Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HORD COPLAN MACHT, INC. See All Filings	D	2018-02-08 11:13:40 UTC
Amount To Be Raised $524,944 Associated Brokers / Dealers N/A CIK Number 0001533851 Filed Document 0001533851-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 11:13:40 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Kane Street Long LP See All Filings	D/A	2018-02-08 11:10:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC and GROTON SECURITIES LLC CIK Number 0001579354 Filed Document 0000919574-18-000920 Exclusions or Exemptions 506b Accepted Date 2018-02-08 11:10:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Direct Lending Fund III (USD-L) SLP See All Filings	D	2018-02-08 11:10:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. and RBC Global Assets Management (U.S.) Inc. CIK Number 0001729397 Filed Document 0001729402-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-02-08 11:10:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Context Partners Offshore, L.P. See All Filings	D/A	2018-02-08 11:08:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724712 Filed Document 0001724712-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-08 11:08:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kane Street Fund LP See All Filings	D/A	2018-02-08 11:04:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC and GROTON SECURITIES LLC CIK Number 0001466623 Filed Document 0000919574-18-000918 Exclusions or Exemptions 506b Accepted Date 2018-02-08 11:04:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Direct Lending Fund III (USD) SLP See All Filings	D	2018-02-08 11:02:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. and RBC Global Assets Management (U.S.) Inc. CIK Number 0001729401 Filed Document 0001729402-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-02-08 11:02:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Aracar Group SPV I LLC See All Filings	D	2018-02-08 11:02:30 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001730111 Filed Document 0001730111-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 11:02:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEXTSTEP ROBOTICS, INC. See All Filings	D	2018-02-08 10:58:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001729819 Filed Document 0001014100-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:58:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
BLUE LOTUS INVESTMENT FUND See All Filings	D/A	2018-02-08 10:56:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660282 Filed Document 0001660282-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:56:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Direct Lending Fund III (JPY) SLP See All Filings	D	2018-02-08 10:56:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729399 Filed Document 0001729402-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:56:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Direct Lending Fund III (GBP) SLP See All Filings	D	2018-02-08 10:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729400 Filed Document 0001729402-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:50:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Direct Lending Fund III (EUR-L) SLP See All Filings	D	2018-02-08 10:44:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729398 Filed Document 0001729402-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:44:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Outbox Systems, Inc. See All Filings	D	2018-02-08 10:44:12 UTC
Amount To Be Raised $1,024,462 Associated Brokers / Dealers N/A CIK Number 0001640426 Filed Document 0001640426-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:44:12 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Direct Lending Fund III (EUR) SLP See All Filings	D	2018-02-08 10:37:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. and RBC Global Assets Management (U.S.) Inc. CIK Number 0001729402 Filed Document 0001729402-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:37:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
GNS Hillier Global Opportunities Fund See All Filings	D/A	2018-02-08 10:36:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542116 Filed Document 0001542116-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:36:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cornelius Capital General Fund IIIb, LP See All Filings	D	2018-02-08 10:19:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729565 Filed Document 0001729565-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:19:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIII Offshore Fund, LP See All Filings	D/A	2018-02-08 10:18:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282684 Filed Document 0001013594-18-000075 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:18:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TMG TMC 1 & 2 REIT, L.L.C. See All Filings	D	2018-02-08 10:15:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001729726 Filed Document 0001729726-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:15:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Systems Corp/DE See All Filings	D	2018-02-08 10:12:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730800 Filed Document 0001730800-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:12:04 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Security To Be Acquired
TMG TMC 4 REIT, L.L.C. See All Filings	D	2018-02-08 10:11:13 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001729725 Filed Document 0001729725-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:11:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TMG TMC 3 REIT, L.L.C. See All Filings	D	2018-02-08 10:09:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001729723 Filed Document 0001729723-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:09:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TMG 1901 L Street REIT, L.L.C. See All Filings	D	2018-02-08 10:04:49 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001729724 Filed Document 0001729724-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:04:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners Venture Innovation II LP See All Filings	D	2018-02-08 10:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716444 Filed Document 0001716445-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:01:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
WEILLER VALUE FUND LP See All Filings	D/A	2018-02-08 10:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297389 Filed Document 0001297389-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-08 10:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Venture Innovation Fund II LP See All Filings	D	2018-02-08 09:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716445 Filed Document 0001716445-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 09:46:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ALLIN CORP See All Filings	D	2018-02-08 09:27:29 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001020391 Filed Document 0001020391-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 09:27:29 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DILON TECHNOLOGIES INC See All Filings	D/A	2018-02-08 09:15:14 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers Michael N. Taglich, Robert F. Taglich, and Taglich Brothers, Inc. CIK Number 0001047810 Filed Document 0001047810-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-08 09:15:14 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Rock Fixed Income Plus Fund, L.P. See All Filings	D/A	2018-02-08 09:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369590 Filed Document 0001369590-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 09:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BLUE ROCK CAPITAL FUND II, L.P. See All Filings	D/A	2018-02-08 08:56:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268577 Filed Document 0001268577-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 08:56:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BLUE ROCK CAPITAL FUND, L.P. See All Filings	D/A	2018-02-08 08:51:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000866174 Filed Document 0000866174-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 08:51:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
eNeura, INC. See All Filings	D/A	2018-02-08 08:30:10 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001561799 Filed Document 0001561799-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-08 08:30:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eNeura, INC. See All Filings	D	2018-02-08 08:21:53 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001561799 Filed Document 0001561799-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-08 08:21:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BITFRONTIER CAPITAL HOLDINGS, INC. See All Filings	1-A	2018-02-08 08:18:12 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001395005 Filed Document 0001395005-18-000007 Accepted Date 2018-02-08 08:18:12 UTC Type of Offering 1-A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier1 Principal Place of Business VIRGINIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Tahoe Spirits, Inc. See All Filings	D	2018-02-07 22:06:49 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001607186 Filed Document 0001607186-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-02-07 22:06:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BABB Platform Ltd See All Filings	D	2018-02-07 21:33:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001730563 Filed Document 0001730563-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-02-07 21:33:08 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
DYNAMIC DOMESTIC FUND LP See All Filings	D/A	2018-02-07 21:32:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219167 Filed Document 0000899140-18-000095 Exclusions or Exemptions 506b Accepted Date 2018-02-07 21:32:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Offshore Fund Ltd See All Filings	D/A	2018-02-07 21:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391245 Filed Document 0000899140-18-000094 Exclusions or Exemptions 506b Accepted Date 2018-02-07 21:30:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CrownMob Inc. See All Filings	C/A	2018-02-07 20:57:28 UTC
Financial Interest None Filing Platform Thrivera Ventures Fund I, LLC Offering Amount $107,000 CIK Number 0001728670 Filed Document 0001728670-18-000004 Accepted Date 2018-02-07 20:57:28 UTC Type of Offering C/A Security Offered Amount 250 Security Offered Type Other State OHIO
Yost Focused Long Fund, L.P. See All Filings	D/A	2018-02-07 20:49:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663908 Filed Document 0001663908-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 20:49:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NIKI Ltd INVESTORS II LP See All Filings	D	2018-02-07 20:42:53 UTC
Amount To Be Raised $410,000 Associated Brokers / Dealers N/A CIK Number 0001730483 Filed Document 0001730483-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-02-07 20:42:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Niki Flagstaff, LP See All Filings	D	2018-02-07 20:12:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001730440 Filed Document 0001730440-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 20:12:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CENTAUR ANALYTICS, INC. See All Filings	D/A	2018-02-07 20:07:07 UTC
Amount To Be Raised $1,901,163 Associated Brokers / Dealers N/A CIK Number 0001685652 Filed Document 0001716619-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 20:07:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cabretta NC Solar Fund LLC See All Filings	D	2018-02-07 20:03:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670395 Filed Document 0001670395-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 20:03:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cabretta Georgia Tax Credit Fund LLC See All Filings	D	2018-02-07 19:55:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670388 Filed Document 0001670388-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 19:55:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cabretta SC Mill Fund, LLC See All Filings	D	2018-02-07 19:48:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678675 Filed Document 0001678675-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 19:48:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlockTower Capital Private Placement 1, a Series of Smolboon Private Placements LLC See All Filings	D	2018-02-07 19:44:52 UTC
Amount To Be Raised $1,063,779 Associated Brokers / Dealers N/A CIK Number 0001728386 Filed Document 0001728386-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-02-07 19:44:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cabretta SC Abandoned Building Fund, LLC See All Filings	D	2018-02-07 19:40:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717693 Filed Document 0001717693-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-07 19:40:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niki AZ, LLC See All Filings	D	2018-02-07 19:33:50 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001730445 Filed Document 0001730445-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-02-07 19:33:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Owl Rock Capital Corp See All Filings	D/A	2018-02-07 19:32:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, Owl Rock Capital Securities LLC, Merrill Lynch, Pierce, Fenner, & Smith Incorporated, and Ameriprise Financial Services, Inc. CIK Number 0001655888 Filed Document 0001140361-18-005671 Exclusions or Exemptions 506b Accepted Date 2018-02-07 19:32:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Starcity Properties, Inc. See All Filings	D	2018-02-07 19:22:28 UTC
Amount To Be Raised $16,446,475 Associated Brokers / Dealers N/A CIK Number 0001677831 Filed Document 0001677831-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-07 19:22:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity