Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VelociData, Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $2,028,789 Associated Brokers / Dealers N/A CIK Number 0001541143 Filed Document 0001014108-16-000417 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
BCA Alternative Income Fund, LP See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers 79 Capital Securities, LLC CIK Number 0001601543 Filed Document 0001601543-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Astra Structured Credit Investments Ltd See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668867 Filed Document 0000919574-16-011675 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aldatu Biosciences Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001666812 Filed Document 0001666812-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BGA Horizon Fund, LLC - Candlewood Harvest Nontaxable Series See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602597 Filed Document 0001602597-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpine Lake Partners, LP See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518034 Filed Document 0001518034-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Function4, Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667369 Filed Document 0001667369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Mapillary AB See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $8,000,389 Associated Brokers / Dealers N/A CIK Number 0001627609 Filed Document 0001627609-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity
FERRY STREET LONG/SHORT EQUITY FUND LP See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001646226 Filed Document 0001140361-16-057014 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Comoto Holdings, LLC See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $100,500,000 Associated Brokers / Dealers N/A CIK Number 0001630801 Filed Document 0001630801-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
STRATOS GROUP LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001286003 Filed Document 0001286003-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
BRANCHPOINT TECHNOLOGIES See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001589532 Filed Document 0001589532-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perennial Real Estate Fund III, LP See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636008 Filed Document 0001636008-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Software Lending Fund I, L.P. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001668437 Filed Document 0001668437-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carnico Japan Fund See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668352 Filed Document 0001668352-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Terra Argentine Fund, LP See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig William Stanley CIK Number 0001664023 Filed Document 0001615774-16-004404 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPB Manager Fund, SPC-Segregated Portfolio 101 See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602289 Filed Document 0001507943-16-000183 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HHEP-DirecPath, L.P. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $29,700,000 Associated Brokers / Dealers N/A CIK Number 0001667543 Filed Document 0001315863-16-001263 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PSAM Merger Fund L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462688 Filed Document 0000902664-16-006219 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - BVXI Series See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001667299 Filed Document 0001667299-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarion Gables Multifamily Trust, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001635423 Filed Document 0001635423-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rebound Fund Ltd. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481855 Filed Document 0000902664-16-006221 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprott Offshore Fund, Ltd. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001285483 Filed Document 0000919574-16-011655 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers VIS VIRES GROUP, INC. and Garden State Securities, Inc. CIK Number 0001074828 Filed Document 0001161697-16-000712 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TCW SENIOR SECURED LOAN FUND LP See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334858 Filed Document 0001334858-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robertson Opportunity Offshore Fund Ltd See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised $50,000,000,000 Associated Brokers / Dealers Randy Rodgers CIK Number 0001404627 Filed Document 0001315863-16-001268 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PZENA INTERNATIONAL VALUE FUND (GT), a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001391855 Filed Document 0001393725-16-000190 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NW Sullivan LP See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001668550 Filed Document 0001668550-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PopUp Play Inc. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001652297 Filed Document 0001652297-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001592345 Filed Document 0001393725-16-000188 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graphene S3 LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001666413 Filed Document 0001666413-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synthetic US Core Bond Fund Ltd. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460102 Filed Document 0001663982-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ironman PI Fund II (QP), L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574462 Filed Document 0001315863-16-001270 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MERITAGE INVESTORS LLC See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138916 Filed Document 0001138916-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GCM Grosvenor Co-Investment Opportunities Fund, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623102 Filed Document 0001623102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FFIP, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243092 Filed Document 0001379135-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account GVA 25 See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Winklevoss Insurance Agency, LLC and Winklevoss Insurance Agency, LLC CIK Number 0001554772 Filed Document 0001554772-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - PAR Series See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602499 Filed Document 0001602499-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CGMT OP, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635445 Filed Document 0001635445-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Stock Selection Offshore Fund, L.P. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668657 Filed Document 0001668657-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Ridge Offshore Limited Partnership See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001273333 Filed Document 0000902664-16-006226 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cato Partners, LP See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455012 Filed Document 0000919574-16-011662 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Freestone Yield Fund LP See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667711 Filed Document 0001667711-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numeric Absolute Return Fund, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001516988 Filed Document 0001516988-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laver Place Pty Ltd See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $76,200,000 Associated Brokers / Dealers N/A CIK Number 0001669061 Filed Document 0001669061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Hale & Associates Automotive Holdings, Inc. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001640393 Filed Document 0001171520-16-000874 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NewCo Platform, Inc. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $7,312,297 Associated Brokers / Dealers N/A CIK Number 0001633072 Filed Document 0001633072-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PCH Manager Fund, SPC-Segregated Portfolio 202 See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635685 Filed Document 0001507943-16-000184 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lung Therapeutics, Inc. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001611241 Filed Document 0001209191-16-106855 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PIVOT3, INC. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $43,127,477 Associated Brokers / Dealers N/A CIK Number 0001316752 Filed Document 0001316752-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity