Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ararat Strategic Partnership, Ltd. See All Filings	D	2018-01-19 12:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728519 Filed Document 0000919574-18-000503 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:54:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
37-11 LENDER LLC See All Filings	D	2018-01-19 12:52:20 UTC
Amount To Be Raised $66,000,000 Associated Brokers / Dealers N/A CIK Number 0001688702 Filed Document 0001688702-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-19 12:52:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Lori Systems Corp. See All Filings	D	2018-01-19 12:51:16 UTC
Amount To Be Raised $6,170,951 Associated Brokers / Dealers N/A CIK Number 0001724556 Filed Document 0001724556-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:51:16 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ardenton Capital Corp See All Filings	D	2018-01-19 12:48:02 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001699716 Filed Document 0001465818-18-000007 Exclusions or Exemptions 506c Accepted Date 2018-01-19 12:48:02 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Scaleworks Venture Finance Fund I, LP See All Filings	D	2018-01-19 12:44:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001728687 Filed Document 0001728687-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:44:48 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Signition Exponential Fund LP See All Filings	D/A	2018-01-19 12:43:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664055 Filed Document 0001664055-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:43:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Vernon Global Opportunity Institutional Fund LLC See All Filings	D/A	2018-01-19 12:37:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597009 Filed Document 0001597009-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:37:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
PRCP-MDOF (SR), LLC See All Filings	D	2018-01-19 12:37:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JONATHAN DAVID DIAMOND CIK Number 0001728649 Filed Document 0001728649-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:37:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JJM Fund (a Series of Global Endowment Targeted Strategy Fund, LP) See All Filings	D	2018-01-19 12:36:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728546 Filed Document 0001663960-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:36:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warberg CA Fund LP See All Filings	D/A	2018-01-19 12:29:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662914 Filed Document 0001662914-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:29:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JJM Fund II (a Series of Global Endowment Targeted Strategy Fund, LP) See All Filings	D	2018-01-19 12:25:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728548 Filed Document 0001663960-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:25:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAGUARDIA HOTEL INVESTORS LLC See All Filings	D	2018-01-19 12:24:12 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001688694 Filed Document 0001688694-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-19 12:24:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SCALAR CAPITAL FUND, LLC See All Filings	D	2018-01-19 12:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728695 Filed Document 0001728695-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:17:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIGLEAF NETWORKS, INC. See All Filings	D	2018-01-19 12:16:41 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001638309 Filed Document 0001638309-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:16:41 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Village Veranda Holding Company, LLC See All Filings	D	2018-01-19 12:13:48 UTC
Amount To Be Raised $3,010,000 Associated Brokers / Dealers N/A CIK Number 0001726679 Filed Document 0001726679-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:13:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sentire Medical Systems, Inc. See All Filings	D	2018-01-19 12:11:59 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001728443 Filed Document 0001728443-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:11:59 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
New Vernon Insurance Institutional Fund LLC See All Filings	D	2018-01-19 12:11:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727657 Filed Document 0001727657-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:11:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Array Ventures II, L.P. See All Filings	D	2018-01-19 12:04:56 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001728421 Filed Document 0001728421-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 12:04:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MDR Precision Fund, LP See All Filings	D/A	2018-01-19 11:58:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561530 Filed Document 0001561530-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:58:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Real Goods Solar, Inc. See All Filings	D	2018-01-19 11:55:26 UTC
Amount To Be Raised $1,832,100 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001425565 Filed Document 0001144204-18-002782 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:55:26 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Option To Acquire
BLACK DREY, INC. See All Filings	D	2018-01-19 11:54:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers STEVEN A. SEGAL CIK Number 0001727773 Filed Document 0001727773-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:54:06 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
EM Plus CEF Fund See All Filings	D/A	2018-01-19 11:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital LLC CIK Number 0001468225 Filed Document 0001663960-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barlow Partners Fundamental Managers, L.P. See All Filings	D/A	2018-01-19 11:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000948334 Filed Document 0000919574-18-000501 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:52:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Katalyst.Ventures I, L.P. See All Filings	D	2018-01-19 11:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728656 Filed Document 0001728656-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barlow Partners Offshore Ltd. See All Filings	D/A	2018-01-19 11:44:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112469 Filed Document 0000919574-18-000499 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:44:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Doddington Global Fund LLC See All Filings	D/A	2018-01-19 11:43:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348822 Filed Document 0001012975-18-000081 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:43:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chenavari Multi-Strategy Credit Fund SPC See All Filings	D/A	2018-01-19 11:42:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001510148 Filed Document 0001510148-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:42:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core & Main Management Feeder, LLC See All Filings	D	2018-01-19 11:41:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728626 Filed Document 0001728626-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:41:28 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Adelante Global Property Securities Fund LP See All Filings	D/A	2018-01-19 11:38:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371811 Filed Document 0001663960-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:38:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Directional Opportunities Feeder Fund, LP See All Filings	D/A	2018-01-19 11:35:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001537124 Filed Document 0001537124-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:35:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKO EUROPEAN LONG-ONLY FUND LTD See All Filings	D/A	2018-01-19 11:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539315 Filed Document 0000919574-18-000497 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:32:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DILON TECHNOLOGIES INC See All Filings	D	2018-01-19 11:32:43 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers Michael N. Taglich, Robert F. Taglich, and Taglich Brothers, Inc. CIK Number 0001047810 Filed Document 0001047810-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:32:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AKO FUND LTD See All Filings	D/A	2018-01-19 11:30:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001346796 Filed Document 0000919574-18-000495 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:30:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AKO EUROPEAN LONG-ONLY FUND PARTNERS L.P. See All Filings	D/A	2018-01-19 11:28:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567331 Filed Document 0000919574-18-000493 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:28:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NHCP-ABC LLC See All Filings	D	2018-01-19 11:27:26 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001728625 Filed Document 0001728625-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:27:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKO PARTNERS L.P. See All Filings	D/A	2018-01-19 11:25:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343066 Filed Document 0000919574-18-000491 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:25:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LendingHome Opportunity Fund II REIT LLC See All Filings	D	2018-01-19 11:21:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Welchel, and Lori Mayfield CIK Number 0001727456 Filed Document 0001727456-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:21:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GGCOF THIRD-PARTY CO-INVEST, L.P. See All Filings	D/A	2018-01-19 11:21:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430733 Filed Document 0001430733-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:21:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Centinel Spine, LLC See All Filings	D	2018-01-19 11:17:11 UTC
Amount To Be Raised $132,250,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001727729 Filed Document 0001727729-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:17:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Varo Money, Inc. See All Filings	D	2018-01-19 11:10:37 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001673977 Filed Document 0001140361-18-002515 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:10:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PERSIMMON RESEARCH PARTNERS LP See All Filings	D/A	2018-01-19 11:06:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112747 Filed Document 0001112747-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 11:06:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Everett Opportunities Fund LP See All Filings	D/A	2018-01-19 10:56:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663920 Filed Document 0000902664-18-000300 Exclusions or Exemptions 506b Accepted Date 2018-01-19 10:56:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Everett Opportunities Fund Ltd See All Filings	D/A	2018-01-19 10:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669617 Filed Document 0000902664-18-000299 Exclusions or Exemptions 506b Accepted Date 2018-01-19 10:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ruddco Inc. See All Filings	D	2018-01-19 10:53:36 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001728017 Filed Document 0001728017-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 10:53:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
1837 Partners L.P. See All Filings	D	2018-01-19 10:49:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363397 Filed Document 0001363397-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 10:49:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Total Return Fund LLC See All Filings	D/A	2018-01-19 10:47:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487434 Filed Document 0001663960-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-19 10:47:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securis Event Fund (US) LP See All Filings	D	2018-01-19 10:46:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728478 Filed Document 0000902664-18-000298 Exclusions or Exemptions 506b Accepted Date 2018-01-19 10:46:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTAIR PARTNERS II, L.P. See All Filings	D/A	2018-01-19 10:35:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631293 Filed Document 0000919574-18-000488 Exclusions or Exemptions 506b Accepted Date 2018-01-19 10:35:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Conrad's Grill Chicago, LLC See All Filings	D	2018-01-19 10:35:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001728549 Filed Document 0001728549-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-01-19 10:35:17 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Criterion Vista Fund, L.P. See All Filings	D/A	2018-01-19 10:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510892 Filed Document 0001663960-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-19 10:34:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund