,000 Associated Brokers / Dealers N/A CIK Number 0001718044 Filed Document 0001718044-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-12-19 14:23:31 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
BLOCS SCHOLARSHIP 37 LLC See All Filings	D	2017-12-19 14:22:34 UTC
Amount To Be Raised $833,333 Associated Brokers / Dealers N/A CIK Number 0001725375 Filed Document 0001725375-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:22:34 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AMARILLO BIOSCIENCES INC See All Filings	D	2017-12-19 14:20:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001014763 Filed Document 0001014763-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:20:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rose Grove Offshore Fund I, Ltd. See All Filings	D/A	2017-12-19 14:19:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001452905 Filed Document 0001452905-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:19:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Rose II (B), L.P. See All Filings	D	2017-12-19 14:19:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725814 Filed Document 0001725813-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:19:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BIOVENTRIX INC See All Filings	D/A	2017-12-19 14:18:41 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:18:41 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
dYdX Trading Inc. See All Filings	D	2017-12-19 14:18:29 UTC
Amount To Be Raised $1,970,000 Associated Brokers / Dealers N/A CIK Number 0001725806 Filed Document 0001144204-17-064296 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:18:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Forethought Technologies, Inc. See All Filings	D	2017-12-19 14:12:37 UTC
Amount To Be Raised $649,999 Associated Brokers / Dealers N/A CIK Number 0001725096 Filed Document 0001725096-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:12:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canvas Technology, Inc. See All Filings	D	2017-12-19 14:03:54 UTC
Amount To Be Raised $14,999,998 Associated Brokers / Dealers N/A CIK Number 0001725678 Filed Document 0001725678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:03:54 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NET ALPHA FINANCIAL SYSTEMS LLC See All Filings	D	2017-12-19 14:03:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674668 Filed Document 0001674668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:03:37 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Private Markets Fund VII RPI LP See All Filings	D/A	2017-12-19 14:01:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690742 Filed Document 0001690742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:01:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascade Prodrug Inc. See All Filings	D	2017-12-19 14:01:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001541764 Filed Document 0001541764-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:01:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Rose Grove Partners I, LP See All Filings	D/A	2017-12-19 14:00:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001385038 Filed Document 0001385038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 14:00:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eilers, Angela Marie See All Filings	D	2017-12-19 13:55:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Angela M. Eilers CIK Number 0001725533 Filed Document 0001725533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:55:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CS1031 High Ridge Apartments, DST See All Filings	D	2017-12-19 13:51:18 UTC
Amount To Be Raised $8,555,000 Associated Brokers / Dealers N/A CIK Number 0001725751 Filed Document 0001725751-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-19 13:51:18 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
JUUL Labs, Inc. See All Filings	D	2017-12-19 13:51:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers BDT & Company, LLC CIK Number 0001520049 Filed Document 0001520049-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:51:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ATAATA, Inc. See All Filings	D	2017-12-19 13:50:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001678644 Filed Document 0001678644-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:50:04 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Capital Energy Partners Management Fund, L.P. See All Filings	D/A	2017-12-19 13:49:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692872 Filed Document 0001692872-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:49:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Capital Energy Partners (Parallel) Fund, L.P. See All Filings	D/A	2017-12-19 13:46:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692784 Filed Document 0001692784-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:46:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-19 13:46:21 UTC
Amount To Be Raised $5,926,320 Associated Brokers / Dealers Joseph Brady, Steven Russell, Bryant Kirk, Donald Harrington, and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-17-000367 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:46:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Apollo Rose II (A), L.P. See All Filings	D	2017-12-19 13:44:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725813 Filed Document 0001725813-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:44:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Capital Energy Partners, L.P. See All Filings	D/A	2017-12-19 13:43:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001692781 Filed Document 0001692781-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:43:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-19 13:41:10 UTC
Amount To Be Raised $29,058,866 Associated Brokers / Dealers Jennifer Kephart, John S. Fulton, Edward M. Lubell (Ned), and Sara D. Roth CIK Number 0001135856 Filed Document 0001135856-17-000366 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:41:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Steadfast Long Capital, L.P. See All Filings	D/A	2017-12-19 13:39:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692247 Filed Document 0001013594-17-000832 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:39:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VISTA PUBLIC STRATEGIES OFFSHORE FUND, LTD. See All Filings	D/A	2017-12-19 13:39:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688419 Filed Document 0001688419-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:39:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D/A	2017-12-19 13:37:01 UTC
Amount To Be Raised $20,000,003 Associated Brokers / Dealers VENTURE.CO BROKERAGE SERVICES LLC CIK Number 0001614824 Filed Document 0001183740-17-000250 Exclusions or Exemptions 506c Accepted Date 2017-12-19 13:37:01 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-19 13:35:34 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-17-000365 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:35:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-19 13:30:08 UTC
Amount To Be Raised $65,006,070 Associated Brokers / Dealers Andrew Arigo CIK Number 0001135856 Filed Document 0001135856-17-000364 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:30:08 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Avalon Globocare Corp. See All Filings	D	2017-12-19 13:29:09 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001630212 Filed Document 0001615774-17-007440 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:29:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-19 13:24:16 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-17-000363 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:24:16 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Neuberger Berman U.S. Equity Index PutWrite Fund LLC See All Filings	D/A	2017-12-19 13:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698121 Filed Document 0000898432-17-001311 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:23:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Still Lake Value Partners, LP See All Filings	D/A	2017-12-19 13:19:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692559 Filed Document 0001692559-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:19:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cairn Global Funds plc See All Filings	D/A	2017-12-19 13:16:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508138 Filed Document 0000902664-17-004627 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:16:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charlestowne South Augusta Investors, LLC See All Filings	D	2017-12-19 13:15:31 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001723810 Filed Document 0001723810-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:15:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BACELINE USRE INCOME FUND, LLC See All Filings	D	2017-12-19 13:04:24 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001725358 Filed Document 0001725358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:04:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nozomi Networks, Inc. See All Filings	D	2017-12-19 13:01:57 UTC
Amount To Be Raised $14,999,992 Associated Brokers / Dealers N/A CIK Number 0001689366 Filed Document 0001140361-17-046659 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:01:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1209 Capital Partners, LP See All Filings	D/A	2017-12-19 13:00:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660869 Filed Document 0001013594-17-000831 Exclusions or Exemptions 506b Accepted Date 2017-12-19 13:00:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
70-76 Passaic Avenue LLC See All Filings	D	2017-12-19 12:58:31 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001697754 Filed Document 0001697754-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:58:31 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
KHRONOS GROUP LLC - LIQUID OPPORTUNITIES FUND (US) SERIES See All Filings	D/A	2017-12-19 12:58:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456555 Filed Document 0001013594-17-000830 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:58:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cam Med LLC See All Filings	D	2017-12-19 12:56:16 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001725692 Filed Document 0001725692-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:56:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
KHRONOS LIQUID OPPORTUNITIES FUND LTD. See All Filings	D/A	2017-12-19 12:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537195 Filed Document 0001013594-17-000829 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:56:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
React, LLC See All Filings	D	2017-12-19 12:51:38 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Penny Parks CIK Number 0001725785 Filed Document 0001725785-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:51:38 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Pattern Computer, Inc. See All Filings	D	2017-12-19 12:51:34 UTC
Amount To Be Raised $3,310,000 Associated Brokers / Dealers N/A CIK Number 0001682072 Filed Document 0001656346-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-19 12:51:34 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity