Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SOUNDCORE CAPITAL PARTNERS FUND II, L.P. See All Filings	D	2017-12-28 16:55:03 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001714189 Filed Document 0001714189-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:55:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A1 Software Group, Inc. See All Filings	D	2017-12-28 16:52:52 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001726180 Filed Document 0001726075-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:52:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Clinical Ink, Inc. See All Filings	D	2017-12-28 16:52:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001496558 Filed Document 0001140361-17-047614 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:52:40 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Tobi Tobin Corp See All Filings	D	2017-12-28 16:47:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Norman Light CIK Number 0001681669 Filed Document 0001681669-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:47:10 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2017 B Drilling Fund LP See All Filings	D/A	2017-12-28 16:45:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers James Senglaub CIK Number 0001708903 Filed Document 0001708903-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:45:19 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
OWS ABS IV, L.P. See All Filings	D	2017-12-28 16:45:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725869 Filed Document 0000902664-17-004737 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:45:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SPRINGBOARD EDUCATION HOLDINGS, LLC See All Filings	D	2017-12-28 16:43:26 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001640606 Filed Document 0001640606-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:43:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PDSH Services, LLC See All Filings	D	2017-12-28 16:42:01 UTC
Amount To Be Raised $9,500 Associated Brokers / Dealers N/A CIK Number 0001726666 Filed Document 0001726665-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:42:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEJI INC. See All Filings	D	2017-12-28 16:41:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001726669 Filed Document 0001726669-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:41:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Egeria Private Equity Fund V SCSp See All Filings	D	2017-12-28 16:40:49 UTC
Amount To Be Raised $44,466,180 Associated Brokers / Dealers N/A CIK Number 0001726464 Filed Document 0001726464-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:40:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trenton - Black River II, LP See All Filings	D/A	2017-12-28 16:29:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers SANDLAPPER Securities, LLC, Dempsey Lord Smith, LLC, Alan Lane, Clark Weeks, William Finnie, Scott Maconochie, Jeffrey Vollmer, Brian Herking, Thomas Hille, Robert Boggess, Brian Parker, Gregory Gibson, Mark Headrick, JOHN PAUL HARVEY JR., GALI HOREV, WILLIAM VALENTINE BAXTER JR, JRL CAPITAL CORPORATION, EMERSON EQUITY LLC, TONY BAROUTI, Robert Maranghi, Trawnegan Gall, Mike Culwell, and JAMES RANDALL McCURRY CIK Number 0001702836 Filed Document 0001702836-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:29:54 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Deepcell, Inc. See All Filings	D	2017-12-28 16:24:04 UTC
Amount To Be Raised $4,999,997 Associated Brokers / Dealers N/A CIK Number 0001726075 Filed Document 0001726075-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:24:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APRO Services, LLC See All Filings	D	2017-12-28 16:21:00 UTC
Amount To Be Raised $9,500 Associated Brokers / Dealers N/A CIK Number 0001726665 Filed Document 0001726665-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:21:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
InZinc Mining Ltd. See All Filings	D	2017-12-28 16:18:36 UTC
Amount To Be Raised $2,497,853 Associated Brokers / Dealers N/A CIK Number 0001364252 Filed Document 0001364252-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:18:36 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BRIGHTSTONE LANTANA LP See All Filings	D	2017-12-28 16:16:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724172 Filed Document 0001724172-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:16:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shoreline Biome, LLC See All Filings	D	2017-12-28 16:14:07 UTC
Amount To Be Raised $1,917,059 Associated Brokers / Dealers N/A CIK Number 0001664615 Filed Document 0001657701-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:14:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Spectrum VIII Investment Managers' Fund, L.P. See All Filings	D	2017-12-28 16:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725577 Filed Document 0001725577-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:14:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kora Russia Fund LP See All Filings	D	2017-12-28 16:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726063 Filed Document 0000905718-17-001044 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:11:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millendo Therapeutics, Inc. See All Filings	D	2017-12-28 16:10:59 UTC
Amount To Be Raised $59,109,960 Associated Brokers / Dealers N/A CIK Number 0001547547 Filed Document 0001547547-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:10:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Raymond James California Housing Opportunities Fund VI L.L.C. See All Filings	D	2017-12-28 16:10:56 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Raymond James Tax Credit Funds, Inc., Sean M. Hannan, and Aline Rose Lavelle CIK Number 0001726223 Filed Document 0001726223-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:10:56 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Vail Holdco Corp See All Filings	D	2017-12-28 16:07:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722482 Filed Document 0001722482-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:07:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Vium, Inc. See All Filings	D	2017-12-28 16:06:44 UTC
Amount To Be Raised $2,335,200 Associated Brokers / Dealers N/A CIK Number 0001618943 Filed Document 0001618943-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:06:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
V.C. Systematic Equity Fund, LP See All Filings	D	2017-12-28 16:01:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720011 Filed Document 0001720011-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 16:01:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2017 A Drilling Fund LP See All Filings	D/A	2017-12-28 15:59:02 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Elizabeth Liechty CIK Number 0001708870 Filed Document 0001708870-17-000048 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:59:02 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Folia Health, Inc. See All Filings	D	2017-12-28 15:58:45 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001726593 Filed Document 0001726593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:58:45 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Blue Hill Group Tethis LP See All Filings	D	2017-12-28 15:57:06 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001726424 Filed Document 0001726424-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:57:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bay Capital Investments Ltd See All Filings	D/A	2017-12-28 15:55:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531209 Filed Document 0001531209-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:55:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2017 B Drilling Fund LP See All Filings	D/A	2017-12-28 15:52:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Taechung Kim CIK Number 0001708903 Filed Document 0001708903-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:52:21 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2017 B Drilling Fund LP See All Filings	D/A	2017-12-28 15:47:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers James Finkle CIK Number 0001708903 Filed Document 0001708903-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:47:26 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BOP Brookfield Place LLC See All Filings	D	2017-12-28 15:43:17 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001726598 Filed Document 0001726598-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:43:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMERRA Agri Fund II Annex, LP See All Filings	D	2017-12-28 15:42:59 UTC
Amount To Be Raised $66,354,567 Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001726066 Filed Document 0001693324-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:42:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest 2017 Global Parallel D Fund Holdings LLC See All Filings	D	2017-12-28 15:42:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726427 Filed Document 0001726427-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:42:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2017 B Drilling Fund LP See All Filings	D/A	2017-12-28 15:40:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Scott Pyle CIK Number 0001708903 Filed Document 0001708903-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:40:52 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HarbourVest 2017 Global Parallel C Fund Holdings LLC See All Filings	D	2017-12-28 15:31:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726428 Filed Document 0001726428-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:31:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LTO Global Fund LP See All Filings	D	2017-12-28 15:29:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726599 Filed Document 0001315863-17-000960 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:29:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Go Maps, Inc. See All Filings	D	2017-12-28 15:27:24 UTC
Amount To Be Raised $19,999,815 Associated Brokers / Dealers N/A CIK Number 0001726141 Filed Document 0001726141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:27:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2017 B Drilling Fund LP See All Filings	D/A	2017-12-28 15:27:17 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Daniel L. Whittenburg CIK Number 0001708903 Filed Document 0001708903-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:27:17 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Arsenal III, L.P. See All Filings	D	2017-12-28 15:27:04 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001726581 Filed Document 0001726581-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:27:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mitotherapeutix, LLC See All Filings	D	2017-12-28 15:25:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657701 Filed Document 0001657701-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:25:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
HarbourVest 2017 Global Parallel B Fund Holdings LLC See All Filings	D	2017-12-28 15:23:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726009 Filed Document 0001726009-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:23:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
7637 Harwin Holdings, LLC See All Filings	D	2017-12-28 15:17:07 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001726513 Filed Document 0001726513-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:17:07 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest 2017 Global Parallel A Fund Holdings LLC See All Filings	D	2017-12-28 15:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725982 Filed Document 0001725982-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:16:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stringbean Technologies LLC See All Filings	D	2017-12-28 15:14:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001703072 Filed Document 0001703072-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:14:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Lanternback Master Fund, Ltd. See All Filings	D	2017-12-28 15:13:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726343 Filed Document 0001726343-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:13:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FSC Healthcare III DST See All Filings	D	2017-12-28 15:13:42 UTC
Amount To Be Raised $4,352,500 Associated Brokers / Dealers Third Seven Capital LLC CIK Number 0001726652 Filed Document 0001726652-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:13:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lanternback International Fund, Ltd. See All Filings	D	2017-12-28 15:09:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726359 Filed Document 0001726359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:09:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest 2016 Global Parallel C Fund Holdings LLC See All Filings	D	2017-12-28 15:07:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726011 Filed Document 0001726011-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:07:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hook & Hands Agriculture Rec., Inc. See All Filings	D	2017-12-28 15:07:10 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001726588 Filed Document 0001726588-17-000007 Exclusions or Exemptions 504 and 506b Accepted Date 2017-12-28 15:07:10 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Colchis Income Fund, L.P. See All Filings	D/A	2017-12-28 15:03:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, KJM Securities, Inc., Pickwick Capital Partners, LLC, Asperion Group LLC, Emerson Equity LLC, Mann Mann Jensen Partners LP, and Riviere Securities, Ltd. CIK Number 0001546033 Filed Document 0000935836-17-000583 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:03:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tweed Capital Partners, LP See All Filings	D	2017-12-28 15:03:44 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001723194 Filed Document 0001723194-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-28 15:03:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund