Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
New Lexington Associates II, L.P. See All Filings	D	2018-01-03 11:24:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001726856 Filed Document 0001726856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 11:24:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Harbert European Real Estate Fund V (Scotland), L.P. See All Filings	D	2018-01-03 11:24:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001726759 Filed Document 0001726759-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 11:24:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountaineer Partners, LP See All Filings	D/A	2018-01-03 11:20:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC CIK Number 0001538680 Filed Document 0000919574-18-000026 Exclusions or Exemptions 506b Accepted Date 2018-01-03 11:20:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Agent Capital Fund I LP See All Filings	D/A	2018-01-03 11:15:34 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001706036 Filed Document 0001706036-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 11:15:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CE Magic V Fund, L.P. See All Filings	D	2018-01-03 11:13:09 UTC
Amount To Be Raised $58,000,000 Associated Brokers / Dealers N/A CIK Number 0001724859 Filed Document 0001724859-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 11:13:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbert European Real Estate Fund V, L.P. See All Filings	D	2018-01-03 11:11:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001726797 Filed Document 0001726797-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 11:11:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spotlight Therapeutics, Inc. See All Filings	D	2018-01-03 11:06:21 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001726495 Filed Document 0001726495-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-03 11:06:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STABLE SEED FUND OFFSHORE, LTD. See All Filings	D	2018-01-03 11:06:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717558 Filed Document 0000919574-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-01-03 11:06:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
New York Life Insurance Co Pooled Separate Account 45-005 See All Filings	D/A	2018-01-03 11:03:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626397 Filed Document 0001626397-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 11:03:14 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
STABLE SEED FUND US LP See All Filings	D	2018-01-03 11:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717466 Filed Document 0000919574-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-01-03 11:01:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Native Patriot Corp See All Filings	D	2018-01-03 10:57:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001726415 Filed Document 0001726415-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-03 10:57:37 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Novea Inc. See All Filings	1-A POS	2018-01-03 10:51:47 UTC
Amount To Be Raised $13,800,000 Associated Brokers / Dealers N/A CIK Number 0001676823 Filed Document 0001144204-18-000367 Accepted Date 2018-01-03 10:51:47 UTC Type of Offering 1-A POS Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
POPS! Diabetes Care, Inc. See All Filings	D	2018-01-03 10:49:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001664262 Filed Document 0001209191-18-000480 Exclusions or Exemptions 506b Accepted Date 2018-01-03 10:49:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
SonderMind Inc. See All Filings	D	2018-01-03 10:45:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001726194 Filed Document 0001726194-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-03 10:45:28 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
CFP Opportunity Fund PLC See All Filings	D/A	2018-01-03 10:33:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623350 Filed Document 0000943663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 10:33:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawk-South East Logistics LLC See All Filings	D	2018-01-03 10:30:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726920 Filed Document 0001726920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 10:30:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TPG ENERGY SOLUTIONS EQUITY, L.P. See All Filings	D	2018-01-03 10:30:23 UTC
Amount To Be Raised $7,775,000 Associated Brokers / Dealers N/A CIK Number 0001726453 Filed Document 0001726453-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 10:30:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I'm Verified, LLC See All Filings	D	2018-01-03 09:42:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001726802 Filed Document 0001726802-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 09:42:25 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Halyard Holdings Group LLC See All Filings	D	2018-01-03 08:18:09 UTC
Amount To Be Raised $5,520,000 Associated Brokers / Dealers Portsmouth Financial Services CIK Number 0001724511 Filed Document 0001724511-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-03 08:18:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GoviEx Uranium Inc. See All Filings	D	2018-01-03 07:43:17 UTC
Amount To Be Raised $712,829 Associated Brokers / Dealers N/A CIK Number 0001490596 Filed Document 0001062993-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-01-03 07:43:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Tianyou Fund, L.P. See All Filings	D/A	2018-01-02 23:48:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IASG ALTERNATIVES, LLC, Gar Wood Securities, LLC, and SILVER LEAF PARTNERS, LLC CIK Number 0001560511 Filed Document 0001560511-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 23:48:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Connection Technologies, Inc. See All Filings	D	2018-01-02 21:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001726872 Filed Document 0001726872-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 21:50:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Identiv, Inc. See All Filings	D	2018-01-02 21:49:16 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001036044 Filed Document 0001209191-18-000428 Exclusions or Exemptions 506b Accepted Date 2018-01-02 21:49:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Novea Inc. See All Filings	1-A POS	2018-01-02 21:47:47 UTC
Amount To Be Raised $13,800,000 Associated Brokers / Dealers N/A CIK Number 0001676823 Filed Document 0001144204-18-000317 Accepted Date 2018-01-02 21:47:47 UTC Type of Offering 1-A POS Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
ArangoDB, Inc. See All Filings	D	2018-01-02 20:59:16 UTC
Amount To Be Raised $11,558,380 Associated Brokers / Dealers N/A CIK Number 0001726793 Filed Document 0001382963-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 20:59:16 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Ballers, Inc. See All Filings	1-A	2018-01-02 20:46:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001691594 Filed Document 0001206774-18-000006 Accepted Date 2018-01-02 20:46:00 UTC Type of Offering 1-A Industry SERVICES-AMUSEMENT & RECREATION SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Fitness Food Holdings, LLC See All Filings	D	2018-01-02 20:31:23 UTC
Amount To Be Raised $19,482,183 Associated Brokers / Dealers N/A CIK Number 0001707242 Filed Document 0001707242-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 20:31:23 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Node Inc. See All Filings	D/A	2018-01-02 19:24:36 UTC
Amount To Be Raised $17,287,969 Associated Brokers / Dealers N/A CIK Number 0001661282 Filed Document 0001661282-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 19:24:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Affective Software, Inc. See All Filings	D	2018-01-02 19:14:24 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001726411 Filed Document 0001726411-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 19:14:24 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
142 NE 7TH Capital, LLC See All Filings	D/A	2018-01-02 19:09:16 UTC
Amount To Be Raised $885,500 Associated Brokers / Dealers N/A CIK Number 0001725118 Filed Document 0001725118-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-02 19:09:16 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Connective Capital I QP, LP See All Filings	D/A	2018-01-02 19:03:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan P Bren CIK Number 0001359786 Filed Document 0001095449-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-02 19:03:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Peaks Income Fund V, LLC See All Filings	D	2018-01-02 19:02:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001726859 Filed Document 0001726859-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-02 19:02:21 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
SWIMLANE LLC See All Filings	D	2018-01-02 19:00:49 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001680930 Filed Document 0001680930-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-02 19:00:49 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Four Peaks Income Fund VI, LLC See All Filings	D	2018-01-02 18:57:13 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001726858 Filed Document 0001726858-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-02 18:57:13 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Internet of Value Fund I LLC See All Filings	D/A	2018-01-02 18:56:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708215 Filed Document 0001708215-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:56:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tupelo Grove Holdings, LLC See All Filings	D/A	2018-01-02 18:52:53 UTC
Amount To Be Raised $11,074,440 Associated Brokers / Dealers Aaron D. Morris, Brett S. Ellen, Craig R. Watanabe, Timothy K. Whipple, James L. Wilson, Jay S. Salamone, Kalos Capital, Inc., The Strategic Financial Alliance, Inc., and Triloma Securities, LLC CIK Number 0001722514 Filed Document 0001722514-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:52:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MOUNTAIN AVENUE PARTNERS, L.P. See All Filings	D/A	2018-01-02 18:50:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001038103 Filed Document 0001038103-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:50:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connective Capital Emerging Energy QP, LP See All Filings	D/A	2018-01-02 18:49:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan P Bren CIK Number 0001413956 Filed Document 0001095449-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:49:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCGIF II-DESPLAINES, LLC See All Filings	D	2018-01-02 18:41:34 UTC
Amount To Be Raised $5,977,836 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001710019 Filed Document 0001710019-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:41:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
FREEGOLD VENTURES LTD See All Filings	D	2018-01-02 18:40:50 UTC
Amount To Be Raised $612,166 Associated Brokers / Dealers N/A CIK Number 0001064052 Filed Document 0001709409-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:40:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Santo Bay Resort Holdings, LLC See All Filings	D/A	2018-01-02 18:34:03 UTC
Amount To Be Raised $17,396,638 Associated Brokers / Dealers Eugene C Thompson, IV, Richard W. Gardner, Brett F. Ewing, Lawrence A. Breen, III, Robert L. Omohundro, Dustin W. Terry, Sean J. Kelly, DFPG Investments, Inc., Jay S. Salamone, Mark S. Vanmourick, Kalos Capital, Inc., Guy A. Harrigan, James B. Teegarden, Darren W. Oglesby, The Strategic Financial Alliance, Inc., Triloma Securities, LLC, Adam P. Bell, Damian M. Bell, and Jason H. Freeman CIK Number 0001722078 Filed Document 0001722078-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:34:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FoodJets, Inc. See All Filings	D	2018-01-02 18:25:51 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001726524 Filed Document 0001600459-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:25:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Marc Apt Venture, LLC See All Filings	D	2018-01-02 18:23:05 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001726040 Filed Document 0001726040-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:23:05 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Neurotez Inc. See All Filings	C	2018-01-02 18:14:44 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001725567 Filed Document 0001669191-18-000009 Accepted Date 2018-01-02 18:14:44 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State NEW JERSEY
Bio Essence Corp See All Filings	D/A	2018-01-02 18:12:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001723059 Filed Document 0001262463-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:12:41 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RYU APPAREL INC. See All Filings	D	2018-01-02 18:10:15 UTC
Amount To Be Raised $111,105 Associated Brokers / Dealers N/A CIK Number 0001472601 Filed Document 0001085037-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-02 18:10:15 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NAVIGATE SURGICAL TECHNOLOGIES INC. See All Filings	D	2018-01-02 18:00:22 UTC
Amount To Be Raised $641,291 Associated Brokers / Dealers N/A CIK Number 0001657412 Filed Document 0001085037-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 18:00:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SCA Rockledge JV, LLC See All Filings	D/A	2018-01-02 17:53:49 UTC
Amount To Be Raised $97,973 Associated Brokers / Dealers N/A CIK Number 0001723704 Filed Document 0001723704-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:53:49 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Swift Health Systems Inc. See All Filings	D/A	2018-01-02 17:52:44 UTC
Amount To Be Raised $19,999,914 Associated Brokers / Dealers N/A CIK Number 0001678140 Filed Document 0001678140-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:52:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FISH POND SURGERY CENTER LTD See All Filings	D	2018-01-02 17:46:02 UTC
Amount To Be Raised $1,196,000 Associated Brokers / Dealers N/A CIK Number 0001423613 Filed Document 0001140361-18-000245 Exclusions or Exemptions 506b Accepted Date 2018-01-02 17:46:02 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity