Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Xplorer Capital Fund III, L.P. See All Filings	D/A	2018-01-12 19:01:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709614 Filed Document 0001709614-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 19:01:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM FUND XXVI 480 HOLDINGS, LLC See All Filings	D/A	2018-01-12 18:58:42 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers US Capital Global Securities CIK Number 0001718655 Filed Document 0001718655-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:58:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XXXIII DEVICE AUTHORITY, LLC See All Filings	D/A	2018-01-12 18:52:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers US Capital Global Securities CIK Number 0001718660 Filed Document 0001718660-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:52:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XXXI FOOD BY RAIL, LLC See All Filings	D/A	2018-01-12 18:52:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers US Capital Global Securities, LLC CIK Number 0001725477 Filed Document 0001725477-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:52:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XXVIII DISCOVERY, LLC See All Filings	D/A	2018-01-12 18:46:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers US Capital Global Securities LLC CIK Number 0001718659 Filed Document 0001718659-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:46:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XXXV EVENTERPRISE, LLC See All Filings	D/A	2018-01-12 18:40:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers US Capital Global Securities, LLC CIK Number 0001727914 Filed Document 0001727914-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:40:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lansing Management Onshore LP See All Filings	D/A	2018-01-12 18:39:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691909 Filed Document 0001691909-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 18:39:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM Fund XXII Provia Labs, LLC See All Filings	D/A	2018-01-12 18:37:58 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers US Capital Global Securities LLC CIK Number 0001702342 Filed Document 0001702342-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:37:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM Fund XXI Maven,LLC See All Filings	D/A	2018-01-12 18:34:37 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers US Capital Global Securities, LLC CIK Number 0001702336 Filed Document 0001702336-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:34:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XIX SIMPLY NUC, LLC See All Filings	D/A	2018-01-12 18:32:09 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers US Capital Global Securities LLC CIK Number 0001718656 Filed Document 0001718661-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:32:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lansing Management Offshore, Ltd. See All Filings	D	2018-01-12 18:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727297 Filed Document 0001727297-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 18:26:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XII SENZARI, LLC See All Filings	D/A	2018-01-12 18:24:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers US Capital Global Securities LLC CIK Number 0001718661 Filed Document 0001718661-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:24:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENDOSTIM, INC. See All Filings	D/A	2018-01-12 18:17:15 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001469166 Filed Document 0000950138-18-000074 Exclusions or Exemptions 506b Accepted Date 2018-01-12 18:17:15 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vine Vault LLC See All Filings	D	2018-01-12 18:03:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611525 Filed Document 0001611525-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 18:03:56 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 180 See All Filings	D	2018-01-12 18:00:13 UTC
Amount To Be Raised $216,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720439 Filed Document 0001720394-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-12 18:00:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rivershore Sand Investors, LLC See All Filings	D/A	2018-01-12 17:46:43 UTC
Amount To Be Raised $12,370,050 Associated Brokers / Dealers N/A CIK Number 0001728093 Filed Document 0001728093-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:46:43 UTC Type of Offering D/A Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Triple Aim Ventures, LLC See All Filings	D	2018-01-12 17:39:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001724111 Filed Document 0001724111-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:39:27 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rivershore Sand Investors, LLC See All Filings	D	2018-01-12 17:28:27 UTC
Amount To Be Raised $12,370,050 Associated Brokers / Dealers N/A CIK Number 0001728093 Filed Document 0001728093-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:28:27 UTC Type of Offering D Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JADWIN FUND I, L.P. See All Filings	D	2018-01-12 17:27:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451663 Filed Document 0001451663-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:27:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextLesson Inc. See All Filings	D	2018-01-12 17:25:09 UTC
Amount To Be Raised $939,120 Associated Brokers / Dealers N/A CIK Number 0001578268 Filed Document 0001578268-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:25:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ENDOSTIM, INC. See All Filings	D	2018-01-12 17:24:48 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001469166 Filed Document 0000950138-18-000073 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:24:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
South Quail Woods Investors, LLC See All Filings	D	2018-01-12 17:24:11 UTC
Amount To Be Raised $2,156,710 Associated Brokers / Dealers N/A CIK Number 0001727833 Filed Document 0001727833-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:24:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vico Neve LLC See All Filings	C/A	2018-01-12 17:24:02 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001720033 Filed Document 0001720033-18-000001 Accepted Date 2018-01-12 17:24:02 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
BEACON ROOFING SUPPLY INC See All Filings	D	2018-01-12 17:20:24 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001124941 Filed Document 0001209191-18-003452 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:20:24 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Electromedical Technologies, Inc See All Filings	1-A/A	2018-01-12 17:19:14 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001715819 Filed Document 0001144204-18-002137 Accepted Date 2018-01-12 17:19:14 UTC Type of Offering 1-A/A Industry ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $664,499 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Quantitative Opportunities Fund, Ltd. See All Filings	D	2018-01-12 17:17:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651868 Filed Document 0001315863-18-000048 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:17:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Credit Solutions Offshore Fund II, L.P. See All Filings	D/A	2018-01-12 17:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720485 Filed Document 0001720555-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:16:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SPT Dolphin Intermediate LLC See All Filings	D	2018-01-12 17:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727822 Filed Document 0001727822-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:15:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cogint, Inc. See All Filings	D	2018-01-12 17:13:13 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001460329 Filed Document 0001460329-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:13:13 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Encore Dermatology, Inc. See All Filings	D	2018-01-12 17:11:26 UTC
Amount To Be Raised $45,501,633 Associated Brokers / Dealers N/A CIK Number 0001643309 Filed Document 0001643309-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:11:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Amplify.LA Capital IV, L.P. See All Filings	D	2018-01-12 17:10:34 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001727258 Filed Document 0001727258-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:10:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OXBOW HOLDINGS, LLC See All Filings	D	2018-01-12 17:05:05 UTC
Amount To Be Raised $9,950,000 Associated Brokers / Dealers N/A CIK Number 0001728097 Filed Document 0001140361-18-001947 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:05:05 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Credit Solutions Fund II, L.P. See All Filings	D/A	2018-01-12 17:03:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720555 Filed Document 0001720555-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:03:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRECISION CASTPARTS CORP See All Filings	D/A	2018-01-12 17:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000079958 Filed Document 0000079958-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:03:06 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
EquityZen Growth Technology Fund LLC - Series 174 See All Filings	D	2018-01-12 17:02:22 UTC
Amount To Be Raised $182,148 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001720394 Filed Document 0001720394-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 17:02:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bayou Sand Investors, LLC See All Filings	D	2018-01-12 16:57:54 UTC
Amount To Be Raised $21,423,600 Associated Brokers / Dealers N/A CIK Number 0001728092 Filed Document 0001728092-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:57:54 UTC Type of Offering D Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BTG Pactual Global Derivatives Opportunities Fund, LLC See All Filings	D	2018-01-12 16:54:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718619 Filed Document 0000950172-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:54:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Investments I, L.P. See All Filings	D	2018-01-12 16:53:22 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001727843 Filed Document 0001140361-18-001936 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:53:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BTG Pactual Global Derivatives Opportunities Fund Ltd See All Filings	D	2018-01-12 16:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718618 Filed Document 0000950172-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:50:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexus eWater Holdings, Inc. See All Filings	C	2018-01-12 16:49:13 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,995 CIK Number 0001627979 Filed Document 0001665160-18-000035 Accepted Date 2018-01-12 16:49:13 UTC Type of Offering C Security Offered Amount 6,667 Security Offered Type Other State CALIFORNIA
Medumo, Inc. See All Filings	D	2018-01-12 16:46:38 UTC
Amount To Be Raised $2,183,676 Associated Brokers / Dealers N/A CIK Number 0001727981 Filed Document 0001727981-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:46:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Capital Norcross, LLC See All Filings	D	2018-01-12 16:45:31 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001727429 Filed Document 0001727429-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:45:31 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
BTG Pactual Global Derivatives Opportunities Master Fund, L.P. See All Filings	D	2018-01-12 16:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718615 Filed Document 0000950172-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:42:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RoadShow Management Partners, LLC See All Filings	D	2018-01-12 16:42:12 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001728096 Filed Document 0001728096-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:42:12 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Debt
OptimoRoute Inc. See All Filings	D	2018-01-12 16:41:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001728098 Filed Document 0001728098-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:41:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FTW Media, Inc. See All Filings	D	2018-01-12 16:41:17 UTC
Amount To Be Raised $50 Associated Brokers / Dealers N/A CIK Number 0001728091 Filed Document 0001728091-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:41:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seamans Global Opportunities Fund LLC See All Filings	D/A	2018-01-12 16:38:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001416104 Filed Document 0001416104-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:38:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MIAMI INTERNATIONAL HOLDINGS, INC. See All Filings	D	2018-01-12 16:38:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001438472 Filed Document 0001438472-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:38:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Capital Cary, LLC See All Filings	D	2018-01-12 16:31:09 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001727390 Filed Document 0001727390-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:31:09 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Yasss Queen LLC See All Filings	D	2018-01-12 16:30:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001727869 Filed Document 0001727869-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 16:30:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity