Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BASIN OPPORTUNITY, LP See All Filings	D	2018-01-10 14:16:54 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001727613 Filed Document 0001727613-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 14:16:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
DYN365, INC. See All Filings	D	2018-01-10 14:16:52 UTC
Amount To Be Raised $20,375,001 Associated Brokers / Dealers N/A CIK Number 0001727596 Filed Document 0001727596-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 14:16:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Community Capital 2017 LP See All Filings	D	2018-01-10 14:15:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001727697 Filed Document 0001727697-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 14:15:29 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MAINE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Working Capital - The Supply Chain Innovation Investment Fund, L.P. See All Filings	D/A	2018-01-10 14:09:43 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001694168 Filed Document 0001694168-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 14:09:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Leverage Associates Fund III, L.P. See All Filings	D	2018-01-10 14:07:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001723386 Filed Document 0001723386-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 14:07:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aquatic Creek Group LLC See All Filings	D	2018-01-10 14:03:55 UTC
Amount To Be Raised $8,920,000 Associated Brokers / Dealers Portsmouth Financial Services CIK Number 0001719761 Filed Document 0001719761-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 14:03:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
BH New Opportunity Fund 2017, L.P. See All Filings	D	2018-01-10 14:03:33 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001723121 Filed Document 0001713339-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-10 14:03:33 UTC Type of Offering D Industry Investing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
NORTHWEST BIOTHERAPEUTICS INC See All Filings	D	2018-01-10 14:01:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072379 Filed Document 0001144204-18-001653 Exclusions or Exemptions 506c Accepted Date 2018-01-10 14:01:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Kv1.3 Therapeutics, Inc. See All Filings	D	2018-01-10 14:00:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001725094 Filed Document 0001725094-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 14:00:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
RHP Development, LLC See All Filings	D/A	2018-01-10 13:56:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001713339 Filed Document 0001713339-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:56:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Syndio Solutions, Inc. See All Filings	D	2018-01-10 13:55:39 UTC
Amount To Be Raised $765,000 Associated Brokers / Dealers N/A CIK Number 0001693228 Filed Document 0001693228-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:55:39 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Social Leverage Capital Fund III, L.P. See All Filings	D	2018-01-10 13:54:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001723394 Filed Document 0001723394-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:54:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Awale Resources Ltd See All Filings	D	2018-01-10 13:52:39 UTC
Amount To Be Raised $401,001 Associated Brokers / Dealers N/A CIK Number 0001727254 Filed Document 0001140361-18-001577 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:52:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Real Investments Co Africa, L.L.C. See All Filings	D	2018-01-10 13:52:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001725205 Filed Document 0001642247-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:52:21 UTC Type of Offering D Industry Restaurants Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
MUTUALINK INC See All Filings	D	2018-01-10 13:44:27 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001447606 Filed Document 0001447606-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:44:27 UTC Type of Offering D Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RIDGEBACK SPV 1 LP See All Filings	D	2018-01-10 13:38:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727443 Filed Document 0000919574-18-000275 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:38:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
APEXONE GROWTH & INCOME FUND II, LP See All Filings	D	2018-01-10 13:38:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001672009 Filed Document 0001144204-18-001649 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:38:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAMERCY SPECIAL OPPORTUNITY FUND - 1839 SP See All Filings	D/A	2018-01-10 13:37:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629611 Filed Document 0000919574-18-000274 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:37:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Clearwater Fund L.P. See All Filings	D	2018-01-10 13:34:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727079 Filed Document 0001727079-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:34:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIDGEBACK OPPORTUNITIES FUND LP See All Filings	D	2018-01-10 13:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727448 Filed Document 0000919574-18-000271 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:33:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Block Capital LP See All Filings	D/A	2018-01-10 13:33:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726483 Filed Document 0001726483-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:33:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Donald LA Investors, LLC See All Filings	D	2018-01-10 13:28:10 UTC
Amount To Be Raised $23,090,475 Associated Brokers / Dealers Sequence Financial Specialists LLC CIK Number 0001726845 Filed Document 0001726845-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:28:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FloDesign Sonics, Inc. See All Filings	D	2018-01-10 13:28:00 UTC
Amount To Be Raised $6,218,582 Associated Brokers / Dealers N/A CIK Number 0001605038 Filed Document 0001605038-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:28:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quorum Holdings Partners LLC See All Filings	D	2018-01-10 13:21:32 UTC
Amount To Be Raised $5,003,500 Associated Brokers / Dealers Portsmouth Financial Services CIK Number 0001720982 Filed Document 0001720982-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:21:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CCP Investments II, L.P. See All Filings	D	2018-01-10 13:14:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727184 Filed Document 0001315863-18-000043 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:14:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HUEMUL LP See All Filings	D	2018-01-10 13:09:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001727639 Filed Document 0001727639-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:09:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RECOMBINETICS, INC See All Filings	D/A	2018-01-10 13:05:32 UTC
Amount To Be Raised $18,150,000 Associated Brokers / Dealers N/A CIK Number 0001543926 Filed Document 0001209191-18-003083 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:05:32 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Viidit LLC See All Filings	D	2018-01-10 13:03:04 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001587362 Filed Document 0001587362-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:03:04 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Net Venture See All Filings	D	2018-01-10 13:00:06 UTC
Amount To Be Raised $2,799,178 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:00:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
PFA U.S. REIT, Inc. See All Filings	D	2018-01-10 12:46:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001727590 Filed Document 0001727590-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:46:39 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Coronation Universal Fund - Coronation Global Emerging Markets Equity Fund See All Filings	D/A	2018-01-10 12:41:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569349 Filed Document 0000943663-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:41:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enigma Strategies Fund Ltd. See All Filings	D/A	2018-01-10 12:37:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693992 Filed Document 0001693992-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:37:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
Maran Partners Fund, LP See All Filings	D/A	2018-01-10 12:37:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655289 Filed Document 0001655289-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-10 12:37:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coronation Global Opportunities Fund - Coronation Global Emerging Markets Fund See All Filings	D/A	2018-01-10 12:36:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633428 Filed Document 0000943663-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:36:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC NC 2018 Mill ICF, LLC See All Filings	D	2018-01-10 12:28:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727672 Filed Document 0001727672-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:28:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHARD Stewart Fund Ltd See All Filings	D/A	2018-01-10 12:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566995 Filed Document 0000919574-18-000264 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:27:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Castine Partners II, LP See All Filings	D/A	2018-01-10 12:17:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372232 Filed Document 0000919574-18-000262 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:17:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Intuity Medical, Inc. See All Filings	D	2018-01-10 12:15:45 UTC
Amount To Be Raised $70,856,857 Associated Brokers / Dealers N/A CIK Number 0001484074 Filed Document 0001484074-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:15:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Castine Partners, LP See All Filings	D/A	2018-01-10 12:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001226218 Filed Document 0000919574-18-000260 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:10:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DOWNTICKET INC. See All Filings	D/A	2018-01-10 12:01:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001722138 Filed Document 0001722138-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:01:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
809 PACIFIC AVE, LLC See All Filings	D	2018-01-10 11:45:43 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001726835 Filed Document 0001726835-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:45:43 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Triolith Energy Fund, LP See All Filings	D	2018-01-10 11:42:10 UTC
Amount To Be Raised $192,424 Associated Brokers / Dealers N/A CIK Number 0001643904 Filed Document 0001477932-18-000124 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:42:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Efferent Labs, Inc. See All Filings	D/A	2018-01-10 11:41:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001662565 Filed Document 0001662565-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:41:36 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Monarch Funding I, LLC See All Filings	D	2018-01-10 11:39:38 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001727350 Filed Document 0001727350-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:39:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
QuarterSpot, Inc. See All Filings	D	2018-01-10 11:38:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001557932 Filed Document 0001557932-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:38:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLINE CAPITAL PARTNERS QP LP See All Filings	D/A	2018-01-10 11:37:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133348 Filed Document 0001133348-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:37:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smead International Value Fund LP See All Filings	D/A	2018-01-10 11:35:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630670 Filed Document 0000926877-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:35:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Equity
BlueSpruce Fund Ltd. See All Filings	D/A	2018-01-10 11:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592932 Filed Document 0001592932-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:34:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hyperlite Mountain Gear Inc. See All Filings	D	2018-01-10 11:29:00 UTC
Amount To Be Raised $1,069,820 Associated Brokers / Dealers N/A CIK Number 0001505249 Filed Document 0001505249-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:29:00 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
HAYMAN HONG KONG OPPORTUNITIES OFFSHORE FUND LP See All Filings	D/A	2018-01-10 11:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692157 Filed Document 0001692157-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund