Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NANOPHASE TECHNOLOGIES Corp See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $988,000 Associated Brokers / Dealers N/A CIK Number 0000883107 Filed Document 0001350102-16-000136 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Index Ventures VIII (Jersey), L.P. See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers N/A CIK Number 0001666159 Filed Document 0001666159-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Common International Social Fund LLC See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001365067 Filed Document 0001552277-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MidOcean Absolute Return Credit Fund LP See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546056 Filed Document 0001546056-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Braselton Commerce Center, LLC See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001666389 Filed Document 0001666354-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RS Special Feeder Fund II, LP See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666555 Filed Document 0001666554-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCP Real Estate Fund IV, L.P. See All Filings	D/A	2016-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC, Seedchange Execution Services Inc., and Seedchange Execution Services Inc. CIK Number 0001594949 Filed Document 0000902664-16-005438 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Element TV Company, LP See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers Ace Capital Corporation Ltd CIK Number 0001663904 Filed Document 0001663904-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rio Grande Neurosciences, Inc. See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $969,080 Associated Brokers / Dealers N/A CIK Number 0001616132 Filed Document 0001616132-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
South Valley USIFII, LLC See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001666479 Filed Document 0001666354-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LJM PRESERVATION & GROWTH FUND LP See All Filings	D/A	2016-02-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers TRIAD ADVISORS, INC., UHLMANN PRICE SECURITIES, INC., CAPITAL MANAGEMENT PARTNERS, INC., and Liccar Securities & Custodial Services, LLC CIK Number 0001411464 Filed Document 0001411464-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
11 Madison Investor LLC See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665354 Filed Document 0001665354-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KULA Causes, Inc. See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $4,502,250 Associated Brokers / Dealers N/A CIK Number 0001543436 Filed Document 0001543436-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AVX VPTA, LP See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666440 Filed Document 0001666440-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAIL EDUCATION SOLUTIONS, INC. See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $1,942,149 Associated Brokers / Dealers N/A CIK Number 0001666564 Filed Document 0001666564-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bend Labs, Inc. See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $758,453 Associated Brokers / Dealers N/A CIK Number 0001618637 Filed Document 0001599807-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1111 Broadway Distribution, LLC See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001666635 Filed Document 0001666635-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MILLENNIUM SMC LLC See All Filings	D/A	2016-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483434 Filed Document 0000902664-16-005445 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SC Core Parallel Fund L.P. See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665495 Filed Document 0001665495-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFC-LJM PRESERVATION & GROWTH FUND, L.P. See All Filings	D/A	2016-02-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001549343 Filed Document 0001549343-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Fund Leveraged, Ltd. See All Filings	D/A	2016-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337389 Filed Document 0000902664-16-005399 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Central Park Group Carlyle Equity Opportunity Fund II, LLC See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL Financial LLC, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., NFP Advisor Services, LLC, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001665922 Filed Document 0000919574-16-009973 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Madison Realty Capital Equity Fund I LP See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665426 Filed Document 0001665426-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAX CREDIT EXCHANGE, LLC See All Filings	D/A	2016-02-10 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Oak Hills Securities, Inc. CIK Number 0001573859 Filed Document 0001573859-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Other
StimMed LLC See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers n/a CIK Number 0001665714 Filed Document 0001665714-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Tactical Trading Fund LLC See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666467 Filed Document 0001666467-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOSTON OMAHA Corp See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001494582 Filed Document 0001494582-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Devlos Software Inc. See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised $114,000 Associated Brokers / Dealers N/A CIK Number 0001666573 Filed Document 0001666573-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus Levered Loan Opportunities Fund III, L.P. See All Filings	D	2016-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657870 Filed Document 0000905718-16-001131 Exclusions or Exemptions 506b Accepted Date 2016-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEXPHASE CAPITAL FUND III-B, LP See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers FORUM CAPITAL SECURITIES, L.L.C. and MOELIS & COMPANY LLC CIK Number 0001667848 Filed Document 0001667848-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stem Ciders, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001579337 Filed Document 0001579337-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438430 Filed Document 0001438430-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eximis Surgical LLC See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001639137 Filed Document 0001639137-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Saikou Optics Inc See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650278 Filed Document 0001376474-16-000551 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NuLabel Technologies, Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $4,529,831 Associated Brokers / Dealers N/A CIK Number 0001502893 Filed Document 0001651620-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ironsides Offshore Direct Investment Fund IV, L.P. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665626 Filed Document 0001665626-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443715 Filed Document 0001443715-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MetaBrite Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $10,251,965 Associated Brokers / Dealers N/A CIK Number 0001589445 Filed Document 0001589445-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Baring Investment Series, LLC - Baring Global Dynamic Asset Allocation Fund See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497049 Filed Document 0001497049-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JENWOOD BLUE GREEN LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Fawell CIK Number 0001666165 Filed Document 0001666165-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HABROK FUND LP See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297623 Filed Document 0000902664-16-005297 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aperia Technologies, Inc. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001526075 Filed Document 0001526075-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AQR Value Premium AlphaPort Fund, L.P. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629734 Filed Document 0001626305-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRM Real Estate Fund I, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001665453 Filed Document 0001665453-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Citadel Wellington LLC See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331308 Filed Document 0001331308-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Jersey Managed Care Network, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660899 Filed Document 0001213900-16-010743 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Union Square Park Partners Offshore, Ltd See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666228 Filed Document 0001666228-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QuantConnect Corp See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001666598 Filed Document 0001666598-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001660985 Filed Document 0001660985-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
VIGILANT BIOSCIENCES, INC. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602005 Filed Document 0001602005-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity