Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CTA Choice SPAQ See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576436 Filed Document 0001576436-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
IVA OVERSEAS FUND (DELAWARE) LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001429009 Filed Document 0001429009-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
500 Fintech, L.P. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671021 Filed Document 0001671021-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pacific 192 LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $3,480,000 Associated Brokers / Dealers None CIK Number 0001670698 Filed Document 0001670698-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
Four Quarter Funding LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001668522 Filed Document 0001668522-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
IVA OVERSEAS FUND (CAYMAN) LTD See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001429008 Filed Document 0001429008-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVA Global Fund (Cayman) (U.S. Investors) Ltd See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001458688 Filed Document 0001458688-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVA GLOBAL FUND (DELAWARE) LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co CIK Number 0001429033 Filed Document 0001429033-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerson Place Apartments, LLC See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001668254 Filed Document 0001668254-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DEL MAR ENERGY INC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers DEL MAR ENERGY,INC. CIK Number 0001436535 Filed Document 0001436535-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
954 Mtn. View Associates, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001673320 Filed Document 0001589977-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Rowan Street Capital, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632683 Filed Document 0001632683-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Radiate, Inc. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001666748 Filed Document 0001666748-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Capital Fund Series, LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edward Butowsky, Diana Raedle, Terrence Cunningham, Todd Van Pelt, Jeffrey Rosenthal, Mark Whidby, Paul Lofties, and Scott Mibu CIK Number 0001468169 Filed Document 0001468169-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
OurCrowd (Investment in Borro - III) L.P. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $3,731,000 Associated Brokers / Dealers N/A CIK Number 0001638953 Filed Document 0001465818-16-000092 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
OurCrowd (Investment in Up N Ride) LP See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $227,060 Associated Brokers / Dealers N/A CIK Number 0001658190 Filed Document 0001465818-16-000097 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Crystal Capital Strategies Fund, LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edward Butowsky, Diana Raedle, Terrence Cunningham, Jeffrey Rosenthal, and Scott Mibu CIK Number 0001604396 Filed Document 0001604396-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
OurCrowd (Investment in Up N Ride) LP See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $332,930 Associated Brokers / Dealers N/A CIK Number 0001658190 Filed Document 0001465818-16-000093 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
OurCrowd (Investment in Replay Technologies) LP See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $1,364,771 Associated Brokers / Dealers N/A CIK Number 0001670714 Filed Document 0001465818-16-000098 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
CEC Sky-4 LP See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001670883 Filed Document 0001670883-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crystal Capital Strategies Master Fund, LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604395 Filed Document 0001604395-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
OurCrowd (Investment in UPnRIDE - III) LP See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $308,170 Associated Brokers / Dealers N/A CIK Number 0001670703 Filed Document 0001465818-16-000094 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-16-000365 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OurCrowd (Investment in Borro) L.P. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $1,047,940 Associated Brokers / Dealers N/A CIK Number 0001638951 Filed Document 0001465818-16-000090 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
OurCrowd (Investment in UPnRIDE - II) LP See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $65,900 Associated Brokers / Dealers N/A CIK Number 0001670704 Filed Document 0001465818-16-000095 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
USCIM Fund VIII, ValueScape Analytics, LLC See All Filings	D/A	2016-03-30 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001668285 Filed Document 0001668285-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNICORN PAIRS FUND, LP See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670687 Filed Document 0001670687-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
YNOFACE Holdings Inc See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers YNoFace Holdings Inc CIK Number 0001584209 Filed Document 0001584209-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Sensio America LLC See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GROWTH CAPITAL SERVICES CIK Number 0001670626 Filed Document 0001670626-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Borro - II) L.P. See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $1,145,920 Associated Brokers / Dealers N/A CIK Number 0001638952 Filed Document 0001465818-16-000091 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
OurCrowd (Investment in RC) LP See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $558,280 Associated Brokers / Dealers N/A CIK Number 0001670713 Filed Document 0001465818-16-000096 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Clear Fork Legacy Fund, LP See All Filings	D	2016-03-30 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001670405 Filed Document 0001670405-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MyCrowd, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001666097 Filed Document 0001666097-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
OurCrowd (Investment in UPnRIDE - III) LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $606,320 Associated Brokers / Dealers N/A CIK Number 0001670703 Filed Document 0001465818-16-000086 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Wealth Migrate Medical 5, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $6,319,600 Associated Brokers / Dealers Carlos Noe Otalvaro CIK Number 0001670664 Filed Document 0001670664-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Beacon Holding Inc. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531152 Filed Document 0001140361-16-060185 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in UPnRIDE - II) LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $681,830 Associated Brokers / Dealers N/A CIK Number 0001670704 Filed Document 0001465818-16-000087 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
DAD NEW YORK HOLDINGS, LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $12,330,000 Associated Brokers / Dealers N/A CIK Number 0001670575 Filed Document 0001666302-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Influitive) LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,312,934 Associated Brokers / Dealers N/A CIK Number 0001670705 Filed Document 0001465818-16-000088 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Homie, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $3,755,621 Associated Brokers / Dealers N/A CIK Number 0001654436 Filed Document 0001654436-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GO ECO Manufacturing, Inc See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001670636 Filed Document 0001670636-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FlipSetter, Inc. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers Sabaresh V. Krishnan CIK Number 0001645005 Filed Document 0001645005-16-000006 Exclusions or Exemptions 505, 504.1, and 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
TIO FOODS LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers CircleUp Network, Inc. CIK Number 0001669817 Filed Document 0001669817-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Headwater Capital, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $9,000 Associated Brokers / Dealers N/A CIK Number 0001670799 Filed Document 0001670799-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Ubimo - II) LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,171,339 Associated Brokers / Dealers N/A CIK Number 0001670707 Filed Document 0001465818-16-000089 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
OurCrowd (Investment in enVerid - IV) L.P. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $1,700,108 Associated Brokers / Dealers N/A CIK Number 0001629468 Filed Document 0001465818-16-000085 Exclusions or Exemptions 506c Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
RBJ RETIREMENT FUND LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218455 Filed Document 0001218455-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Recreation Risk Retention Group Inc See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001670542 Filed Document 0001670542-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
ZOOM COMPANIES INC. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001493109 Filed Document 0001493109-16-000071 Exclusions or Exemptions 506c Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Middleton Lake Forest Investors, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001670184 Filed Document 0001670184-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity