Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ternio, LLC See All Filings	D	2018-02-07 15:16:40 UTC
Amount To Be Raised $49,000,000 Associated Brokers / Dealers N/A CIK Number 0001730695 Filed Document 0001730695-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-02-07 15:16:40 UTC Type of Offering D Industry Business Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
Ener-Core, Inc. See All Filings	D/A	2018-02-07 15:16:34 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers J. Streicher Capital LLC CIK Number 0001495536 Filed Document 0001213900-18-001409 Exclusions or Exemptions 506b Accepted Date 2018-02-07 15:16:34 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GROUNDFLOOR FINANCE INC. See All Filings	1-A/A	2018-02-07 15:13:24 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-18-006258 Accepted Date 2018-02-07 15:13:24 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $804,936 State of Jurisdiction GEORGIA Type of Security Equity (common or preferred stock)
Bengal 2 Partners, LP See All Filings	D/A	2018-02-07 15:13:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665400 Filed Document 0001665400-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-07 15:13:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MEISSNER AIC FUND, L.P. See All Filings	D/A	2018-02-07 15:12:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711330 Filed Document 0001711330-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-02-07 15:12:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
AEI Net Lease Income Fund 36 LP See All Filings	D/A	2018-02-07 15:10:58 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers AEI Securities, Inc., H.D. Vest Investment Services, Lincoln Financial Advisors Corporation, FSC Securities Corporation, Woodbury Financial Service, Inc., Kalos Capital, Inc., and Sage Point Financial, Inc. CIK Number 0001690430 Filed Document 0001721296-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-07 15:10:58 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Other
IIF Erisa LP See All Filings	D/A	2018-02-07 15:10:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and J.P. Morgan Institutional Investments Inc. CIK Number 0001384001 Filed Document 0001384001-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-07 15:10:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ruby Ribbon, Inc. See All Filings	D	2018-02-07 15:08:29 UTC
Amount To Be Raised $1,439,719 Associated Brokers / Dealers N/A CIK Number 0001538891 Filed Document 0001538891-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 15:08:29 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Radiate Holdings, L.P. See All Filings	D	2018-02-07 15:07:13 UTC
Amount To Be Raised $50,200,000 Associated Brokers / Dealers N/A CIK Number 0001698114 Filed Document 0001698114-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 15:07:13 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BRELF III, LLC See All Filings	D	2018-02-07 15:05:22 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Broadmark Capital LLC CIK Number 0001730608 Filed Document 0001729878-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-02-07 15:05:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sheridan Flats, LLC See All Filings	D	2018-02-07 15:02:21 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001726639 Filed Document 0001726639-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-07 15:02:21 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Riskowitz Value Fund LP See All Filings	D/A	2018-02-07 15:00:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514863 Filed Document 0001405086-18-000029 Exclusions or Exemptions 506b Accepted Date 2018-02-07 15:00:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bright Guard, Inc. See All Filings	D	2018-02-07 14:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730434 Filed Document 0001730434-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:56:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blockchain Capital Group, LLC See All Filings	D	2018-02-07 14:56:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730474 Filed Document 0001730474-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:56:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF LP See All Filings	D/A	2018-02-07 14:51:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001384002 Filed Document 0001384002-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:51:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kawa SBA Opportunities Offshore Feeder Fund II, L.P. See All Filings	D/A	2018-02-07 14:51:10 UTC
Amount To Be Raised $40,925,000 Associated Brokers / Dealers N/A CIK Number 0001697617 Filed Document 0001398344-18-001678 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:51:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kawa SBA Opportunities Onshore Feeder Fund II, LLC See All Filings	D/A	2018-02-07 14:44:47 UTC
Amount To Be Raised $12,080,000 Associated Brokers / Dealers N/A CIK Number 0001697581 Filed Document 0001398344-18-001676 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:44:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREESTONE CAPITAL PARTNERS LTD See All Filings	D/A	2018-02-07 14:44:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424487 Filed Document 0001424487-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:44:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AEI Healthcare Portfolio II DST See All Filings	D/A	2018-02-07 14:39:13 UTC
Amount To Be Raised $15,661,000 Associated Brokers / Dealers Lighthouse Capital Group, Investment Security Corporation, Ausdal Financial Partners, Inc, B.C. Ziegler and Company, Berthel Fisher and Company, Colorado Financial Service Corporation, Concorde Investment Services, LLC, H.D. Vest Investment Services, Investacorp, Inc, Kalos Capital, Inc, Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, Primex, Third Seven Capital LLC, Triad Advisors, Inc., and Parkland Securities CIK Number 0001721296 Filed Document 0001721296-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:39:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FREESTONE CAPITAL PARTNERS LP See All Filings	D/A	2018-02-07 14:34:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217018 Filed Document 0001217018-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:34:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cygnus Property Fund II, LLC See All Filings	D	2018-02-07 14:34:33 UTC
Amount To Be Raised $19,815,411 Associated Brokers / Dealers N/A CIK Number 0001730354 Filed Document 0001730354-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-02-07 14:34:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
L.E.W. CAPITAL PARTNERS, L.P See All Filings	D/A	2018-02-07 14:28:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632843 Filed Document 0001632843-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-02-07 14:28:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2018-02-07 14:28:22 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:28:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MGD Capital Partners, LP See All Filings	D/A	2018-02-07 14:27:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687601 Filed Document 0001687601-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:27:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREESTONE CAPITAL QUALIFIED PARTNERS LP See All Filings	D/A	2018-02-07 14:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169423 Filed Document 0001169423-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:24:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MiiR Holdings LLC See All Filings	D	2018-02-07 14:20:15 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001729878 Filed Document 0001729878-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:20:15 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Starboard MacArthur Square, LP See All Filings	D/A	2018-02-07 14:18:58 UTC
Amount To Be Raised $9,347,500 Associated Brokers / Dealers N/A CIK Number 0001730302 Filed Document 0001062993-18-000455 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:18:58 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Rezolute, Inc. See All Filings	D/A	2018-02-07 14:18:49 UTC
Amount To Be Raised $25,431,894 Associated Brokers / Dealers N/A CIK Number 0001509261 Filed Document 0001140361-18-005503 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:18:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Toole Restaurant Partners, LLC See All Filings	D	2018-02-07 14:18:15 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001730713 Filed Document 0001730713-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:18:15 UTC Type of Offering D Industry Restaurants Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Praxis Opportunity Fund, LLC See All Filings	D	2018-02-07 14:14:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729056 Filed Document 0001729056-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:14:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texzon Technologies, LLC See All Filings	D	2018-02-07 14:11:02 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:11:02 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LEFT BRAIN CAPITAL APPRECIATION FUND, L.P. See All Filings	D/A	2018-02-07 14:08:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655325 Filed Document 0001649035-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-02-07 14:08:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hutch Offshore Ltd. See All Filings	D/A	2018-02-07 14:06:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001696545 Filed Document 0001696545-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:06:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voltaiq, Inc. See All Filings	D	2018-02-07 14:01:36 UTC
Amount To Be Raised $6,508,733 Associated Brokers / Dealers N/A CIK Number 0001547581 Filed Document 0001547581-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:01:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DermTech, Inc. See All Filings	D/A	2018-02-07 14:01:06 UTC
Amount To Be Raised $15,512,000 Associated Brokers / Dealers Paulson Investment Company LLC CIK Number 0001518913 Filed Document 0001518913-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:01:06 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Armed Forces Wireless/Mobile, Inc. See All Filings	D	2018-02-07 14:01:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001630367 Filed Document 0001630367-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 14:01:05 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nevada Hospitality Investors LLC. See All Filings	D/A	2018-02-07 13:52:19 UTC
Amount To Be Raised $3,724,048 Associated Brokers / Dealers N/A CIK Number 0001729364 Filed Document 0001729364-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:52:19 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
Middleton Arbor Schaumburg LLC See All Filings	D	2018-02-07 13:52:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730758 Filed Document 0001730758-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:52:05 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HAMBLETONIAN PARTNERS L.P. See All Filings	D/A	2018-02-07 13:51:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000909403 Filed Document 0000919574-18-000904 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:51:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3D Vision Systems LLC See All Filings	D/A	2018-02-07 13:51:25 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001562366 Filed Document 0001653528-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:51:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
AEA TCB Holdings LP See All Filings	D	2018-02-07 13:49:12 UTC
Amount To Be Raised $25,911,664 Associated Brokers / Dealers N/A CIK Number 0001691115 Filed Document 0000895345-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:49:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Demeter Capital Group LP See All Filings	D/A	2018-02-07 13:48:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596877 Filed Document 0001596877-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:48:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARTHA SEVEN FUND LTD. See All Filings	D	2018-02-07 13:47:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728691 Filed Document 0001405086-18-000028 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:47:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
King Street Europe, Ltd. See All Filings	D/A	2018-02-07 13:47:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459472 Filed Document 0000950142-18-000315 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:47:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hutch Onshore LLC See All Filings	D/A	2018-02-07 13:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001676246 Filed Document 0001676246-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:37:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DREAM CAPITAL PARTNERS, L.P. See All Filings	D/A	2018-02-07 13:34:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649035 Filed Document 0001649035-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:34:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
Bluestone Medical, Inc. See All Filings	D/A	2018-02-07 13:34:06 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001730535 Filed Document 0001730746-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:34:06 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NVOLVE, Inc. See All Filings	D	2018-02-07 13:33:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001730050 Filed Document 0001730050-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:33:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Kinky Boots UK Tour Ltd Liability Co See All Filings	D/A	2018-02-07 13:26:31 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001729463 Filed Document 0001729463-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-07 13:26:31 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Woodland Rockwell No. 1 GP See All Filings	C/A	2018-02-07 13:23:25 UTC
Financial Interest None Filing Platform ENTORO SECURITIES, LLC Offering Amount $410,000 CIK Number 0001726073 Filed Document 0001726073-18-000002 Accepted Date 2018-02-07 13:23:25 UTC Type of Offering C/A Security Offered Amount 390 Security Offered Type Other State TEXAS