|
|
D |
2015-10-07 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001644092
- Filed Document
- 0001644092-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480964
- Filed Document
- 0000950103-15-008060
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-07 00:00:00 UTC |
- Amount To Be Raised
- $12,784,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655138
- Filed Document
- 0001655138-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-07 00:00:00 UTC |
- Amount To Be Raised
- $158,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653660
- Filed Document
- 0001653660-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588700
- Filed Document
- 0001588700-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-07 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652790
- Filed Document
- 0001571049-15-008125
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-10-07 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001654978
- Filed Document
- 0001654978-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654712
- Filed Document
- 0001654712-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5 and more than 5
- CIK Number
- 0001654950
- Filed Document
- 0001654950-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-07 00:00:00 UTC |
- Amount To Be Raised
- $12,799,908
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655104
- Filed Document
- 0001655104-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-07 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654947
- Filed Document
- 0001209191-15-074862
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-10-06 15:22:51 UTC |
- Amount To Be Raised
- $1,260,000
- Associated Brokers / Dealers
- Kurt Ursich and Jeromy Salvesen
- CIK Number
- 0001654902
- Filed Document
- 0001654902-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 15:22:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2015-10-06 13:37:15 UTC |
- Amount To Be Raised
- $4,102,955
- Associated Brokers / Dealers
- None
- CIK Number
- 0001635391
- Filed Document
- 0001635391-15-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 13:37:15 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Common
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559964
- Filed Document
- 0001209191-15-074229
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- INVERNESS SECURITIES, LLC and CORONADO INVESTMENTS, LLC
- CIK Number
- 0001543967
- Filed Document
- 0000919574-15-007233
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559926
- Filed Document
- 0001209191-15-074224
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $1,881,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580183
- Filed Document
- 0001580183-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Race Rock Capital LLC
- CIK Number
- 0001569023
- Filed Document
- 0001569023-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William E.A. Wishart
- CIK Number
- 0001654864
- Filed Document
- 0001654864-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588496
- Filed Document
- 0000902664-15-003818
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630344
- Filed Document
- 0001393725-15-000121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Ryder Court Global Emerging Markets Opportunities Fund (DST)
See All Filings
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617008
- Filed Document
- 0001393725-15-000119
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $1,470,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655412
- Filed Document
- 0001655412-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $13,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608050
- Filed Document
- 0001608050-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593318
- Filed Document
- 0001593318-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653144
- Filed Document
- 0001653144-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652986
- Filed Document
- 0001652986-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $275,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642859
- Filed Document
- 0001642859-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639881
- Filed Document
- 0001639881-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524632
- Filed Document
- 0001524632-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653657
- Filed Document
- 0000895345-15-000268
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654901
- Filed Document
- 0001654901-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Daniel L. Holligan, Brian Snider, and OCP Capital, LLC
- CIK Number
- 0001430825
- Filed Document
- 0000902664-15-003820
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $4,407,476
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655084
- Filed Document
- 0001144204-15-058438
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653800
- Filed Document
- 0001653800-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001654468
- Filed Document
- 0001654468-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $347,679,993
- Associated Brokers / Dealers
- Apollo Global Securities, LLC
- CIK Number
- 0001467760
- Filed Document
- 0001209191-15-074363
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $655,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651632
- Filed Document
- 0000906318-15-000058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $9,830,000
- Associated Brokers / Dealers
- Republic Securities of America, Inc.
- CIK Number
- 0001613894
- Filed Document
- 0001613894-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Franklin Templeton Financial Services Corporation
- CIK Number
- 0001655271
- Filed Document
- 0001655271-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $1,600,027
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001555380
- Filed Document
- 0001555380-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654809
- Filed Document
- 0001654809-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649454
- Filed Document
- 0001140361-15-037221
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd.
See All Filings
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Franklin Templeton Financial Services Corp.
- CIK Number
- 0001505023
- Filed Document
- 0001505023-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654752
- Filed Document
- 0001654752-15-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620232
- Filed Document
- 0000919574-15-007220
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602042
- Filed Document
- 0001602042-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Brooks Houghton Securities, Inc. and Halen Capital
- CIK Number
- 0001629712
- Filed Document
- 0000897069-15-000492
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- $2,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655848
- Filed Document
- 0001655848-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
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D/A |
2015-10-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001452994
- Filed Document
- 0000919574-15-007218
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|