Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Spring Equity, LLC See All Filings	D	2017-12-21 11:25:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001689744 Filed Document 0001689744-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-21 11:25:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Envision Genomics, Inc. See All Filings	D	2017-12-21 11:09:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001721498 Filed Document 0001721498-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 11:09:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Benefit Street Partners Senior Secured Opportunities Fund L.P. See All Filings	D	2017-12-21 11:08:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001679937 Filed Document 0001679937-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-21 11:08:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER CAPITAL APPRECIATION FUND, L.P. See All Filings	D/A	2017-12-21 11:05:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378092 Filed Document 0001378092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 11:05:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shell Quest Partners, LLC See All Filings	D	2017-12-21 11:05:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001725887 Filed Document 0001725887-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 11:05:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Prodigy Absolute Return Fund, LLC See All Filings	D/A	2017-12-21 11:05:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537770 Filed Document 0001537770-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-21 11:05:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SonusMed, Inc. See All Filings	D	2017-12-21 11:03:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001725769 Filed Document 0001725769-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 11:03:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Safety Spot Inc. See All Filings	D/A	2017-12-21 11:00:30 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001700248 Filed Document 0001700248-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-21 11:00:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER MID CAP GROWTH FUND LIMITED PARTNERSHIP See All Filings	D/A	2017-12-21 10:55:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001119766 Filed Document 0001119766-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:55:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIG PLAZA PLACE LLC See All Filings	D	2017-12-21 10:51:52 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001726043 Filed Document 0001726043-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:51:52 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Eventus Systems, Inc. See All Filings	D	2017-12-21 10:50:23 UTC
Amount To Be Raised $5,213,545 Associated Brokers / Dealers N/A CIK Number 0001637252 Filed Document 0001637252-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:50:23 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Frontier Mid Cap Value Fund, L.P. See All Filings	D/A	2017-12-21 10:50:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596555 Filed Document 0001596555-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:50:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Somerset Small Mid Cap EM All Country Fund LLC See All Filings	D/A	2017-12-21 10:29:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537243 Filed Document 0001012975-17-000948 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:29:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER SMALL CAP VALUE, L.P. See All Filings	D/A	2017-12-21 10:29:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287840 Filed Document 0001287840-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:29:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurPharma Holdings LLC See All Filings	D	2017-12-21 10:29:09 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001725565 Filed Document 0001725565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:29:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SKYTOP FUND LTD. See All Filings	D/A	2017-12-21 10:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503256 Filed Document 0001012975-17-000947 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:25:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SKYTOP FUND LLC See All Filings	D/A	2017-12-21 10:23:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503252 Filed Document 0001012975-17-000946 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:23:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER SMALL CAP GROWTH FUND, L.P. See All Filings	D/A	2017-12-21 10:18:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001232646 Filed Document 0001232646-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:18:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COT N WASH INC See All Filings	D	2017-12-21 10:13:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001033951 Filed Document 0001033951-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:13:56 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 191 See All Filings	D	2017-12-21 10:08:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Niagara International Capital Limited CIK Number 0001725966 Filed Document 0001725966-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:08:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Surna Inc. See All Filings	D	2017-12-21 10:06:23 UTC
Amount To Be Raised $1,768,080 Associated Brokers / Dealers None CIK Number 0001482541 Filed Document 0001493152-17-014910 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:06:23 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 183 See All Filings	D	2017-12-21 10:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001725881 Filed Document 0001725881-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 10:05:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Airport Road Prospect Partners See All Filings	D/A	2017-12-21 09:49:05 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001717435 Filed Document 0001717435-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-12-21 09:49:05 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Special Opportunities Fund Strategic Alternatives, L.P. See All Filings	D/A	2017-12-21 09:27:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693072 Filed Document 0000950142-17-002242 Exclusions or Exemptions 506b Accepted Date 2017-12-21 09:27:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carable, Inc. See All Filings	D	2017-12-21 08:58:58 UTC
Amount To Be Raised $570,053 Associated Brokers / Dealers N/A CIK Number 0001725091 Filed Document 0000950138-17-000830 Exclusions or Exemptions 506b Accepted Date 2017-12-21 08:58:58 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Heretik Inc. See All Filings	D	2017-12-21 08:53:16 UTC
Amount To Be Raised $1,799,999 Associated Brokers / Dealers N/A CIK Number 0001710809 Filed Document 0001710809-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-12-21 08:53:16 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Green Falcon Investors II, L.P. See All Filings	D	2017-12-21 08:46:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725017 Filed Document 0000950103-17-012643 Exclusions or Exemptions 506b Accepted Date 2017-12-21 08:46:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
MACQUARIE MANAGEMENT HOLDINGS, INC. See All Filings	D/A	2017-12-21 08:44:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000921739 Filed Document 0001307942-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-12-21 08:44:26 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PERMANENT EQUITY I, L.P. See All Filings	D	2017-12-21 08:43:36 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001725483 Filed Document 0001725483-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 08:43:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bondwell Technologies Inc. See All Filings	D	2017-12-21 08:28:37 UTC
Amount To Be Raised $1,000,048 Associated Brokers / Dealers N/A CIK Number 0001725857 Filed Document 0001725857-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 08:28:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Grid Issuer Ltd See All Filings	D	2017-12-21 07:23:27 UTC
Amount To Be Raised $1,881,000 Associated Brokers / Dealers N/A CIK Number 0001725891 Filed Document 0001144204-17-064612 Exclusions or Exemptions 506b Accepted Date 2017-12-21 07:23:27 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Other
Vytalyx Inc See All Filings	D	2017-12-21 06:31:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001725469 Filed Document 0001725469-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-21 06:31:43 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Forebright New Opportunities Fund II, L.P. See All Filings	D	2017-12-20 21:56:31 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC CIK Number 0001724624 Filed Document 0001724624-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 21:56:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Doyen Elements, Inc. See All Filings	1-A POS	2017-12-20 21:49:17 UTC
Amount To Be Raised $49,000,000 Associated Brokers / Dealers N/A CIK Number 0001657737 Filed Document 0001493152-17-014896 Accepted Date 2017-12-20 21:49:17 UTC Type of Offering 1-A POS Industry OPERATORS OF NONRESIDENTIAL BUILDINGS Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
URZ Energy Corp. See All Filings	D	2017-12-20 21:35:40 UTC
Amount To Be Raised $248,804 Associated Brokers / Dealers N/A CIK Number 0001431940 Filed Document 0001140361-17-046951 Exclusions or Exemptions 506b Accepted Date 2017-12-20 21:35:40 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Layer 7 TSS Holdings LLC See All Filings	D	2017-12-20 21:27:54 UTC
Amount To Be Raised $7,040,000 Associated Brokers / Dealers N/A CIK Number 0001725544 Filed Document 0001725544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 21:27:54 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityMultiple 45, LLC See All Filings	D	2017-12-20 20:51:59 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001725854 Filed Document 0001725854-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-20 20:51:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Capital Network, Inc. See All Filings	D	2017-12-20 20:33:29 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers N/A CIK Number 0001580513 Filed Document 0001580513-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 20:33:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BioLife4D Corporation See All Filings	1-A	2017-12-20 20:15:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Sageworks Capital, LLC CIK Number 0001714919 Filed Document 0001477932-17-006192 Accepted Date 2017-12-20 20:15:53 UTC Type of Offering 1-A Industry SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
ASTRA PARTNERS I, LP See All Filings	D	2017-12-20 19:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709806 Filed Document 0001709806-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:39:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mare Island Dry Dock Investment LLC See All Filings	D	2017-12-20 19:39:21 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001589881 Filed Document 0001589881-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:39:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
San Leandro Trailer Park LLC See All Filings	D	2017-12-20 19:29:32 UTC
Amount To Be Raised $1,531,530 Associated Brokers / Dealers None CIK Number 0001725798 Filed Document 0001725798-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-12-20 19:29:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Varde Mortgage Fund II Sub REIT LLC See All Filings	D	2017-12-20 19:24:20 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001725156 Filed Document 0001725156-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:24:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brick & Mortar Ventures I, L.P. See All Filings	D	2017-12-20 19:23:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001714385 Filed Document 0001714385-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:23:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PE Premier Vintage Secondary Strategies Onshore Feeder LP See All Filings	D	2017-12-20 19:21:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001725997 Filed Document 0001725997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:21:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cupola VC X, LLLP See All Filings	D	2017-12-20 19:09:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725979 Filed Document 0001725979-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:09:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Avenue Boulevard Co-Investment Vehicle, LLC See All Filings	D	2017-12-20 19:05:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725874 Filed Document 0000950103-17-012636 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:05:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forum Income Partners Pool 2017-1 LLC See All Filings	D	2017-12-20 19:00:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001725668 Filed Document 0001140361-17-046943 Exclusions or Exemptions 506b Accepted Date 2017-12-20 19:00:08 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Carl Parker 52 Investors, LLC See All Filings	D	2017-12-20 18:58:17 UTC
Amount To Be Raised $2,250,433 Associated Brokers / Dealers N/A CIK Number 0001723119 Filed Document 0001723119-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 18:58:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MIMG CXXIII Lakeshore Portfolio Master, LLC See All Filings	D	2017-12-20 18:45:40 UTC
Amount To Be Raised $8,150,000 Associated Brokers / Dealers N/A CIK Number 0001726032 Filed Document 0001726032-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-20 18:45:40 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity