Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-20 13:47:00 UTC
Amount To Be Raised $59,428,309 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-17-000371 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:47:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Towers Watson Diversifying Strategies Master Fund See All Filings	D/A	2017-12-20 13:46:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594162 Filed Document 0001594162-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:46:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viscogliosi Brothers Venture Partners VI, LLC See All Filings	D	2017-12-20 13:44:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001725856 Filed Document 0001192482-17-000315 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:44:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-20 13:41:05 UTC
Amount To Be Raised $9,334,243 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-17-000370 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:41:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-20 13:36:15 UTC
Amount To Be Raised $12,005,748 Associated Brokers / Dealers Jim Edwards and William Schantz CIK Number 0001135856 Filed Document 0001135856-17-000369 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:36:15 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LARC Networks, Inc. See All Filings	D	2017-12-20 13:34:07 UTC
Amount To Be Raised $7,649,972 Associated Brokers / Dealers N/A CIK Number 0001725275 Filed Document 0001725275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:34:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Irrovation LLC See All Filings	D/A	2017-12-20 13:32:58 UTC
Amount To Be Raised $105,335 Associated Brokers / Dealers N/A CIK Number 0001707555 Filed Document 0001707555-17-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2017-12-20 13:32:58 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Towers Watson Alternative Credit Master Fund See All Filings	D/A	2017-12-20 13:32:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661667 Filed Document 0001661667-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:32:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-20 13:31:44 UTC
Amount To Be Raised $18,480,006 Associated Brokers / Dealers John Michael Nash, John Heflebower, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-17-000368 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:31:44 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CORE BKG Van Born LLC See All Filings	D	2017-12-20 13:29:22 UTC
Amount To Be Raised $3,727,000 Associated Brokers / Dealers N/A CIK Number 0001725903 Filed Document 0001667731-17-000234 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:29:22 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CuraSeal Inc. See All Filings	D	2017-12-20 13:29:00 UTC
Amount To Be Raised $8,212,781 Associated Brokers / Dealers N/A CIK Number 0001641680 Filed Document 0001209191-17-066604 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:29:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VISIONGATE INC See All Filings	D/A	2017-12-20 13:28:22 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001339362 Filed Document 0001339362-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:28:22 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BLC Holding Company, Inc. See All Filings	D	2017-12-20 13:24:05 UTC
Amount To Be Raised $9,850,000 Associated Brokers / Dealers N/A CIK Number 0001725836 Filed Document 0001725836-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:24:05 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pop Gourmet LLC See All Filings	D	2017-12-20 13:22:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595774 Filed Document 0001595774-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:22:51 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Atrox Capital Partners LP See All Filings	D/A	2017-12-20 13:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679805 Filed Document 0001679805-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:19:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FaceFirst, Inc. See All Filings	D	2017-12-20 13:14:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001663212 Filed Document 0001663212-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:14:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TSG Venture 1, LLC See All Filings	D	2017-12-20 13:11:39 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001725935 Filed Document 0001725935-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:11:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HIG Holdings, LLC See All Filings	D	2017-12-20 13:03:40 UTC
Amount To Be Raised $9,430,000 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:03:40 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MaQro Advisors LLC See All Filings	D	2017-12-20 13:03:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001723991 Filed Document 0001723991-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:03:38 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
C6 Partners LP See All Filings	D	2017-12-20 13:02:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001725665 Filed Document 0001725665-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 13:02:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
657-667 Mission Holdings LLC See All Filings	D	2017-12-20 12:57:23 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001725925 Filed Document 0001725925-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 12:57:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BUDGET FUNDING I, LLC See All Filings	D	2017-12-20 12:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725938 Filed Document 0001725938-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 12:56:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Access Bazaar, Inc. See All Filings	D/A	2017-12-20 12:50:17 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001691244 Filed Document 0001691244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 12:50:17 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
John Hancock Variable Account PPM2-K See All Filings	D/A	2017-12-20 12:50:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James A. Cheney CIK Number 0001458491 Filed Document 0001209191-17-066601 Exclusions or Exemptions 506c Accepted Date 2017-12-20 12:50:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Variable Account PPM1-R See All Filings	D/A	2017-12-20 12:45:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, David J. Carroll, Ernest T. Baptista, Jr., James A. Cheney, Jerome W. Tisser, and Morey H. Goldberg CIK Number 0001458492 Filed Document 0001209191-17-066600 Exclusions or Exemptions 506c Accepted Date 2017-12-20 12:45:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPEN DOORS PARTNERS, LLC See All Filings	D	2017-12-20 12:44:54 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001724977 Filed Document 0001724977-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 12:44:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Three Court Special Opportunities Fund I, L.P. See All Filings	D	2017-12-20 12:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725778 Filed Document 0001315863-17-000951 Exclusions or Exemptions 506b Accepted Date 2017-12-20 12:41:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
John Hancock Life Insurance Co of New York Separate Account PPM1-B See All Filings	D/A	2017-12-20 12:34:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind CIK Number 0001458490 Filed Document 0001209191-17-066598 Exclusions or Exemptions 506c Accepted Date 2017-12-20 12:34:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM2-3 See All Filings	D/A	2017-12-20 12:33:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood CIK Number 0001143982 Filed Document 0001209191-17-066597 Exclusions or Exemptions 506c Accepted Date 2017-12-20 12:33:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aequim Arbitrage Fund LP See All Filings	D	2017-12-20 12:23:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725803 Filed Document 0000935836-17-000579 Exclusions or Exemptions 506b Accepted Date 2017-12-20 12:23:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co (U.S.A.) Separate Account P See All Filings	D/A	2017-12-20 12:22:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Ramsey, Donald Friedman, David Gagnon, Michael Corrigan, Daniel Wagner, William Granville, William Borchert, James Cheney, Todd Mezrah, William Solfisburg, Stephen Kaufman, Richard Melnick, Carlos Huerta, Jeffrey Davis, James Wagner, Gus Comiskey, Daryl Brockman, Raymond Layman, Kevin Conley, Glenn Blackwood, Jason Prather, Robert Leeper, Stephen Whipple, David Larson, Thomas Lynch, Bobby Whitfield Jr, Wayne Cravens, Jose Garza, Jeremy Knobel, Michael Layne, James R. Cole, Judson Gray Teekell, David Byers, Joseph Crea, David Emery, Wesley Caudell, Stephen Coale, Steven Goldberg, Bennett Meyer, John Ellis, Richard Boothby, Richard Brock, David Soczek, Robert J. Kozloski II, Mero Capo, Michael Nolan, Jay Petty, Robert M Rushing, Matthew Henebry, John Sproule, Mark Duder, John Pesh, Albert Schiff, Louis Moore, Andy Roller, Todd Andritsch, Steven Cochlan, Alan Meltzer, Matthew E Schiff, Michael Bremer, Lynn Butkus, Ronald Paulseen, Aeramy Paulseen, Karl Marzocchi, Everett Noack, William Chatfield, Brian Sheldon, Bryant Kirk, J. Dave Hunter, Gerald Middel, Cameron McElhany, Arnold Winick, Joseph Kelly, Charles Provow, Richard Deutsch, Donald Curristan, John Moreno, Lon P. Haines, Andrew Roquet, Ronald Krizek, Scott Krizek, Bruce Bauer, Michael Downey, Richard J Brock, George Diamantis, Mark Wilson, Louis C. Ciliberti, Richard Brock, James Cheney, Mark W. Boomgaarden, Douglas P. Dreyer, Scott Richardson, PAUL E. EVANS, DAVID A. SOCZEK, and Shirley Ann Huang McMillan CIK Number 0001452178 Filed Document 0001209191-17-066594 Exclusions or Exemptions 506c Accepted Date 2017-12-20 12:22:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JH NETWORKING INSURANCE AGENCY INC See All Filings	D/A	2017-12-20 12:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937914 Filed Document 0001209191-17-066593 Exclusions or Exemptions 506b Accepted Date 2017-12-20 12:20:49 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Sciens Aviation Holdings IV L.P. See All Filings	D	2017-12-20 12:20:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001725611 Filed Document 0001725611-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 12:20:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V See All Filings	D/A	2017-12-20 12:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew A Goldman, Brent Kinetz, Clune J Walsh III, Clune J Walsh Jr, David D Ehlert, David J Carroll, David J Taylor, David W Goldberg, Don E Garlikov, Donald Friedman, Donald Mehlig, Ezra Ripple, Gary Sitzmann, Guy Richard Thomas, H Richard Wehmeier, H Thomas Hollinger, Harry Levitt, J Davis Hunter, James A Cheney, James Davis, James E Cleary, James Kornreich, James Roberson, Jim Clary, John D Becker, John M Barry, John M Barry, John Meisenbach, Jordon R Katz, Lawton Nease, Luther Lockwood, Michael J Kiley, Milton H Cohn, Morey H Goldberg, Paul Silberberg, Peter S Miller, Richard F Swider, Stephen C Brown, Todd Mezrah, Tom Provow, Vernon Holleman III, Brad Morgan, Daniel J Wagner, David W Freely, Stephen Karp, Paul MacCaskill, Gerald I Applefield, Patrick Trammell, David Byers, William Wood, Michael Corrigan, and Richard Snipes CIK Number 0001132213 Filed Document 0001209191-17-066592 Exclusions or Exemptions 506c Accepted Date 2017-12-20 12:19:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T See All Filings	D/A	2017-12-20 12:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, David Wexler, Michael Liebeskinde, Ronald Greenberg, and John E. Lagana CIK Number 0001458488 Filed Document 0001209191-17-066591 Exclusions or Exemptions 506c Accepted Date 2017-12-20 12:14:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWF PARTNERS LLC See All Filings	D/A	2017-12-20 12:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001286461 Filed Document 0001286461-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 12:14:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Bou Brands LLC See All Filings	D	2017-12-20 12:13:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001725673 Filed Document 0001725673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 12:13:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Partners Special Opportunities, L.P. VIII See All Filings	D	2017-12-20 11:59:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725878 Filed Document 0001725878-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 11:59:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ORION FUTURES FUND LP See All Filings	D/A	2017-12-20 11:57:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001227265 Filed Document 0001227265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 11:57:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING CTA PORTFOLIO LP See All Filings	D/A	2017-12-20 11:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO CIK Number 0001269190 Filed Document 0001269190-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 11:55:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hex Performance, LLC See All Filings	D/A	2017-12-20 11:55:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Avalon Securities, Ltd. CIK Number 0001698734 Filed Document 0001698734-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-20 11:55:34 UTC Type of Offering D/A Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Ceres Tactical Commodity L.P. See All Filings	D/A	2017-12-20 11:53:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO CIK Number 0001325676 Filed Document 0001325676-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 11:53:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
POTOMAC FUTURES FUND LP See All Filings	D/A	2017-12-20 11:51:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001043565 Filed Document 0001043565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 11:51:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Managed Futures Premier Energy Fund L.P. II See All Filings	D/A	2017-12-20 11:49:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO CIK Number 0001227268 Filed Document 0001227268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 11:49:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GEM REALTY EVERGREEN FUND PF-NM, L.P. See All Filings	D	2017-12-20 11:46:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721579 Filed Document 0001721579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 11:46:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Kush Marketplace, A Series of Jason's Syndicate, LLC See All Filings	D	2017-12-20 11:44:34 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001719004 Filed Document 0001722765-17-000011 Exclusions or Exemptions 504.1 and 506b Accepted Date 2017-12-20 11:44:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jivana Biotechnology Inc See All Filings	D	2017-12-20 11:44:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659624 Filed Document 0001659624-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 11:44:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Debt
Wish Series I, a Series of Fideras Capital LLC See All Filings	D	2017-12-20 11:43:45 UTC
Amount To Be Raised $1,133,852 Associated Brokers / Dealers N/A CIK Number 0001720503 Filed Document 0001722765-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-12-20 11:43:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-PCZ, a series of Equidate Investments LLC See All Filings	D	2017-12-20 11:42:57 UTC
Amount To Be Raised $51,100 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001722828 Filed Document 0001722765-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-12-20 11:42:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-HYN, a series of Equidate Investments LLC See All Filings	D/A	2017-12-20 11:42:01 UTC
Amount To Be Raised $579,110 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001719156 Filed Document 0001722765-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-12-20 11:42:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund