Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Baikal 2015 Series I-A, LP See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001651711 Filed Document 0001015325-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securis Non-Life Fund See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586567 Filed Document 0000902664-15-003697 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Striking, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $4,899,955 Associated Brokers / Dealers N/A CIK Number 0001653522 Filed Document 0001653522-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Room Choice, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001622428 Filed Document 0001622428-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
NantOmics, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $906,617 Associated Brokers / Dealers N/A CIK Number 0001631644 Filed Document 0001631644-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Trend Following Onshore Feeder Fund LLC See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Profor Securities, LLC CIK Number 0001632399 Filed Document 0001632399-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candlewood Structured Credit Harvest Fund, Ltd See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Credit Suisse Securities (USA) LLC, and First Liberties Financial CIK Number 0001555443 Filed Document 0001555443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solar Mosaic, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001523221 Filed Document 0001523221-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MDF SPECIAL INVESTMENTS SPC, LTD., ON BEHALF OF & FOR THE ACCOUNT OF MDFLTD/HARBINGER JUNE 2009 SEGREGATED PORTFOLIO See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470219 Filed Document 0001507943-15-000117 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROOY, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001624081 Filed Document 0001624081-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Richland State Professional Building, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001653250 Filed Document 0001653250-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ZEBEDEE FOCUS FUND LTD See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448477 Filed Document 0000919574-15-006948 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Mill Green Opportunity Fund II, LLC See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers Stillpoint Capital, LLC, Pariter Securities, LLC, and Sunbelt Securities, Inc. CIK Number 0001644911 Filed Document 0000897069-15-000466 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Global Special Situations II Cayman Access LP See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001653146 Filed Document 0001653146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ivWatch LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001511754 Filed Document 0001511754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
KETTLE HILL PARTNERS, LP See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001234246 Filed Document 0000919574-15-006967 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Private Income Fund, L.P. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crewe Capital, LLC CIK Number 0001653489 Filed Document 0001653489-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIRNAD II FUND LP See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620754 Filed Document 0001405086-15-000248 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Intrexon Enterprise Fund I, LP See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001653049 Filed Document 0001653049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heart Test Laboratories, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Andre John Peschong and David C. Lopez CIK Number 0001468492 Filed Document 0001468492-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Vanner Noteholders, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001653005 Filed Document 0001653005-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PC Meridian, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001653471 Filed Document 0001653471-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Kyruus, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $36,997,236 Associated Brokers / Dealers N/A CIK Number 0001522805 Filed Document 0001522805-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
APPIAN INVESTMENTS I, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001653701 Filed Document 0001653701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tayan Partners, LP See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459311 Filed Document 0001095449-15-000135 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACTIVECARE, INC. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers Meyers Associates, L.P. CIK Number 0001429896 Filed Document 0001096906-15-001006 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Laserlike, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001649543 Filed Document 0001649543-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Real Estate Partners International VI-T, L.P. See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613042 Filed Document 0000919574-15-006974 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QT Holdings Corp. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $3,285,938 Associated Brokers / Dealers N/A CIK Number 0001605603 Filed Document 0001605603-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Medication Management Systems, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001653524 Filed Document 0001615594-15-000114 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DIRNAD FUND LP See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591825 Filed Document 0001405086-15-000250 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Yumzy Pte Ltd See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001653313 Filed Document 0001653313-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets $No Revenues Type of Security Equity
CCI Technology Partners II, L.P. See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529884 Filed Document 0000902664-15-003696 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metropolitan Real Estate Partners Global VII, L.P. See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613411 Filed Document 0000919574-15-006979 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Alternative Strategies Fund Enhanced, LLC See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001411157 Filed Document 0001411157-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Park Fund, LP See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540853 Filed Document 0001315863-15-000770 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gramercy Distressed Argentina Master Fund II See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619774 Filed Document 0000919574-15-006981 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VALUEWORKS LTD PARTNERS, LP See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356287 Filed Document 0000919574-15-006954 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACTIVECARE, INC. See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers Meyers Associates, L.P. CIK Number 0001429896 Filed Document 0001096906-15-001007 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Civil Co. See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001647015 Filed Document 0001647015-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
DISCERENE FUND LP See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491197 Filed Document 0001405086-15-000249 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Silver Horse Fund, LP See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587194 Filed Document 0001587194-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS BOLTON CARRIAGE, LLC See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $4,450,000 Associated Brokers / Dealers N/A CIK Number 0001652597 Filed Document 0001652597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cruise Automation, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $16,893,849 Associated Brokers / Dealers N/A CIK Number 0001653160 Filed Document 0001653160-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMG Traverse Offshore Co-Investment, LP See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers N/A CIK Number 0001614063 Filed Document 0001614063-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STOLTZ REAL ESTATE FUND V, L.P. See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001618390 Filed Document 0001618390-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phylos Biosciences LLC See All Filings	D/A	2015-09-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001630986 Filed Document 0000892917-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Commercial Mortgage Income Fund, LP See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HFF Securities L.P. CIK Number 0001653092 Filed Document 0001653092-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroTransponder, Inc. See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised $5,502,756 Associated Brokers / Dealers N/A CIK Number 0001489993 Filed Document 0001489993-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Civitas ST Investors, LP See All Filings	D	2015-09-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653109 Filed Document 0001315863-15-000771 Exclusions or Exemptions 506b Accepted Date 2015-09-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity