Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
14 BERNARDINI/FIRST PASSAGE, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $696,500 Associated Brokers / Dealers N/A CIK Number 0001653890 Filed Document 0001653890-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Mochii, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001655193 Filed Document 0001655193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
MFPLA, LP See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534803 Filed Document 0001534803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Long Island Iced Tea Corp. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Network 1 Financial Securities Inc. CIK Number 0001629261 Filed Document 0001094891-15-000260 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series C See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654320 Filed Document 0001654320-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNFOCUS, INC. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $35,999,947 Associated Brokers / Dealers N/A CIK Number 0001524061 Filed Document 0001524061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Daily Inches, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $10,556,700 Associated Brokers / Dealers N/A CIK Number 0001501241 Filed Document 0001501241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OnBudget, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001596521 Filed Document 0001596521-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EMERGING MARKETS EQUITY SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654649 Filed Document 0001654649-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Directly, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $10,362,660 Associated Brokers / Dealers N/A CIK Number 0001653070 Filed Document 0001653070-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Piltdown Outdoor Co See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001653037 Filed Document 0001653037-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FundersClub 2FV LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $342,506 Associated Brokers / Dealers N/A CIK Number 0001654475 Filed Document 0001654475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AnaCap Porto Co-Investment (No. 2) L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $48,494,000 Associated Brokers / Dealers N/A CIK Number 0001653996 Filed Document 0001653995-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, and USCA Securities LLC CIK Number 0001566447 Filed Document 0001523891-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund XV, L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651951 Filed Document 0001651952-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURYN RESOURCES INC. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,589,961 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS LTD CIK Number 0001514597 Filed Document 0001183740-15-000237 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Kingdon Associates LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC and USCA Securities LLC CIK Number 0001523893 Filed Document 0001523893-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agua Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001654315 Filed Document 0001654315-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SSG Secured Lending Opportunities I, L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653863 Filed Document 0001653863-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esquire Financial Holdings, Inc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001531031 Filed Document 0001531031-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Georgia 2015 AHI Fund 4, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654480 Filed Document 0001654480-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lung Therapeutics, Inc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,568,912 Associated Brokers / Dealers N/A CIK Number 0001611241 Filed Document 0001209191-15-072531 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Data Collective III, L.P. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $148,390,000 Associated Brokers / Dealers N/A CIK Number 0001604122 Filed Document 0001604122-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
R&F Capital Offshore Fund Ltd. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653017 Filed Document 0001013594-15-000501 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CHS Holding Corp See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001654444 Filed Document 0000895345-15-000259 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maris Ltd. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001610362 Filed Document 0001610362-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GSV VENTURES II LLC, SERIES C-1 See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities LLC CIK Number 0001651788 Filed Document 0001140361-15-036340 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Mashwork, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,624,434 Associated Brokers / Dealers N/A CIK Number 0001654456 Filed Document 0001654456-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MINDERA Corp See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,534,999 Associated Brokers / Dealers N/A CIK Number 0001629564 Filed Document 0001629564-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Erzo Functional Foods, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001654376 Filed Document 0001654376-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
IFPR Fund, LP See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG CIK Number 0001534802 Filed Document 0001534803-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antero Midstream Partners LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $242,998,320 Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001598968 Filed Document 0001104659-15-068456 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Iberian Capital III SICAR See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $69,300,000 Associated Brokers / Dealers N/A CIK Number 0001652899 Filed Document 0001652899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Fonteva, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654044 Filed Document 0001654044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Directly, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,020,500 Associated Brokers / Dealers N/A CIK Number 0001653070 Filed Document 0001653070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Treatspace, Inc. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,759,615 Associated Brokers / Dealers N/A CIK Number 0001651071 Filed Document 0001651071-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Saddlebrook Partners, LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653886 Filed Document 0001653886-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWAPONZ, INC. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $997,342 Associated Brokers / Dealers N/A CIK Number 0001567766 Filed Document 0001567766-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS OZMF LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Dominick & Dominick, LLC, Summit Equities, LLC, HighTower Securities, LLC, William Blair, Triad Advisors Inc., and D.A. Davidson & Co. CIK Number 0001607350 Filed Document 0001607350-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingdon Credit Partners L.P. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474501 Filed Document 0000919574-15-007099 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Praesidio, Inc. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers None CIK Number 0001635191 Filed Document 0001493152-15-004597 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Insight Labs, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001654166 Filed Document 0001654166-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VA 134 See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001651371 Filed Document 0001651371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGHTHOUND, INC. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $2,542,707 Associated Brokers / Dealers N/A CIK Number 0001654414 Filed Document 0001654414-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mount Saint Joseph Wines, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Joseph S. Smock CIK Number 0001654410 Filed Document 0001654410-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AQR Multi-Strategy Fund IX, L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651949 Filed Document 0001651952-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GPLP-Bounty Minerals III, LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001654421 Filed Document 0001654421-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS AllBlue LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, and HighTower Securities, LLC CIK Number 0001523886 Filed Document 0001523886-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Micro Fantasy, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $27,000 Associated Brokers / Dealers Joel A. Crites CIK Number 0001654449 Filed Document 0001654449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AnaCap Porto Co-Investment (No. 1) L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $76,506,000 Associated Brokers / Dealers N/A CIK Number 0001653995 Filed Document 0001653995-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund