Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OC Special Opportunities Fund, LP See All Filings	D	2018-01-22 16:49:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728470 Filed Document 0000902664-18-000339 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:49:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Silversmith Capital Partners II-B, L.P. See All Filings	D	2018-01-22 16:46:32 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001728533 Filed Document 0001728533-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:46:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AQR Style Premia Fund, L.P. See All Filings	D/A	2018-01-22 16:45:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479892 Filed Document 0001664695-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:45:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silversmith Capital Partners II-A, L.P. See All Filings	D	2018-01-22 16:40:59 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001728534 Filed Document 0001728534-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:40:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AQR STYLE PREMIA GLOBAL GOVERNMENT BOND MASTER ACCOUNT LTD. See All Filings	D/A	2018-01-22 16:39:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664695 Filed Document 0001664695-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:39:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEREBELLUM CAPITAL, LLC See All Filings	D/A	2018-01-22 16:31:02 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001447339 Filed Document 0001447339-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:31:02 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEPHILA CATASTROPHE FUND, LTD See All Filings	D/A	2018-01-22 16:26:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001349209 Filed Document 0001349209-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:26:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
RCP-SSI, LLC See All Filings	D	2018-01-22 16:23:01 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers N/A CIK Number 0001728367 Filed Document 0001728367-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:23:01 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
MODIOHEALTH, INC. See All Filings	D/A	2018-01-22 16:22:31 UTC
Amount To Be Raised $3,832,520 Associated Brokers / Dealers N/A CIK Number 0001714608 Filed Document 0001140361-18-002760 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:22:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte LLP See All Filings	D	2018-01-22 16:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-18-000026 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:21:32 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
AQR MULTI-STYLE COMMODITIES MASTER ACCOUNT, L.P. See All Filings	D/A	2018-01-22 16:20:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664694 Filed Document 0001664694-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:20:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte Tax LLP See All Filings	D	2018-01-22 16:19:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:19:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Serina Therapeutics, Inc. See All Filings	D/A	2018-01-22 16:18:19 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001558525 Filed Document 0001558525-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:18:19 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Financial Advisory Services LLP See All Filings	D	2018-01-22 16:17:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:17:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CRP III Roll Up, LLC See All Filings	D/A	2018-01-22 16:16:56 UTC
Amount To Be Raised $12,435,000 Associated Brokers / Dealers N/A CIK Number 0001727400 Filed Document 0001727400-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:16:56 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CA Residential 450 W Belmont Preferred Equity, LLC See All Filings	D	2018-01-22 16:15:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001728833 Filed Document 0001728833-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:15:51 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DELOITTE CONSULTING LLP See All Filings	D	2018-01-22 16:15:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-18-000023 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:15:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CytBioscience, Inc. See All Filings	D/A	2018-01-22 16:12:58 UTC
Amount To Be Raised $21,821,845 Associated Brokers / Dealers Jim Garvin CIK Number 0001637514 Filed Document 0001637514-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:12:58 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DELOITTE & TOUCHE LLP See All Filings	D	2018-01-22 16:12:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:12:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
SRC AJIN-WOOSHIN FUND IV, LLC See All Filings	D	2018-01-22 16:12:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Kookmin Migration Consulting Co., Ltd. CIK Number 0001640928 Filed Document 0001640928-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-01-22 16:12:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
AQR OFFSHORE MULTI-STRATEGY FUND XVII, L.P. See All Filings	D/A	2018-01-22 16:11:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664688 Filed Document 0001664694-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:11:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAGLE GROWTH PARTNERS II, LP See All Filings	D/A	2018-01-22 16:10:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001415629 Filed Document 0000897069-18-000035 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:10:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CB4, LLC See All Filings	D/A	2018-01-22 16:07:11 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001655217 Filed Document 0001655217-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:07:11 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LAC Lago Paradiso LLC See All Filings	D	2018-01-22 16:06:53 UTC
Amount To Be Raised $4,386,000 Associated Brokers / Dealers N/A CIK Number 0001722089 Filed Document 0001722089-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:06:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAGLE GROWTH PARTNERS I, LP See All Filings	D/A	2018-01-22 16:06:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001168111 Filed Document 0000897069-18-000034 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:06:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Feather Spirits, LLC See All Filings	D	2018-01-22 16:06:16 UTC
Amount To Be Raised $884,163 Associated Brokers / Dealers N/A CIK Number 0001691178 Filed Document 0001691178-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:06:16 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Crypto Sky Fund, LP See All Filings	D	2018-01-22 16:06:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728504 Filed Document 0001728504-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:06:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SC/CA 1900 West Lawrence, LLC See All Filings	D	2018-01-22 16:04:53 UTC
Amount To Be Raised $6,075,000 Associated Brokers / Dealers N/A CIK Number 0001728835 Filed Document 0001728835-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:04:53 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LAC University Orchard LLC See All Filings	D	2018-01-22 16:02:14 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001722068 Filed Document 0001722068-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:02:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR MULTI-STYLE COMMODITIES MASTER ACCOUNT, L.P. See All Filings	D/A	2018-01-22 16:00:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664694 Filed Document 0001664694-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:00:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARAMETRIC DEFENSIVE EQUITY FUND LLC See All Filings	D/A	2018-01-22 15:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539852 Filed Document 0000350797-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:58:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LAC Peachtree Corners LLC See All Filings	D	2018-01-22 15:57:59 UTC
Amount To Be Raised $1,960,000 Associated Brokers / Dealers N/A CIK Number 0001722070 Filed Document 0001722070-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:57:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRC AJIN-WOOSHIN FUND IV, LLC See All Filings	D	2018-01-22 15:55:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001640928 Filed Document 0001640928-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-01-22 15:55:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
NEIF Plus, LLC See All Filings	D	2018-01-22 15:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728427 Filed Document 0001728427-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:55:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAC Riverside Parc LLC See All Filings	D	2018-01-22 15:55:10 UTC
Amount To Be Raised $2,785,000 Associated Brokers / Dealers N/A CIK Number 0001722069 Filed Document 0001722069-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:55:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Migdal 240W35 Holdings LP See All Filings	D	2018-01-22 15:49:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001728729 Filed Document 0001728728-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:49:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
VIC Technology Venture Development, LLC See All Filings	D	2018-01-22 15:45:05 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001219639 Filed Document 0001219639-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:45:05 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Deserve, Inc. See All Filings	D	2018-01-22 15:43:36 UTC
Amount To Be Raised $13,362,870 Associated Brokers / Dealers N/A CIK Number 0001646519 Filed Document 0001646519-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:43:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Light Americas, Inc. See All Filings	D	2018-01-22 15:40:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001728714 Filed Document 0001728714-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:40:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LAC the Hue LLC See All Filings	D	2018-01-22 15:40:02 UTC
Amount To Be Raised $4,080,000 Associated Brokers / Dealers N/A CIK Number 0001722083 Filed Document 0001722083-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:40:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paragon Mobile, Inc. See All Filings	D	2018-01-22 15:39:22 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001649556 Filed Document 0001649556-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:39:22 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Emerald Metrics LLC See All Filings	C	2018-01-22 15:38:58 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001727471 Filed Document 0001727471-18-000001 Accepted Date 2018-01-22 15:38:58 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State OREGON
Secured Income Fund-II, LLC See All Filings	D/A	2018-01-22 15:34:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504410 Filed Document 0001504410-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-22 15:34:14 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LAC Greison Trail LLC See All Filings	D	2018-01-22 15:30:34 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001722059 Filed Document 0001722059-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:30:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Migdal WORE 2017-1 Holdings LP See All Filings	D	2018-01-22 15:29:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001728728 Filed Document 0001728728-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:29:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Zunum Aero, Inc. See All Filings	D	2018-01-22 15:29:03 UTC
Amount To Be Raised $3,298 Associated Brokers / Dealers N/A CIK Number 0001728768 Filed Document 0001728768-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:29:03 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Holdings One LAC LLC See All Filings	D	2018-01-22 15:19:47 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001722054 Filed Document 0001722054-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:19:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIVATE CAPITAL FUND, LLC See All Filings	D/A	2018-01-22 15:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597336 Filed Document 0001504410-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-22 15:17:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tulsa Real Estate Fund, LLC See All Filings	1-A/A	2018-01-22 15:16:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001704303 Filed Document 0001477932-18-000412 Accepted Date 2018-01-22 15:16:57 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $0 State of Jurisdiction GEORGIA Type of Security Equity (common or preferred stock)
DisperSol Technologies, LLC See All Filings	D	2018-01-22 15:09:54 UTC
Amount To Be Raised $27,317,592 Associated Brokers / Dealers N/A CIK Number 0001541408 Filed Document 0001541408-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 15:09:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity