Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
M FINANCIAL HOLDINGS INC See All Filings	D	2018-02-15 15:28:15 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001047852 Filed Document 0001047852-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:28:15 UTC Type of Offering D Industry Insurance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
DGP IV Ownership Offshore Feeder Fund, L.P. See All Filings	D	2018-02-15 15:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001731577 Filed Document 0001731577-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:27:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Founders' Co-op IV, LP See All Filings	D	2018-02-15 15:27:17 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001728357 Filed Document 0001728357-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:27:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HJKS Partners UK, LLC See All Filings	D	2018-02-15 15:21:52 UTC
Amount To Be Raised $281,850 Associated Brokers / Dealers N/A CIK Number 0001731650 Filed Document 0001731650-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:21:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
JCSD PARTNERS LP See All Filings	D/A	2018-02-15 15:21:03 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001306471 Filed Document 0001306471-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:21:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MobiSocial, Inc See All Filings	D/A	2018-02-15 15:19:53 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers N/A CIK Number 0001662377 Filed Document 0001662377-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:19:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Strategic Energy Income Fund V LP See All Filings	D/A	2018-02-15 15:13:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Aaron Sevigny CIK Number 0001699602 Filed Document 0001699602-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:13:15 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Northwoods MOA I LLC See All Filings	D/A	2018-02-15 15:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697753 Filed Document 0001697753-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:12:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Denim Labs, Inc. See All Filings	D	2018-02-15 15:07:56 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001686196 Filed Document 0001686196-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:07:56 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
ReNovo, Inc. See All Filings	D/A	2018-02-15 15:05:33 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001661397 Filed Document 0001661397-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:05:33 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
HAMILTON FUND LTD See All Filings	D/A	2018-02-15 15:04:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000898703 Filed Document 0000898703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:04:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lowcountry Absolute Return Fund, LLC See All Filings	D	2018-02-15 15:04:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645249 Filed Document 0001645249-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-02-15 15:04:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AG Great Balsam Partners, L.P. See All Filings	D/A	2018-02-15 15:03:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665998 Filed Document 0001665998-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:03:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GARY-MENTONE INVESTMENTS, LLC See All Filings	D	2018-02-15 15:02:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NONE CIK Number 0001731611 Filed Document 0001731611-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 15:02:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
M and M MEDIA, INC. See All Filings	C/A	2018-02-15 14:56:07 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001705123 Filed Document 0001670254-18-000040 Accepted Date 2018-02-15 14:56:07 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
Discovery Energy Corp. See All Filings	D/A	2018-02-15 14:55:18 UTC
Amount To Be Raised $33,548,398 Associated Brokers / Dealers N/A CIK Number 0001435387 Filed Document 0001144204-18-009267 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:55:18 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Keystone Real Estate Lending Fund, L.P. See All Filings	D/A	2018-02-15 14:52:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sunbelt Securities, Inc. and Crewe Capital, LLC CIK Number 0001652829 Filed Document 0001652829-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:52:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw World Alpha Extension Offshore Fund, L.P. See All Filings	D	2018-02-15 14:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731490 Filed Document 0001731490-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:44:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FJ Labs 5 VC, a series of FJ Labs Funds, LP See All Filings	D/A	2018-02-15 14:43:48 UTC
Amount To Be Raised $5,050,814 Associated Brokers / Dealers N/A CIK Number 0001717753 Filed Document 0001717753-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:43:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DGP IV Ownership Onshore Feeder Fund, L.P. See All Filings	D	2018-02-15 14:43:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001731578 Filed Document 0001731578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:43:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IUNU, INC. See All Filings	D	2018-02-15 14:42:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001707541 Filed Document 0001707541-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:42:05 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Silverlogic Labs Inc See All Filings	D	2018-02-15 14:40:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001726413 Filed Document 0001726413-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-02-15 14:40:41 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
INTERNATIONAL COLUMBIA US LLC See All Filings	D	2018-02-15 14:32:18 UTC
Amount To Be Raised $210,000,000 Associated Brokers / Dealers N/A CIK Number 0001369213 Filed Document 0001369213-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:32:18 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LG Cary Investors, LLC See All Filings	D	2018-02-15 14:32:07 UTC
Amount To Be Raised $5,650,000 Associated Brokers / Dealers N/A CIK Number 0001731537 Filed Document 0001731537-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:32:07 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Energy Impact Credit Fund I LP See All Filings	D	2018-02-15 14:27:22 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001731604 Filed Document 0001731604-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:27:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWEEDY BROWNE GLOBAL HIGH DIVIDEND PARTNERS LLC See All Filings	D/A	2018-02-15 14:21:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370284 Filed Document 0001315863-18-000190 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:21:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWEEDY BROWNE INTERNATIONAL PARTNERS LLC See All Filings	D/A	2018-02-15 14:19:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459680 Filed Document 0001315863-18-000189 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:19:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TBK PARTNERS LLC See All Filings	D/A	2018-02-15 14:17:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459798 Filed Document 0001315863-18-000188 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:17:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VANDERBILT PARTNERS LLC See All Filings	D/A	2018-02-15 14:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459795 Filed Document 0001315863-18-000187 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:15:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrownMob Inc. See All Filings	C/A	2018-02-15 14:15:13 UTC
Financial Interest None Filing Platform Thrivera Ventures Fund I, LLC Offering Amount $107,000 CIK Number 0001728670 Filed Document 0001728670-18-000006 Accepted Date 2018-02-15 14:15:13 UTC Type of Offering C/A Security Offered Amount 250 Security Offered Type Other State KENTUCKY
McGregor Bancshares, Inc. See All Filings	D	2018-02-15 14:14:55 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers Hovde Group, LLC CIK Number 0001731146 Filed Document 0001731146-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:14:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Ocugen, Inc. See All Filings	D	2018-02-15 14:14:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001696601 Filed Document 0001696601-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:14:43 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LG Cary, LLC See All Filings	D	2018-02-15 14:12:31 UTC
Amount To Be Raised $15,007,584 Associated Brokers / Dealers N/A CIK Number 0001731535 Filed Document 0001731535-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:12:31 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Localvore, Inc. See All Filings	D/A	2018-02-15 14:10:16 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001573780 Filed Document 0001573780-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:10:16 UTC Type of Offering D/A Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
KE HOLDCO LLC See All Filings	D/A	2018-02-15 14:01:37 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001727109 Filed Document 0001477932-18-000887 Exclusions or Exemptions 506b Accepted Date 2018-02-15 14:01:37 UTC Type of Offering D/A Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Advance Green Energy Inc See All Filings	D	2018-02-15 14:00:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001693966 Filed Document 0001693966-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-02-15 14:00:16 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HC2 Northwest Senior Living B, LP See All Filings	D	2018-02-15 13:54:05 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001730672 Filed Document 0001730672-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:54:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Securitized Credit Opportunities Ltd. See All Filings	D/A	2018-02-15 13:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001587360 Filed Document 0000919574-18-001873 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:52:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TP Assisted Living Properties, LLC See All Filings	D	2018-02-15 13:51:06 UTC
Amount To Be Raised $5,430,000 Associated Brokers / Dealers N/A CIK Number 0001731148 Filed Document 0001731148-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:51:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
I2P Holdings, LLC See All Filings	D	2018-02-15 13:46:53 UTC
Amount To Be Raised $36,565,000 Associated Brokers / Dealers N/A CIK Number 0001731321 Filed Document 0001731321-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:46:53 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Securitized Credit Opportunities LLC See All Filings	D/A	2018-02-15 13:41:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001512046 Filed Document 0000919574-18-001871 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:41:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Five Points Small Buyout Strategies IV (Cayman), LP See All Filings	D	2018-02-15 13:41:48 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001729218 Filed Document 0001726619-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:41:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HC2 Northwest Senior Living A, LP See All Filings	D	2018-02-15 13:40:47 UTC
Amount To Be Raised $5,550,000 Associated Brokers / Dealers N/A CIK Number 0001730572 Filed Document 0001730572-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:40:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint CapCreek Investors, LP See All Filings	D	2018-02-15 13:39:18 UTC
Amount To Be Raised $13,825,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001731366 Filed Document 0001731366-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:39:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds LP - MW Eureka Plus (US) Fund See All Filings	D	2018-02-15 13:33:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731594 Filed Document 0000902664-18-001189 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:33:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Five Points Small Buyout Strategies IV (B), LP See All Filings	D	2018-02-15 13:30:21 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001726621 Filed Document 0001726619-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:30:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Loge Co See All Filings	D	2018-02-15 13:29:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689798 Filed Document 0001689798-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:29:51 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Carolina Institutional Short Duration Fund See All Filings	D/A	2018-02-15 13:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001494601 Filed Document 0000919574-18-001869 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:29:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ben Franklin Financial, Inc. See All Filings	D	2018-02-15 13:26:58 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers FIG Partners LLC CIK Number 0001618798 Filed Document 0001140361-18-008626 Exclusions or Exemptions 506c Accepted Date 2018-02-15 13:26:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Yerdle See All Filings	D	2018-02-15 13:25:44 UTC
Amount To Be Raised $15,098,078 Associated Brokers / Dealers N/A CIK Number 0001606467 Filed Document 0001288649-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-15 13:25:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity