Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lantos Technologies, Inc. See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $3,925,000 Associated Brokers / Dealers N/A CIK Number 0001500664 Filed Document 0001500664-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Banyan Investment Fund, L.P. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435986 Filed Document 0001095449-15-000139 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECH Pascagoula, LP See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001573669 Filed Document 0001573669-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sankaty Credit Opportunities VI-B, L.P. See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650428 Filed Document 0001650428-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Local Media TV Holdings, LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $168,750 Associated Brokers / Dealers N/A CIK Number 0001654202 Filed Document 0001140361-15-036890 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
X1 Investments LP See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654464 Filed Document 0001654464-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff Secondary Opportunities Fund (DE), LP See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporation CIK Number 0001654652 Filed Document 0001654652-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dymon Asia Macro Plus Fund See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588834 Filed Document 0001588834-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton Global Summits Fund, L.P. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. and Morgan Stanley Smith Barney, LLC CIK Number 0001503655 Filed Document 0001503655-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALTA TITAN FUND, L.P. See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648022 Filed Document 0000919574-15-007191 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greater Alabama Lithotripsy LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $158,400 Associated Brokers / Dealers N/A CIK Number 0001384244 Filed Document 0001384244-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Heartland Equity Partners I, LLC See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619418 Filed Document 0001619418-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HERO DVO INVESTOR, LLC See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $520,000 Associated Brokers / Dealers N/A CIK Number 0001634473 Filed Document 0001015325-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Prism Jade Fund, L.P. See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486371 Filed Document 0001486371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Orionis Biosciences LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001654107 Filed Document 0001654107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Verve Medical, Inc. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $2,104,207 Associated Brokers / Dealers N/A CIK Number 0001555288 Filed Document 0001555288-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Curb, Inc. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001579256 Filed Document 0001579256-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NP Railcar Investments II LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001654740 Filed Document 0001654740-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AppBANC, LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001505939 Filed Document 0001446933-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Carlyle CLO Coinvestors, LP See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617718 Filed Document 0001617718-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Eclipse Ventures Fund I, L.P. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001641394 Filed Document 0001641394-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ATX A-Team Ideal Spot, LP See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001655062 Filed Document 0001655150-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Comet Solutions Inc See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001308688 Filed Document 0001308688-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Octopus LP See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628893 Filed Document 0001628893-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
PINEBRIDGE SUB-SAHARAN AFRICA EQUITY FUND, LLC See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001440787 Filed Document 0001440787-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOWHIRE, LLC See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001630090 Filed Document 0001630090-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PROPHECY DEVELOPMENT CORP. See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $7,456 Associated Brokers / Dealers N/A CIK Number 0001545224 Filed Document 0001545224-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CPF Coinvestment, LP See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618259 Filed Document 0001618259-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SCR Ultra Fund LP See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489632 Filed Document 0001489632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Templeton Global Bond Plus Fund, L.P. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001477279 Filed Document 0001477279-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALDMAN CAPITAL MANAGEMENT, LLC See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489720 Filed Document 0001013594-15-000507 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Northern Shipping Fund III LP See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC and MANOR PRIVATE CAPITAL, LLC CIK Number 0001652180 Filed Document 0000919574-15-007208 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Templeton China Opportunities Fund, Ltd. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482237 Filed Document 0001482237-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reigning Champs LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001590422 Filed Document 0001590422-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Primo Sales, Inc See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001654741 Filed Document 0001144204-15-058263 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Varna Onshore Fund LP See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502697 Filed Document 0000919574-15-007203 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aeterna TabbedOut LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001653484 Filed Document 0001653484-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VITTAMED Corp See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $13,532,185 Associated Brokers / Dealers N/A CIK Number 0001591696 Filed Document 0001140361-15-036926 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Europe CLO Coinvestors, LP See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617719 Filed Document 0001617719-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Eclipse Ventures Fund I, L.P. See All Filings	D/A	2015-10-05 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001641394 Filed Document 0001641394-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EMG Traverse Holdings, LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $263,671,155 Associated Brokers / Dealers N/A CIK Number 0001614052 Filed Document 0001614052-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frat Star Movie, LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001654270 Filed Document 0001654270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Azalea Waln Estate LLC See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001654394 Filed Document 0001654394-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ATX A-Team Texacello, LP See All Filings	D	2015-10-05 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001655063 Filed Document 0001655150-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Realty Coinvestment VII, LP See All Filings	D/A	2015-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617710 Filed Document 0001617710-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
WC Mississippi Storage Portfolio I, LLC See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001654491 Filed Document 0001654491-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gestalt Scientific Corp See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645900 Filed Document 0001645900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BMO Investments II (Ireland) PLC See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551213 Filed Document 0000892712-15-000917 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garelick Capital Partners QP Feeder Fund (Cayman), LTD. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581049 Filed Document 0001581049-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionic Volatility Arbitrage Fund LLC See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588213 Filed Document 0001588213-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund