|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $275,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650786
- Filed Document
- 0001650786-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665391
- Filed Document
- 0001665391-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626305
- Filed Document
- 0001626305-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657243
- Filed Document
- 0001657243-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Baring Investment Series, LLC - Baring All Country World ex US Equity Fund
See All Filings
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547286
- Filed Document
- 0001547286-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Baring Investment Series, LLC - Baring International Equity Fund
See All Filings
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001491482
- Filed Document
- 0001491482-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503737
- Filed Document
- 0001503737-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001510728
- Filed Document
- 0000902664-16-005303
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc.
- CIK Number
- 0001457945
- Filed Document
- 0001140361-16-051317
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666293
- Filed Document
- 0001666293-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001666346
- Filed Document
- 0001666280-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gregory M. Weinberg
- CIK Number
- 0001665620
- Filed Document
- 0001665620-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569062
- Filed Document
- 0001315863-16-001114
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568207
- Filed Document
- 0001562555-16-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001666337
- Filed Document
- 0001666280-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665348
- Filed Document
- 0001665348-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001297684
- Filed Document
- 0001297684-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $70,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664201
- Filed Document
- 0001664201-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001502675
- Filed Document
- 0001502675-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599206
- Filed Document
- 0001599206-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665625
- Filed Document
- 0001665625-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc.
- CIK Number
- 0001612788
- Filed Document
- 0001140361-16-051312
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001457062
- Filed Document
- 0001457062-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660985
- Filed Document
- 0001660985-16-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547876
- Filed Document
- 0001547876-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- MARCUS LAM and TREVOR DALLAS
- CIK Number
- 0001625370
- Filed Document
- 0001625370-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665757
- Filed Document
- 0001665757-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $2,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665862
- Filed Document
- 0001665862-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $2,880,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001518601
- Filed Document
- 0001518601-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665457
- Filed Document
- 0001626305-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001666289
- Filed Document
- 0001666280-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC
- CIK Number
- 0001384000
- Filed Document
- 0001140361-16-050864
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001666356
- Filed Document
- 0001666356-16-000001
- Exclusions or Exemptions
- 504, 505, 504.1, and 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $394,770,250
- Associated Brokers / Dealers
- Asante Capital Group Advisors LLC
- CIK Number
- 0001665845
- Filed Document
- 0001665845-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666340
- Filed Document
- 0001666340-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- FORUM CAPITAL SECURITIES, L.L.C. and MOELIS & COMPANY LLC
- CIK Number
- 0001666784
- Filed Document
- 0001666784-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001568644
- Filed Document
- 0001568644-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001571333
- Filed Document
- 0001571333-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633139
- Filed Document
- 0001633139-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666406
- Filed Document
- 0001666406-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $11,063,550
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663675
- Filed Document
- 0001663675-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001364902
- Filed Document
- 0000740450-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $138,401,895
- Associated Brokers / Dealers
- National Securities Corporation, Naseba Communications Fz, LLC, and Harbor Light Securities, LLC
- CIK Number
- 0001549837
- Filed Document
- 0001549837-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001062733
- Filed Document
- 0001062733-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001104038
- Filed Document
- 0001104038-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666422
- Filed Document
- 0001666422-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001300301
- Filed Document
- 0001300301-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564276
- Filed Document
- 0001564276-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001303931
- Filed Document
- 0001303931-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William J. Irwin, Neal Tracey Berger, Shane Irving Burn, Robert Lee Morse, James Crocker Colen, Perkins Fund Marketing LLC, and Nathan Z. Anderson
- CIK Number
- 0001374914
- Filed Document
- 0000919574-16-009912
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|